Titterton Lewis H jr | ANIX | Director | Jan 21 '25 | Buy | $2.59 | 6,000 | $15,540.00 | 928,334 | |
MOTT DAVID M | ARDX | Director | Jan 21 '25 | Buy | $4.99 | 199,000 | $992,671.70 | 1,937,765 | |
DeFelice Laura A | CIK | Director | Jan 21 '25 | Buy | $2.92 | 40,766 | $119,036.72 | 47,402 | |
Saba Capital Management, L.P. | MAV | 10% Owner | Jan 21 '25 | Buy | $8.49 | 900 | $7,641.00 | 3,909,084 | |
STAHL MURRAY | RCG | President and CEO | Jan 21 '25 | Buy | $2.80 | 1,198 | $3,354.40 | 52,734 | - SEC Form 4
- SEC Form 4
|
BANK OF AMERICA CORP /DE/ | NAN | 10% Owner | Jan 20 '25 | Buy | $11.37 | 1,611 | $18,317.07 | 1,611 | |
Titterton Lewis H jr | ANIX | Director | Jan 17 '25 | Buy | $2.57 | 10,000 | $25,700.00 | 928,334 | |
Randall Cavitt | AREN | Director | Jan 17 '25 | Buy | $1.23 | 25,000 | $30,750.00 | 210,168 | |
Hopkins Craig Douglas | BRN | Chief Executive Officer | Jan 17 '25 | Buy | $1.65 | 10,000 | $16,500.00 | 151,000 | |
Gendreau Kyle | CAL | Director | Jan 17 '25 | Buy | $19.92 | 5,000 | $99,660.51 | 765 | - SEC Form 4
- SEC Form 4
|
Siokas Grigorios | COSM | Chief Executive Officer | Jan 17 '25 | Buy | $0.86 | 29,158 | $25,000.07 | 4,164,789 | |
Fund 1 Investments, LLC | FLWS | 10% Owner | Jan 17 '25 | Buy | $8.27 | 126,301 | $1,050,243.46 | 4,668,665 | |
Little Harrison James | KYN | Executive Vice President | Jan 17 '25 | Buy | $13.04 | 5,000 | $65,193.00 | 5,000 | |
Dowden David | MMD | N/A | Jan 17 '25 | Buy | $14.92 | 3,300 | $49,248.54 | 3,300 | |
STAHL MURRAY | RCG | President and CEO | Jan 17 '25 | Buy | $2.69 | 1,198 | $3,222.62 | 52,734 | - SEC Form 4
- SEC Form 4
|
GILES WILLIAM T | STZ | Director | Jan 17 '25 | Buy | $186.39 | 1,000 | $186,390.00 | 1,463 | |
Merk Alexander | ASA | COO | Jan 16 '25 | Buy | $21.99 | 31,248 | $687,127.90 | 304,305 | |
Siokas Grigorios | COSM | Chief Executive Officer | Jan 16 '25 | Buy | $0.84 | 47,904 | $39,999.84 | 4,164,789 | |
GABELLI MARIO J | GRX | Director | Jan 16 '25 | Buy | $9.80 | 4,000 | $39,200.00 | 235,872 | |
Fitzgerald John Taylor Maloney | KFS | President and CEO | Jan 16 '25 | Buy | $8.30 | 301 | $2,498.30 | 1,526,905 | |
ADENT JOHN EDWARD | NEOG | CEO | Jan 16 '25 | Buy | $11.03 | 23,035 | $254,076.05 | 269,164 | |
Naemura David H. | NEOG | CFO | Jan 16 '25 | Buy | $11.11 | 14,800 | $164,428.00 | 61,434 | |
BANK OF AMERICA CORP /DE/ | NMZ | 10% Owner | Jan 16 '25 | Buy | $10.79 | 6 | $64.74 | 1 | |
HOWARD RICHARD PAGE | NRT | N/A | Jan 16 '25 | Buy | $4.94 | 5,000 | $24,699.50 | 275,000 | |
STAHL MURRAY | RCG | President and CEO | Jan 16 '25 | Buy | $2.66 | 1,198 | $3,186.68 | 52,734 | - SEC Form 4
- SEC Form 4
|
