SEC 8-K filings with transcript text
Aug 7, 2025
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SECTION 13 OR 15(d) OF THE
Date of Report (Date of earliest event reported): August 7, 2025
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction of
(Commission File Number)
(IRS Employer
Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300
Centennial, Colorado
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0516
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol(s)
Name of Each Exchange
on Which Registered
Common Stock, $0.001 par value
WWR
NYSE American
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b–2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 1.01 Entry into a Material Definitive Agreement.
On August 7, 2025, Westwater Resources, Inc. (the “Company”) entered into a securities purchase agreement (the “Securities Purchase Agreement”) with certain institutional investors (the “Investors”) under which the Company agreed to issue and sell in a registered public offering directly to the Investors (the “Offering”), convertible notes for up to an aggregate principal amount of $5,000,000 (the “Notes”), which will be convertible into shares of the Company’s common stock, par value of $0.001 per share (the “Common Stock”).
The Securities Purchase Agreement contains customary representations, warranties and covenants. The Notes contain customary affirmative and negative covenants, including certain limitations on debt, liens, restricted payments, asset transfers, changes in the business and transactions with affiliates. The Notes also contain standard and customary events of default.
No Note may be converted to the extent that such conversion would cause a holder of such Note to become the beneficial owner of more than 9.99% of the then outstanding Common Stock, after giving effect to such conversion (the “Beneficial Ownership Cap”).
The Notes shall not bear interest except that upon the occurrence and during the continuance of an event of default. Upon the occurrence and during the continuance of an event of default, the interest rate on the Notes will be 18% per annum. Unless earlier converted, the Notes will mature on the twenty-four month anniversary of their respective issuance dates.
At any time after the issuance date, all amounts due under the Notes are convertible, in whole or in part, and subject to the Beneficial Ownership Cap, at a conversion price equal to $0.83, which is subject to customary adjustments upon any stock split, stock dividend, stock combination, recapitalization, subsequent issuances, and other events. Starting on the closing date, the Notes amortize in installments, and we will make monthly payments on the first trading day of each monthly anniversary commencing on the closing date through the maturity date, payable in cash or shares of common stock. Upon the satisfaction of certain conditions, we may prepay outstanding Notes upon not less than 20 trading days’ written notice by paying an amount equal to the portion of the Notes being redeemed at a 115% premium.
Pursuant to the Securities Purchase Agreement, the Company has agreed to seek stockholder approval of the issuance of conversion shares upon the future conversion of Notes, if any, that would exceed 19.9% of the Company’s issued and outstanding Common Stock, in order to comply with the rules and regulations of NYSE American. In connection with the obligation to seek such stockholder approval, the Company entered into voting agreements (each, a “Voting Agreement”) with certain officers and directors of the Company, pursuant to wh
Nov 18, 2020
8-K 1 wwr8knov18-20.htm
Westwater Resources, Inc.
CURRENT REPORT PURSUANT TOSECTION 13 OR 15(d) OF THESECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 12, 2020
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300Centennial, Colorado
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0516
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol(s)
Name of Each Exchangeon Which Registered
Common Stock, $0.001 par value
WWR
Nasdaq Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b–2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition.
On November 12, 2020, Westwater Resources, Inc. issued a press release relating to its results for the third quarter of 2020. A copy of the press release is furnished herewith as Exhibit 99.1.
The information in this Current Report on Form 8-K under Item 2.02, including the accompanying press release, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by reference to such filing.
Item 9.01Financial Statements and Exhibits.
(d)Exhibits.
Exhibit No.
Description
99.1
Press Release dated November 12, 2020.
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 18, 2020
By: /s/ Jeffrey L. Vigil
Name:Jeffrey L. Vigil
Title:Vice President–Finance and Chief Financial Officer
3
May 2, 2018
8-K 1 wwr8kmay2-18.htm
Westwater Resource, Inc.
CURRENT REPORT PURSUANT TOSECTION 13 OR 15(D) OF THESECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 2, 2018
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300Centennial, Colorado 80112
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0516
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b–2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On May 2, 2018, Westwater Resources, Inc. (the “Company”) announced its preliminary results for the first quarter of fiscal year 2018.
