as of 08-31-2026 2:19pm EST
PhenixFIN Corp is a non-diversified closed end management investment company operating in United States. Its investment objective is to generate current income and capital appreciation by lending directly to privately held middle market companies to expand their business, refinance and make acquisitions. It mainly invests in senior secured first lien term loans, senior secured second lien term loans, unitranche, senior secured first lien notes, subordinated notes and warrants and minority equity securities. It may also invest in securities of foreign companies. Portfolio of the company mainly consists of securities across all sectors. Revenue generated by the company comprises of interest income, dividend and other income earned through investments made.
| Founded: | 2010 | Country: | United States |
| Employees: | N/A | City: | NEW YORK |
| Market Cap: | 88.9M | IPO Year: | 2010 |
| Target Price: | N/A | AVG Volume (30 days): | 15.3K |
| Analyst Decision: | N/A | Number of Analysts: | N/A |
| Dividend Yield: | Dividend Payout Frequency: | N/A | |
| EPS: | 0.30 | EPS Growth: | -77.44 |
| 52 Week Low/High: | $38.30 - $56.48 | Next Earning Date: | 05-08-2026 |
| Revenue: | N/A | Revenue Growth: | N/A |
| Revenue Growth (this year): | -6.01% | Revenue Growth (next year): | -3.95% |
| P/E Ratio: | 156.03 | Index: | N/A |
| Free Cash Flow: | N/A | FCF Growth: | N/A |
SEC 8-K filings with transcript text
Aug 5, 2026 · 100% conf.
1D
+1.71%
$46.94
Act: -1.17%
5D
+4.74%
$48.34
Act: -0.98%
20D
+5.25%
$48.58
2 ea030025801ex99-1.htm
Exhibit 99.1
PhenixFIN Corporation Announces Third Quarter 2026 Financial Results
With Internalized Management Team NAV/Share reaches Six Year High of $81.69
New York, NY, August 5, 2026 -- PhenixFIN Corporation (NASDAQ: PFX, PFXNZ) (the "Company"), a publicly traded business development company, today announced its financial results for the third fiscal quarter of 2026.
Highlights
●Third quarter total investment income of $6.5 million; net investment income of $2.1 million
●Net asset value (NAV) of $157.9 million, or $81.69 per share as of June 30, 2026 vs $79.56 per share as of March 31, 2026
●Weighted average yield was 13.2% on debt and other income producing investments
●A special dividend of $0.07 per share was paid on May 28, 2026, to stockholders of record as of May 18, 2026
David Lorber, Chief Executive Officer of the Company, stated:
“Credit quality across our portfolio remained resilient this quarter amid persistent macroeconomic volatility. We continue to source attractive private credit opportunities while optimizing our platform, with continued focus on enhancing long-term shareholder value.”
Selected Third Quarter 2026 Financial Results for the Quarter Ended June 30, 2026:
Total investment income was $6.5 million of which $6.2 million was attributable to portfolio interest, dividend income and PIK interest and $0.3 million was attributable to fee and other income.
Total expenses were $4.4 million and total net investment income was $2.1 million.
The Company recorded a net realized gain of $0.4 million and net unrealized gain of $1.8 million.
Portfolio and Investment Activities for the Quarter Ended June 30, 2026:
The fair value of the Company's investment portfolio totaled $301.6 million and consisted of 31 portfolio companies.
Liquidity and Capital Resources
At June 30, 2026, the Company had $2.2 million in cash and cash equivalents, $57.5 million in aggregate principal amount of its 5.25% unsecured notes due 2028 and $90.0 million outstanding under the Credit Facility.
PhenixFIN Corporation is a non-diversified, internally managed closed-end management investment company incorporated in Delaware that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended. We completed our initial public offering and commenced operations on January 20, 2011. The Company has elected, and intends to qualify annually, to be treated, for U.S. federal income tax purposes, as a regulated investment company under Subchapter M of the Internal Revenue Code of 1986, as amended. Effective January 1, 2021, the Company operates under an internalized management structure.
Safe Harbor Statement and Other Disclosures
This press release contains “forward-looking” statements. Such forward-looking statements reflect current views with respect to future events and financial performance, and the Company may make related oral forward-looking statements on or following the date hereof. These forward-looking statements are subject to the inherent uncertainties in predicting future results and conditions. Certain factors could cause actual results and conditions to differ materially from those projected in these forward-looking statements, including among other things, PhenixFIN’s ability to deliver long-term value to shareholders, increase investment activity, increase net investment income, implement its investment strategy and achieve its investment objective, source and capitalize on investment opportunities, grow its net asset value and perform well in the prevailing market environment, the ability of our portfolio companies to perform well and generate income and other factors that are enumerated in the Company’s periodic filings with the Securities and Exchange Commission. PhenixFIN Corporation disclaims and does not undertake any obligation to update or revise any forward-looking statement in this press release.