VOLK JAMES J | SHEN | SVP Finance & CFO | Jan 16 '25 | Buy | $14.64 | 332 | $4,860.48 | 332 | |
HORIZON KINETICS ASSET MANAGEMENT LLC | TPL | 10% Owner | Jan 16 '25 | Buy | $1,386.27 | 1 | $1,386.27 | 1,167,968 | |
Fund 1 Investments, LLC | TTSH | 10% Owner | Jan 16 '25 | Buy | $7.07 | 65,500 | $464,360.55 | 10,601,360 | - SEC Form 4
- SEC Form 4
|
KUMAR AMIT | ANIX | Chief Executive Officer | Jan 15 '25 | Buy | $2.23 | 43,000 | $95,890.00 | 559,925 | |
Siokas Grigorios | COSM | Chief Executive Officer | Jan 15 '25 | Buy | $0.80 | 62,500 | $50,000.00 | 4,164,789 | |
Goldstein Jeffrey A | FIS | Director | Jan 15 '25 | Buy | $79.97 | 701 | $56,058.97 | 11,098 | |
Taylor Mike J | FRD | President / CEO / Director | Jan 15 '25 | Buy | $14.10 | 2,500 | $35,250.00 | 169,154 | |
Ordal Todd | FTLF | Director | Jan 15 '25 | Buy | $30.37 | 150 | $4,555.50 | 31,094 | |
SCHORSCH NICHOLAS S | NYC | 10% Owner | Jan 15 '25 | Buy | $9.16 | 4,101 | $37,551.49 | 939,187 | - SEC Form 4
- SEC Form 4
|
FROST PHILLIP MD ET AL | OPK | CEO & Chairman | Jan 15 '25 | Buy | $1.48 | 500,000 | $740,850.00 | 213,036,477 | |
STAHL MURRAY | RCG | President and CEO | Jan 15 '25 | Buy | $2.57 | 1,198 | $3,078.86 | 52,734 | - SEC Form 4
- SEC Form 4
|
Corley Jesse Anderson | RXST | Director | Jan 15 '25 | Buy | $31.16 | 3,210 | $100,004.19 | 1,443 | |
HORIZON KINETICS ASSET MANAGEMENT LLC | TPL | 10% Owner | Jan 15 '25 | Buy | $1,400.25 | 1 | $1,400.25 | 1,167,968 | |
HOUSEL DAVID E | AUBN | Director | Jan 14 '25 | Buy | $24.25 | 54 | $1,315.31 | 7,908 | |
Barrett J Tutt | AUBN | Director | Jan 14 '25 | Buy | $24.25 | 76 | $1,850.56 | 8,783 | |
HAM WILLIAM F JR | AUBN | Director | Jan 14 '25 | Buy | $24.25 | 58 | $1,417.53 | 4,737 | |
O'DONNELL SHANNON | AUBN | Senior Vice President | Jan 14 '25 | Buy | $24.25 | 28 | $680.17 | 1,450 | |
Bacic William K | BTO | N/A | Jan 14 '25 | Buy | $34.70 | 288 | $9,993.60 | 288 | |
Bacic William K | HEQ | N/A | Jan 14 '25 | Buy | $10.33 | 986 | $10,185.38 | 986 | |
Bacic William K | HPS | N/A | Jan 14 '25 | Buy | $14.25 | 706 | $10,060.50 | 706 | |
Bacic William K | JHI | N/A | Jan 14 '25 | Buy | $14.00 | 719 | $10,066.00 | 719 | |
Waterfield John Randall | JOB | Director | Jan 14 '25 | Buy | $0.24 | 131,779 | $31,521.54 | 936,779 | |
Saba Capital Management, L.P. | MAV | 10% Owner | Jan 14 '25 | Buy | $8.47 | 1,700 | $14,401.00 | 3,909,084 | |
Lawlor John J | MMD | N/A | Jan 14 '25 | Buy | $14.74 | 2,000 | $29,480.00 | 4,500 | |
Control Empresarial de Capitales S.A. de C.V. | PBF | 10% Owner | Jan 14 '25 | Buy | $28.62 | 100,000 | $2,862,060.00 | 28,984,998 | |
STAHL MURRAY | RCG | President and CEO | Jan 14 '25 | Buy | $2.55 | 1,198 | $3,054.90 | 52,734 | - SEC Form 4