The Company notes that these financial results for the quarter ended March 31, 2018 are preliminary and subject to the completion of its financial closing procedures and review by its independent auditors. There can be no assurance that the Company's final financial results for the first fiscal quarter ended March 31, 2018 will not differ from these preliminary estimates as a result of final closing and review procedures, and any such changes could be material. Readers are cautioned not to place undue reliance on the preliminary financial results. The reporting date for final first quarter 2018 results will be announced separately.
Preliminary Financial Summary (unaudited)
($ and Shares in 000, Except Per Share)
Variance
Net Cash Used in Operations $ (3,696) $ (3,287) 12%
Mineral Property Expenses $ (782) $ (769) 2%
General and Administrative, including Non-Cash Stock Compensation $ (1,805) $ (1,668) 8%
Acquisition Related Costs $ (755) $ - n/a
Net Income (Loss) $ (3,419) $ 1,845 -285%
Net Income (Loss) Per Share $ (0.12) $ 0.09 -233%
Avg. Weighted Shares Outstanding 27,968 21,602 29%
• Net cash used in operations. Net cash used in operating activities was $3.7 million for the three months ended March 31, 2018, as compared with $3.3 million for the same period in 2017. The increase of $0.4 million in cash used is primarily due to an increase in cash used for acquisition related costs of $0.8 million. The increase in cash used was slightly offset by a decrease in cash used for payables of $0.4 million.
• Operating expenses. For the three months ended March 31, 2018, mineral property expenses were slightly increased from the corresponding period during 2017. This increase was mostly the result of an increase in reclamation activities for the Vasquez project of $0.1 million during 2018 and was mostly offset by the decrease in lithium exploration activities of $0.1 million during 2018. General and administrative expenses increased by $0.1 million as compared with the corresponding period in 2017. This increase was mostly due to increases in stock compensation expense of $61,000 and salaries and payroll burden of $0.1 million.
• Net loss. Consolidated net loss for the three months ended March 31, 2018 was $3.4 million, or $0.12 per share, as compared with a consolidated net gain of $1.8 million, or $0.09 per share for the same period in 2017. For the three months ended March 31, 2018, the decrease in our consolidated net income of $5.2 million from the respective prior period was mostly the result of a 2017 one-time gain on the disposal of our Churchrock and Crownpoint projects of $4.4 million, versus in 2018 an increase in acquisition related costs of $0.8 million, an increase in loss on sale of marketable securities of $0.1 million and an increase of general and administrative expenses of $0.1 million.
• C
Feb 14, 2017
8-K 1 uri8kfeb1317.htm
Uranium Resources, Inc.
Date of Report (Date of earliest event reported): February 13, 2017
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300 Centennial, Colorado
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0470
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition.
On February 13, 2017, Uranium Resources, Inc. (the “Company”) issued a press release announcing the Company’s preliminary unaudited financial performance for the fiscal year ended December 31, 2016 (the "Preliminary Release"). A copy of the Preliminary Release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The information in this Current Report on Form 8-K under Item 2.02, including the accompanying press release, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by reference to such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press Release dated February 13, 2017.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: February 13, 2017
By: /s/ Jeffrey L. Vigil
Name: Jeffrey L. Vigil
Title: Vice President–Finance and Chief Financial Officer
Exhibit Index
Exhibit No.
Description
99.1
Press Release dated February 13, 2017.
May 2, 2016
8-K 1 uri8kmay116.htm
Uranium Resources, Inc.
Date of Report (Date of earliest event reported): May 2, 2016
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300 Centennial, Colorado 80112
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0470
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02
Results of Operations and Financial Condition.
On May 2, 2016, Uranium Resources, Inc. (“URI” or the “Company”) filed a quarterly cashflow report on Appendix 5B with the Australian Securities Exchange (the “ASX”), on which exchange URI’s common stock is listed in the form of CHESS Depository Interests (CDIs). A copy of the report is furnished herewith as Exhibit 99.1. The report has been prepared solely for the purpose of complying with the quarterly reporting requirements of the ASX, and the historical financial information for the quarter ended March 31, 2016 set forth therein is preliminary and unaudited.