- SEC Form 4
|
SHAW THOMAS J | RVP | PRESIDENT AND CEO | Jan 14 '25 | Buy | $0.74 | 11,547 | $8,521.69 | 14,977,751 | |
HORIZON KINETICS ASSET MANAGEMENT LLC | TPL | 10% Owner | Jan 14 '25 | Buy | $1,313.11 | 1 | $1,313.11 | 1,167,968 | |
Ende Eric J | AVDL | Director | Jan 13 '25 | Buy | $7.84 | 30,000 | $235,218.00 | 208,900 | |
Thornton Peter J. | AVDL | Director | Jan 13 '25 | Buy | $8.05 | 10,000 | $80,450.00 | 104,055 | |
Siokas Grigorios | COSM | Chief Executive Officer | Jan 13 '25 | Buy | $0.61 | 163,666 | $99,999.93 | 4,164,789 | |
Taylor Mike J | FRD | President / CEO / Director | Jan 13 '25 | Buy | $14.50 | 2,500 | $36,250.00 | 169,154 | |
Roivant Sciences Ltd. | IMVT | Director10% Owner | Jan 13 '25 | Buy | $20.00 | 16,845,010 | $336,900,200.00 | 96,650,341 | |
Turtle Creek Asset Management Inc. | JELD | 10% Owner | Jan 13 '25 | Buy | $8.46 | 75,000 | $634,762.50 | 1,171,330 | - SEC Form 4
- SEC Form 4
|
Laby Arthur Blake | JOF | Director | Jan 13 '25 | Buy | $7.56 | 3,306 | $24,993.36 | 3,306 | |
DIGIANDOMENICO ANTHONY | MDBH | Co-Founder | Jan 13 '25 | Buy | $6.14 | 2,000 | $12,270.00 | 83,709 | |
Saba Capital Management, L.P. | MHI | 10% Owner | Jan 13 '25 | Buy | $9.25 | 13,343 | $123,422.75 | 4,131,903 | |
SMITH PATRICK W | OCX | 10% Owner | Jan 13 '25 | Buy | $2.10 | 16,055 | $34,114.42 | 1,779,572 | - SEC Form 4
- SEC Form 4
|
SPRINGER TIMOTHY A | RNAC | Director10% Owner | Jan 13 '25 | Buy | $17.55 | 20,967 | $366,353.71 | 8,518,457 | - SEC Form 4
- SEC Form 4
|
Sopko Timothy John | TAYD | Chief Executive Officer | Jan 13 '25 | Buy | $33.25 | 1,000 | $33,250.00 | 9,000 | |
HORIZON KINETICS ASSET MANAGEMENT LLC | TPL | 10% Owner | Jan 13 '25 | Buy | $1,321.05 | 1 | $1,321.05 | 1,167,968 | |
Fund 1 Investments, LLC | TTSH | 10% Owner | Jan 13 '25 | Buy | $6.75 | 100,900 | $678,169.93 | 10,601,360 | - SEC Form 4
- SEC Form 4
|
EcoR1 Capital, LLC | ZYME | Director10% Owner | Jan 13 '25 | Buy | $13.66 | 167,654 | $2,278,811.37 | 15,578,732 | - SEC Form 4
- SEC Form 4
|
Donovan William | ASA | Director | Jan 10 '25 | Buy | $22.03 | 400 | $8,812.00 | 4,200 | |
Saba Capital Management, L.P. | ENX | 10% Owner | Jan 10 '25 | Buy | $9.43 | 7,708 | $72,686.44 | 3,352,108 | |
Fund 1 Investments, LLC | FLWS | 10% Owner | Jan 10 '25 | Buy | $7.38 | 368,000 | $2,723,133.70 | 4,668,665 | - SEC Form 4
- SEC Form 4
|
Quinn Anthony G. | GBIO | Director | Jan 10 '25 | Buy | $0.97 | 210,791 | $203,209.36 | 214,286 | |
GABELLI MARIO J | GGZ | Director10% Owner | Jan 10 '25 | Buy | $11.67 | 14,000 | $163,329.18 | 39,286 | |
Patel Snehal | GLSI | CEO and CFO | Jan 10 '25 | Buy | $12.51 | 2,500 | $31,275.00 | 5,552,502 | |
Saba Capital Management, L.P. | GRX | 10% Owner | Jan 10 '25 | Buy | $9.57 | 14,833 | $141,951.81 | 1,925,867 | |
Arkowitz David | IBIO | Director | Jan 10 '25 | Buy | $2.72 | 18,382 | $49,999.04 | 18,382 | |
Brenner Martin | IBIO | See Remarks | Jan 10 '25 | Buy | $2.72 | 9,191 | $24,999.52 | 18,316 | |
Sender Gary | IBIO | Director | Jan 10 '25 | Buy | $2.72 | 9,191 | $24,999.52 | 9,191 | |
Banjak Marc | IBIO | Chief Legal Officer | Jan 10 '25 | Buy | $2.72 | 9,191 | $24,999.52 | 11,066 | |
Clark William D | IBIO | Director | Jan 10 '25 | Buy | $2.72 | 1,838 | $4,999.36 | 1,838 | |
Parada Antonio Bernardino Guimaraes | IBIO | Director | Jan 10 '25 | Buy | $2.72 | 183,823 | $499,998.56 | 183,823 | |
Coliseum Capital Management, LLC | MODV | 10% Owner | Jan 10 '25 | Buy | $7.19 | 1,502,424 | $9,995,856.34 | 4,485,175 | - SEC Form 4
- SEC Form 4
|
Q Global Capital Management, L.P. | MODV | 10% Owner | Jan 10 '25 | Buy | $12.61 | 3,837 | $48,384.57 | 1,970,935 | |
SCHORSCH NICHOLAS S | NYC | 10% Owner | Jan 10 '25 | Buy | $8.90 | 4,055 | $36,069.39 | 939,187 | - SEC Form 4
- SEC Form 4
|
BANK OF AMERICA CORP /DE/ | PMM | 10% Owner | Jan 10 '25 | Buy | $6.02 | 16,585 | $99,841.70 | 16,585 | |
STAHL MURRAY | RCG | President and CEO | Jan 10 '25 | Buy | $2.47 | 1,194 | $2,949.18 | 52,734 | - SEC Form 4
- SEC Form 4
|
Peterson Adam K | RMAX | 10% Owner | Jan 10 '25 | Buy | $9.64 | 11,798 | $113,732.72 | 3,247,929 | |
SHAW THOMAS J | RVP | PRESIDENT AND CEO | Jan 10 '25 | Buy | $0.73 | 18,226 | $13,281.29 | 14,977,751 | |
HORIZON KINETICS ASSET MANAGEMENT LLC | TPL | 10% Owner | Jan 10 '25 | Buy | $1,300.78 | 1 | $1,300.78 | 1,167,968 | |
Smith Ryan Lewis | USEG | CEO | Jan 10 '25 | Buy | $2.09 | 1,000 | $2,090.00 | 873,050 | |
Merk Alexander | ASA | COO | Jan 8 '25 | Buy | $21.83 | 28,860 | $634,719.78 | 304,305 | |
TOUB CHRISTOPHER M | CPZ | Director | Jan 8 '25 | Buy | $15.20 | 1,500 | $22,800.00 | 3,000 | |
ICAHN CARL C | CVI | 10% Owner | Jan 8 '25 | Buy | $18.25 | 878,212 | $16,027,369.00 | 67,570,593 | |
Ayers James W. | FBK | 10% Owner | Jan 8 '25 | Buy | $49.36 | 4,000 | $197,440.00 | 10,915,841 | |
Josephs Paul | LFCR | Chief Executive Officer | Jan 8 '25 | Buy | $5.74 | 17,000 | $97,580.00 | 559,717 | |
Saba Capital Management, L.P. | MHI | 10% Owner | Jan 8 '25 | Buy | $9.39 | 4,710 | $44,226.90 | 4,131,903 | |
Saba Capital Management, L.P. | MIO | 10% Owner | Jan 8 '25 | Buy | $12.00 | 2,769 | $33,228.00 | 2,089,157 | |
HOWARD RICHARD PAGE | NRT | N/A | Jan 8 '25 | Buy | $4.83 | 5,000 | $24,134.50 | 275,000 | |
Bain Capital Life Sciences Investors, LLC | OLMA | 10% Owner | Jan 8 '25 | Buy | $5.76 | 300,000 | $1,727,370.00 | 7,800,000 | |