Stockholders are cautioned not to rely upon the unaudited preliminary historical financial information set forth in the report. The Company’s results may differ materially from the unaudited preliminary historical financial information set forth in the report. The Company’s results may change as a result of the completion of our financial closing procedures, financial adjustments and other developments that may arise between now and the time the financial results for the quarter ended March 31, 2016 are finalized.
The information in this Current Report on Form 8-K under Item 2.02, including the accompanying report, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by reference to such filing.
Item 7.01
Regulation FD Disclosure.
Also on May 2, 2016, URI filed a quarterly activities report for the quarter ended March 31, 2016 with the ASX. A copy of the quarterly activities report is furnished herewith as Exhibit 99.2.
The information in this Current Report on Form 8-K under Item 7.01, including the accompanying exhibit, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by reference to such filing.
Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits.
Exhibit No.
Description
99.1
Quarterly Cashflow Report on Appendix 5B, as filed with the ASX on May 2, 2016.
99.2
Quarterly Activities Report, as filed with the ASX on May 2, 2016.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 2, 2016
By:
/s/ Jeffrey L. Vigil
Name:
Jeffrey L. Vigil
Title:
Vice President—Finance and Chief Financial Officer
Exhibit Index
Exhibit No.
Description
99.1
Quarterly Cashflow Report on Appendix 5B, as filed with the ASX on May 2, 2016.
99.2
Quarterly Activities Report, as filed with the ASX on May 2, 2016.
Feb 2, 2016
8-K 1 urri8kfeb216.htm
Uranium Resources, Inc.
Date of Report (Date of earliest event reported): January 28, 2016
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300 Centennial, Colorado 80112
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0470
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02
Results of Operations and Financial Condition.
On January 28, 2016, Uranium Resources, Inc. (“URI” or the “Company”) filed a quarterly cashflow report on Appendix 5B with the Australian Securities Exchange (the “ASX”), on which exchange URI’s common stock is listed in the form of CHESS Depository Interests (CDIs). A copy of the report is furnished herewith as Exhibit 99.1. The report has been prepared solely for the purpose of complying with the quarterly reporting requirements of the ASX, and the historical financial information for the quarter ended December 31, 2015 set forth therein is preliminary and unaudited.
Stockholders are cautioned not to rely upon the unaudited preliminary historical financial information set forth in the report. The Company’s results may differ materially from the unaudited preliminary historical financial information set forth in the report. The Company’s results may change as a result of the completion of our financial closing procedures, financial adjustments and other developments that may arise between now and the time the financial results for the quarter ended December 31, 2015 are finalized.
The information in this Current Report on Form 8-K under Item 2.02, including the accompanying report, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by reference to such filing.
Item 7.01
Regulation FD Disclosure.
Also on January 28, 2016, URI filed a quarterly activities report for the quarter ended December 31, 2015 with the ASX. A copy of the quarterly activities report is furnished herewith as Exhibit 99.2.
On February 2, 2016, URI issued a press release announcing the adjournment of its special meeting of stockholders. A copy of the press release is furnished herewith as Exhibit 99.3.
The information in this Current Report on Form 8-K under Item 7.01, including the accompanying exhibits, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by reference to such filing.
Item 8.01
Other Events.
As previously disclosed, the Company filed suit on September 28, 2007 against Kleberg County, Texas in the 105th Judicial District Court, Kleberg County, Texas for declaratory relief interpreting the December 2004 Settlement Agreement between Kleberg County and the Company as to the level of groundwater restoration the Company agreed to achieve in Kingsville Dome production areas 1 and 2 and for recovery of the Company’s legal fees and costs of the suit. The County filed a counterclaim alleging the Company had breached the terms of the December 2004 Settlement Agreement, asked for a declaratory judgment and injunctive relief ordering the Company to cure various alleged breaches of that agreement and asked that the County be awarded its legal fees and costs of the suit. On December 13, 2012, the Court ruled that the Company is permitted to continue ISR operations in the Kingsville Dome project but must continue to restore Well I-11A to its previous use. The Court also ruled that the Company breached the December 2004 Settlement Agreement when it tried to rely on 1987 data (in addition to original 1985 data) drawn from Well I-11 to establish clean-up st
Nov 13, 2015
8-K 1 uri8knov1315.htm
Uranium Resources, Inc.