Strong Gary | OVLY | Director | Jan 8 '25 | Buy | $27.17 | 1,000 | $27,170.00 | 11,842 | |
SELL MORITZ A | PCF | Director | Jan 8 '25 | Buy | $6.50 | 1,624 | $10,556.00 | 5,446 | |
STAHL MURRAY | RCG | President and CEO | Jan 8 '25 | Buy | $2.55 | 1,198 | $3,054.90 | 52,734 | - SEC Form 4
- SEC Form 4
|
Simanovsky Michael | SNDA | Director10% Owner | Jan 8 '25 | Buy | $21.33 | 42,111 | $897,835.41 | 1,580,481 | |
HORIZON KINETICS ASSET MANAGEMENT LLC | TPL | 10% Owner | Jan 8 '25 | Buy | $1,255.81 | 1 | $1,255.81 | 1,167,968 | |
EcoR1 Capital, LLC | ZYME | Director10% Owner | Jan 8 '25 | Buy | $13.60 | 225,119 | $2,974,818.88 | 15,578,732 | |
Reit Todd | AGD | Director | Jan 7 '25 | Buy | $9.96 | 100 | $996.00 | 1,100 | |
OMENN GILBERT S | AMST | Director | Jan 7 '25 | Buy | $3.00 | 3,333 | $9,999.00 | 9,805 | |
Parmer George | AMST | Director | Jan 7 '25 | Buy | $3.00 | 83,333 | $249,999.00 | 189,166 | |
Reit Todd | AOD | Director | Jan 7 '25 | Buy | $8.52 | 250 | $2,128.75 | 1,250 | |
Reit Todd | AWP | Director | Jan 7 '25 | Buy | $3.78 | 1,825 | $6,889.38 | 2,825 | |
Saba Capital Management, L.P. | BIGZ | 10% Owner | Jan 7 '25 | Buy | $7.69 | 59,630 | $458,554.70 | 60,675,395 | |
Saba Capital Management, L.P. | ENX | 10% Owner | Jan 7 '25 | Buy | $9.55 | 32,632 | $311,635.60 | 3,352,108 | |
DIETRICH JOHN W | FDX | EVP CHIEF FINANCIAL OFF | Jan 7 '25 | Buy | $273.98 | 1,000 | $273,980.00 | 9,067 | |
Turtle Creek Asset Management Inc. | JELD | 10% Owner | Jan 7 '25 | Buy | $7.75 | 395,000 | $3,062,943.50 | 1,171,330 | - SEC Form 4
- SEC Form 4
|
Saba Capital Management, L.P. | MAV | 10% Owner | Jan 7 '25 | Buy | $8.53 | 39,859 | $339,997.27 | 3,909,084 | |
Ribisi Mark Allan | MCY | President of AIS subsidiary | Jan 7 '25 | Buy | $64.71 | 55 | $3,559.27 | 680 | |
HOWARD RICHARD PAGE | NRT | N/A | Jan 7 '25 | Buy | $4.58 | 5,000 | $22,888.50 | 275,000 | |
Nierenberg David | PBPB | 10% Owner | Jan 7 '25 | Buy | $9.24 | 7,600 | $70,149.00 | 101,898 | |
NINA CAPITAL HOLDINGS INC. | PETS | 10% Owner | Jan 7 '25 | Buy | $4.98 | 25,000 | $124,375.00 | 2,175,000 | |
STAHL MURRAY | RCG | President and CEO | Jan 7 '25 | Buy | $2.55 | 1,194 | $3,044.70 | 52,734 | - SEC Form 4
- SEC Form 4
|
Lee Angela B | TMP | Director | Jan 7 '25 | Buy | $67.07 | 286 | $19,183.16 | 286 | |
HORIZON KINETICS ASSET MANAGEMENT LLC | TPL | 10% Owner | Jan 7 '25 | Buy | $1,252.93 | 1 | $1,252.93 | 1,167,968 | |
Fund 1 Investments, LLC | TTSH | 10% Owner | Jan 7 '25 | Buy | $6.72 | 91,359 | $616,599.28 | 10,601,360 | - SEC Form 4
- SEC Form 4
|
BROWN JEFFREY J | UPBD | Director | Jan 7 '25 | Buy | $29.01 | 1,146 | $33,245.46 | 86,380 | |