Date of Report (Date of earliest event reported): November 9, 2015
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300 Centennial, Colorado
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0470
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition.
On November 9, 2015, Uranium Resources, Inc. (the “Company”) issued a press release relating to its results for the third quarter of 2015. A copy of the press release is furnished herewith as Exhibit 99.1.
The information in this Current Report on Form 8-K under Item 2.02, including the accompanying press release, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by reference to such filing.
Item 7.01 Regulation FD Disclosure.
On November 9, 2015, the Company issued a press release announcing that it had entered into a binding letter of intent for the sale of its Churchrock and Crownpoint properties in New Mexico to Laramide Resources Limited. The full text of the press release is furnished with this Form 8-K as Exhibit 99.2 and incorporated by reference herein.
The information in this Current Report on Form 8-K under Item 7.01, including the accompanying press release, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by reference to such filing.
Item 8.01 Other Events.
URI is providing an updated list of material subsidiaries as Exhibit 21.1 hereto. As previously disclosed, on June 3, 2015, the Company, entered into a scheme implementation agreement with Anatolia Energy Limited, an Australian public company (“Anatolia”), pursuant to which URI acquired all of the outstanding equity of Anatolia (the “Merger”) on November 9, 2015. The updated list of material subsidiaries includes Anatolia and its material subsidiaries.
Attached as Exhibits 4.1-4.12 are forms of certain options and performance shares issued to holders of certain interests in Anatolia in connection with the closing of the Merger.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
4.1
Form of options expiring June 15, 2017.
4.2
Form of options expiring November 28, 2018.
4.3
Form of options expiring October 8, 2019.
4.4
Form of options expiring September 30, 2016.
4.5
Form of options expiring November 30, 2017.
4.6
Form of options expiring November 30, 2017.
4.7
Form of options expiring January 20, 2020.
4.8
Form of options expiring February 28, 2019.
4.9
Form of options expiring March 2, 2018.
4.10
Form of options expiring March 6, 2017.
4.11
Form of options expiring June 30, 2019.
4.12
Form of class A performance shares.
21.1
Subsidiaries of the Registrant.
99.1
Press Release dated November 9, 2015 relating to third quarter results.
99.2
Press Release dated November 9, 2015 relating to sale of non-core assets.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 13, 2015
By:
/s/ Jeffrey L. Vigil
Name:
Jeffrey L. Vigil
Title:
Vice President—Finance and Chief Financial Officer
Exhibit Index
Exhibit No.
Description
4.1
Form of options expiring June 15, 2017.
4.2
Form of options expiring November 28, 2018.
4.3
Form of options expiring October 8, 2019.
4.4
Form of options expiring September 30
Aug 17, 2015
8-K 1 a15-18102_18k.htm 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): August 12, 2015
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300 Centennial, Colorado
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0470
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition.
On August 14, 2015, Uranium Resources, Inc. (the “Company”) issued a press release relating to its results for the second quarter of 2015. A copy of the press release is furnished herewith as Exhibit 99.1.
The information in this Current Report on Form 8-K under Item 2.02, including the accompanying press release, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by reference to such filing.
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On August 12, 2015, the Company received notice from The NASDAQ Stock Market (“NASDAQ”) that it had failed to maintain compliance with the $1.00 per share minimum bid price for 30 consecutive business days, as required under NASDAQ Listing Rule 5550(a)(2). This notice has no immediate effect on the Company’s NASDAQ listing and the Company’s shares will continue to trade under the symbol “URRE,” subject to the Company regaining compliance as discussed below.
In accordance with NASDAQ Listing Rule 5810(c)(3)(A), the Company has a period of 180 calendar days to regain compliance with the minimum bid price requirement. The Company will regain compliance with the minimum bid requirement if at any time before February 8, 2016, the bid price for the Company’s common stock closes at $1.00 per share or above for a minimum of 10 consecutive business days. In the event the Company does not regain compliance with the minimum bid price rule by February 8, 2016, the Company may be eligible to seek an additional compliance period of 180 calendar days. To qualify, the Company will be required to meet the continued listing requirement of $1.0 million market value of publicly held shares and all other initial listing standards for The NASDAQ Capital Market with the exception of the bid price requirement, and will need to provide NASDAQ with written notice of its intention to cure the deficiency during the second compliance period, by effecting a reverse stock split, if necessary. If the Company fails to regain compliance after the second 180-day grace period, or if NASDAQ declines to grant the Company a second 180-day grace period, NASDAQ may delist the Company’s common stock.
The Company intends to actively monitor the bid price of its common stock and will consider available options to regain compliance with the listing requirements.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press Release dated August 14, 2015.
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: August 17, 2015
By:
/s/ Jeffrey L. Vigil
Name:
Jeffrey L. Vigil
Title:
Vice President—Finance and Chief Financial Officer
3
Exhibit Index
Exhibit No.
Description
99.1
Press Release dated August 14, 2015.
4
Mar 19, 2015
8-K 1 a15-7247_18k.htm 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 19, 2015
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300 Centennial, Colorado
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0470
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition.
On March 19, 2015, Uranium Resources, Inc. issued a press release relating to its results for the fiscal year ended December 31, 2014. A copy of the press release is furnished herewith as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press Release dated March 19, 2015.
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: March 19, 2015
By:
/s/ Jeffrey L. Vigil
Name:
Jeffrey L. Vigil
Title:
Vice President—Finance and Chief Financial Officer
3
Exhibit Index
Exhibit No.
Description
99.1
Press Release dated March 19, 2015.
4
Feb 24, 2015
8-K 1 a15-5238_18k.htm 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): February 24, 2015
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300 Centennial, Colorado
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0470
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition;
Item 7.01 Regulation FD Disclosure.
On February 24, 2015, Uranium Resources, Inc. issued a press release announcing the commencement of initial exploration drilling at its Butler Ranch Project and a planned drilling program at its Alta Mesa Este Project. The full text of the press release is furnished with this Form 8-K as Exhibit 99.1 and incorporated by reference herein.
The information in this Current Report on Form 8-K under Items 2.02 and 7.01, including the accompanying press release, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by reference to such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press Release dated February 24, 2015.
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: February 24, 2015
By:
/s/ Jeffrey L. Vigil
Name:
Jeffrey L. Vigil
Title:
Vice President—Finance and Chief Financial Officer
3
Exhibit Index
Exhibit No.
Description
99.1
Press Release dated February 24, 2015.
4
Nov 6, 2014
8-K 1 a14-23882_18k.htm 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 6, 2014
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300 Centennial, Colorado
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0470
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition.
On November 6, 2014, Uranium Resources, Inc. issued a press release relating to its results for the quarter ended September 30, 2014. A copy of the press release is furnished herewith as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press Release dated November 6, 2014.
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: November 6, 2014
By:
/s/ Jeffrey L. Vigil
Name:
Jeffrey L. Vigil
Title:
Vice President–Finance and Chief Financial Officer
3
Exhibit Index
Exhibit No.
Description
99.1
Press Release dated November 6, 2014.
4
Aug 8, 2014
8-K 1 a14-18635_18k.htm 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): August 8, 2014
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300 Centennial, Colorado
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0470
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition.
On August 8, 2014, Uranium Resources, Inc. issued a press release relating to its results for the quarter ended June 30, 2014. A copy of the press release is furnished herewith as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press Release dated August 8, 2014.
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: August 8, 2014
By:
/s/ Jeffrey L. Vigil
Name:
Jeffrey L. Vigil
Title:
Vice President—Finance and Chief Financial Officer
3
Exhibit Index
Exhibit No.
Description
99.1
Press Release dated August 8, 2014.
4
May 8, 2014
8-K 1 a14-12295_18k.htm 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 8, 2014
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300 Centennial, Colorado
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0470
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition.