LUCI DAVID P | ACXP | President and CEO | Jan 6 '25 | Buy | $1.02 | 49,261 | $49,999.91 | 1,097,458 | |
Sailer Carl | ACXP | Director | Jan 6 '25 | Buy | $1.02 | 24,631 | $25,000.46 | 137,183 | |
DELUCCIA ROBERT J | ACXP | Director10% Owner | Jan 6 '25 | Buy | $1.02 | 49,261 | $49,999.91 | 1,010,196 | |
Scodari Joseph C | ACXP | Director | Jan 6 '25 | Buy | $1.02 | 24,631 | $25,000.46 | 27,708 | |
Donohue James J. | ACXP | Director | Jan 6 '25 | Buy | $1.02 | 9,852 | $9,999.78 | 22,352 | |
DEAN JACK H | ACXP | Director | Jan 6 '25 | Buy | $1.02 | 9,852 | $9,999.78 | 21,776 | |
Merk Alexander | ASA | COO | Jan 6 '25 | Buy | $21.09 | 33,774 | $711,249.82 | 304,305 | |
Saba Capital Management, L.P. | BIGZ | 10% Owner | Jan 6 '25 | Buy | $7.72 | 282,123 | $2,177,989.56 | 60,675,395 | |
O'Neill Andrew J | CET | Vice President | Jan 6 '25 | Buy | $45.65 | 1,309 | $59,755.85 | 88,146 | |
Rayment Kevin | CW | Vice President and COO | Jan 6 '25 | Buy | $304.12 | 52 | $15,814.24 | 19,966 | |
Watts John C | CW | Vice President Strat & Bus Dev | Jan 6 '25 | Buy | $304.12 | 19 | $5,778.28 | 4,202 | |
Freda Robert F | CW | Vice President and Treasurer | Jan 6 '25 | Buy | $304.12 | 27 | $8,211.24 | 4,280 | |
Farkas K Christopher | CW | Vice President and CFO | Jan 6 '25 | Buy | $304.12 | 30 | $9,123.60 | 9,253 | |
Ferdenzi Paul J | CW | N/A | Jan 6 '25 | Buy | $304.12 | 34 | $10,340.08 | 16,022 | |
Bamford Lynn M | CW | Chair and CEO | Jan 6 '25 | Buy | $304.12 | 34 | $10,340.08 | 28,448 | |
McDonald George P. | CW | VP and Corporate Secretary | Jan 6 '25 | Buy | $304.12 | 30 | $9,123.60 | 1,672 | |
Ayers James W. | FBK | 10% Owner | Jan 6 '25 | Buy | $51.40 | 2,000 | $102,800.00 | 10,915,841 | |
Saba Capital Management, L.P. | MAV | 10% Owner | Jan 6 '25 | Buy | $8.52 | 23,008 | $196,028.16 | 3,909,084 | |
HOWARD RICHARD PAGE | NRT | N/A | Jan 6 '25 | Buy | $4.77 | 5,000 | $23,850.00 | 275,000 | |
Saba Capital Management, L.P. | NXJ | 10% Owner | Jan 6 '25 | Buy | $12.08 | 44,915 | $542,573.20 | 5,155,126 | |
SCHORSCH NICHOLAS S | NYC | 10% Owner | Jan 6 '25 | Buy | $8.96 | 3,963 | $35,508.48 | 939,187 | - SEC Form 4
- SEC Form 4
|
STAHL MURRAY | RCG | President and CEO | Jan 6 '25 | Buy | $2.53 | 1,194 | $3,020.82 | 52,734 | - SEC Form 4
- SEC Form 4
|
SHAW THOMAS J | RVP | PRESIDENT AND CEO | Jan 6 '25 | Buy | $0.78 | 18,411 | $14,270.37 | 14,977,751 | |
HORIZON KINETICS ASSET MANAGEMENT LLC | TPL | 10% Owner | Jan 6 '25 | Buy | $1,224.12 | 1 | $1,224.12 | 1,167,968 | |
Hoene Mary Joan | ASA | Director | Jan 3 '25 | Buy | $20.82 | 420 | $8,744.40 | 8,800 | |
Merk Alexander | ASA | COO | Jan 3 '25 | Buy | $20.98 | 30,825 | $646,683.84 | 304,305 | |