On May 8, 2014, Uranium Resources, Inc. issued a press release relating to its results for the quarter ended March 31, 2014. A copy of the press release is furnished herewith as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press Release dated May 8, 2014.
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 8, 2014
By:
/s/ Jeffrey L. Vigil
Name:
Jeffrey L. Vigil
Title:
Vice President—Finance and Chief Financial Officer
3
Exhibit Index
Exhibit No.
Description
99.1
Press Release dated May 8, 2014.
4
Mar 26, 2014
8-K 1 a14-8981_18k.htm 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 26, 2014
(Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
6950 S. Potomac Street, Suite 300
Centennial, Colorado
80112
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (303) 531-0470
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition.
On March 26, 2014, Uranium Resources, Inc. issued a press release relating to its results for the fiscal year ended December 31, 2013. A copy of the press release is furnished herewith as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press Release dated March 26, 2014.
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: March 26, 2014
By:
/s/ Jeffrey L. Vigil
Name:
Jeffrey L. Vigil
Title:
Vice President—Finance and Chief Financial Officer
3
Exhibit Index
Exhibit No.
Description
99.1
Press Release dated March 26, 2014.
4
Aug 9, 2013
8-K 1 a13-18378_18k.htm 8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): August 9, 2013
Uranium Resources, Inc.
(Exact name of registrant as specified in its charter)
Delaware
001-33404
75-2212772
(State or other jurisdiction
(Commission File Number)
(I.R.S. Employer
of incorporation)
Identification No.)
405 State Highway 121 Bypass, Building A, Suite 110 Lewisville, TX
75067
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: (972) 219-3330
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition.
On August 9, 2013, Uranium Resources, Inc. issued a press release relating to its results for the quarter ended June 30, 2013. A copy of the press release is furnished herewith as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press release dated August 9, 2013.
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Uranium Resources, Inc.
Dated: August 9, 2013
By:
/s/ Christopher M. Jones
Name: Christopher M. Jones
Title: President and Chief Executive Officer
3
Exhibit Index
Exhibit No.
Description
99.1
Press release dated August 9, 2013.
4
May 10, 2013
8-K 1 document.htm
Form 8-K Filing
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
Date of Report (Date of earliest event Reported): May 10, 2013
Uranium Resources, Inc. (Exact Name of Registrant as Specified in Charter)
Delaware
001-33404
75-2212772
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(I.R.S. Employer Identification Number)
405 State Highway 121 Bypass, Building A, Suite 110 Lewisville, TX 75067
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (972) 219-3330
Not Applicable (Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition.
On May 10, 2013, Uranium Resources, Inc. (the "Company" or "URI") issued a press release providing a First Quarter 2013 review of the Company's activities and financials through March 31, 2013, as well as an update on its strategy and outlook.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press Release dated May 10, 2013 titled "Uranium Resources Provides First Quarter 2013 Update"
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 10, 2013 Uranium Resources, Inc.
By: /s/ THOMAS H. EHRLICH Thomas H. Ehrlich Vice President and Chief Financial Officer
Exhibit Index
Exhibit No.
Description
99.1
Press Release dated May 10, 2013 titled "Uranium Resources Provides First Quarter 2013 Update"
Mar 15, 2013
8-K 1 a50591314.htm
REPORTPursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
March 15, 2013
Uranium Resources, Inc.
(Exact name of registrant as specified in its charter)
Delaware
001-33404
75-2212772
(State or other jurisdictionof incorporation)
(CommissionFile Number)
(I.R.S. EmployerIdentification No.)
405 State Highway 121 Bypass, Building A, Suite 110Lewisville, TX
75067
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code:
(972) 219-3330
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligationof the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Conditions.
On March 15, 2013, Uranium Resources, Inc. (the “Company” or “URI”) issued a press release providing a Full Year 2012 review of the Company’s activities and financials, through December 31, 2012, as well as an update on its strategy and outlook.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press Release dated March 15, 2013 titled “Uranium Resources Provides Full Year 2012 Review and Outlines Near-term Initiatives”
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Uranium Resources, Inc.
Dated:
March 15, 2013
By:
/s/ Thomas H. Ehrlich
Name: Thomas H. Ehrlich
Title: Vice President and Chief Financial Officer
Exhibit Index
Exhibit No.
Description
99.1
Press Release dated March 15, 2013 titled “Uranium Resources Provides Full Year 2012 Review and Outlines Near-term Initiatives”
Nov 1, 2010
8-K 1 a10-20083_38k.htm 8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 29, 2010
(Exact name of registrant as specified in its charter)
Delaware
0-17171
75-2212772
(State or other jurisdiction of
(Commission File Number)
(I.R.S. Employer
incorporation)
Identification No.)
405 State Highway 121 Bypass Building A, Suite
Suite 110, Lewisville, TX
75067
(Address of principal executive offices)
(Zip Code)
(972) 219-3330
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
On October 29, 2010, Uranium Resources, Inc. (“us,” “we,” “our,” “URI” or the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with Roth Capital Partners LLC (“Roth”) with respect to the offering and sale of 7,150,000 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), by the Company. In addition, the Company granted to Roth an option to purchase up to 1,072,500 additional shares of common stock to cover over-allotments, if any.
The Underwriting Agreement contains customary representations, warranties and covenants that are valid as between the parties and as of the date of entering such agreement and are not factual information to investors about the Company.
The offering of common shares was registered under the Securities Act of 1933, as amended, pursuant to the Registrant’s registration statement on Form S-3 (File No. 333-166647). The above description of the Underwriting Agreement is qualified in its entirety by reference to the full text of the Underwriting Agreement. Copies of the Underwriting Agreement are incorporated herein by reference and are attached to this Report on Form 8-K as Exhibit 1.1.
On November 1, 2010, Uranium Resources, Inc. filed a prospectus supplement with the Securities and Exchange Commission (the “Prospectus Supplement”) with respect to a proposed underwritten public offering of its common stock pursuant to the Underwriting Agreement described above in Item 1.01 and as further described below in Item 8.01 under the heading “Pricing of Public Offering.” In the Prospectus Supplement, the Company disclosed the following information with respect to the Company’s financial results for the three and nine months ended September 30, 2010:
While we have not finalized our full financial results for the three- and nine-months ended September 30, 2010, we expect to report that our cash balance was $10.5 million and that we incurred a loss of $3.6 to $3.7 million for the most recent quarter.
The loss for the third quarter increased from the loss reported in the second quarter of 2010 of $1.7 million primarily due to the following items:
· Settlement of the litigation titled Saenz v. URI Inc. which was filed by the owners of the mineral estate of property in Kleberg County, Texas. The Company recorded a $1.375 million provision in the third quarter in connection with this settlement.
· An increase in the impairment in the carrying value of the Company’s uranium properties of $173,000 resulting from a change in the cash flow assumptions related to the Company’s uranium projects.
· An increase in the general and administrative costs of $219,000, resulting from increased stock compensation expense ($20,000), increased personnel costs ($63,000), higher insurance and bank fees ($66,000) and increased consulting services ($72,000) incurred during the recent quarter.
· A decrease in interest and other income of $200,000 which resulted from the sale of certain non-essential drilling data made in the second quarter of 2010 that did not recur in the third quarter.
In addition to the foregoing, the Company has received notice from its surety company demanding that the Company either increase the collateral supporting the bonds to 100% of the bond amount or cause the release of the bonds by the fourth quarter of 2011. The demand calls for such collateral f
This page provides Westwater Resources Inc. (WWR) earnings call transcripts from SEC 8-K filings along with AI-powered predictions for post-earnings price movements. Our machine learning models analyze historical earnings data, pre-earnings price patterns, volume changes, and volatility to predict 1-day, 5-day, and 20-day returns after each earnings release.
Earnings transcripts are sourced directly from SEC EDGAR filings. Predictions are generated using gradient boosting models trained on WWR's historical earnings reactions. All predicted returns are shown as percentages, and predicted prices are calculated from the closing price at the time of prediction. Past performance does not guarantee future results.