Past performance is not a guarantee of future results. The press release contains unaudited financial results. For ease of review, we have excluded the word "approximately" when rounding the results. This press release is for informational purposes only and is not an offer to purchase or a solicitation of an offer to sell shares of PhenixFIN Corporation’s common stock. There can be no assurance that PhenixFIN Corporation will achieve its investment objective.
For PhenixFIN investor relations, please call 212-859-0390. For media inquiries, please contact info@phenixfc.com.
2
Consolidated Statements of Assets and Liabilities
June 30, 2026 (Unaudited) September 30, 2025
Assets:
Investments at fair value
Non-controlled, non-affiliated investments (amortized cost of $133,498,823 and $139,342,491, respectively)
$136,419,212 $145,280,169
Affiliated investments (amortized cost of $38,802,355 and $35,390,223, respectivel
May 5, 2026
2 ea028864001ex99-1.htm
Exhibit 99.1
PhenixFIN Corporation Announces Second Quarter 2026 Financial Results
New York, NY, May 5, 2026 -- PhenixFIN Corporation (NASDAQ: PFX, PFXNZ) (the “Company”), a publicly traded business development company, today announced its financial results for the second fiscal quarter of 2026.
Highlights
●Second quarter total investment income of $5.2 million; net investment income of $0.7 million
●Net asset value (NAV) of $153.8 million, or $79.56 per share as of March 31, 2026
●Weighted average yield was 13.1% on debt and other income producing investments
●Effective May 5, 2026, the Board declared a special dividend of $0.07 per share to be paid on May 28, 2026, to stockholders of record as of May 18, 2026
David Lorber, Chief Executive Officer of the Company, stated:
“While volatility and uncertainty are elevated in the markets, specifically in private credit, we continue to underwrite with a disciplined approach and engage in active portfolio management. Our overall portfolio was stable throughout the quarter. Our investment strategy is generally focused on asset-oriented industries. In addition, during the quarter we returned capital to our shareholders through our share buyback program, having repurchased 66,396 shares or 3.3% of our shares outstanding.”
Selected Second Quarter 2026 Financial Results for the Quarter Ended March 31, 2026:
Total investment income was $5.2 million of which $5.0 million was attributable to portfolio interest and dividend income and $0.2 million was attributable to fee and other income.
Total net expenses were $4.5 million and total net investment income was $0.7 million.
The Company recorded a net realized loss of $1.1 million and net unrealized gain of $1.7 million.
Portfolio and Investment Activities for the Quarter Ended March 31, 2026:
The fair value of the Company’s investment portfolio totaled $295.8 million and consisted of 32 portfolio companies.
The Company had 1 portfolio company investment on non-accrual status with a fair market value of $0.0 million.
Liquidity and Capital Resources
At March 31, 2026, the Company had $3.1 million in cash and cash equivalents, $57.5 million in aggregate principal amount of its 5.25% unsecured notes due 2028 and $90.0 million outstanding under the Credit Facility.
PhenixFIN Corporation is a non-diversified, internally managed closed-end management investment company incorporated in Delaware that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended. We completed our initial public offering and commenced operations on January 20, 2011. The Company has elected, and intends to qualify annually, to be treated, for U.S. federal income tax purposes, as a regulated investment company under Subchapter M of the Internal Revenue Code of 1986, as amended. Effective January 1, 2021, the Company operates under an internalized management structure.
Safe Harbor Statement and Other Disclosures
This press release contains “forward-looking” statements. Such forward-looking statements reflect current views with respect to future events and financial performance, and the Company may make related oral forward-looking statements on or following the date hereof. These forward-looking statements are subject to the inherent uncertainties in predicting future results and conditions. Certain factors could cause actual results and conditions to differ materially from those projected in these forward-looking statements, including among other things, PhenixFIN’s ability to deliver value to shareholders, increase investment activity, increase net investment income, implement its investment strategy and achieve its investment objective, source and capitalize on investment opportunities, grow its net asset value and perform well in the prevailing market environment, the ability of our portfolio companies to perform well and generate income and other factors that are enumerated in the Company’s periodic filings with the Securities and Exchange Commission. PhenixFIN Corporation disclaims and does not undertake any obligation to update or revise any forward-looking statement in this press release.
Past performance is not a guarantee of future results. The press release contains unaudited financial results. For ease of review, we have excluded the word “approximately” when rounding the results. This press release is for informational purposes only and is not an offer to purchase or a solicitation of an offer to sell shares of PhenixFIN Corporation’s common stock. There can be no assurance that PhenixFIN Corporation will achieve its investment objective.
For PhenixFIN investor relations, please call 212-859-0390. For media inquiries, please contact info@phenixfc.com.
2
Consolidated Statements of Assets and Liabilities
March 31, 2026 (Unaudited) September 30,
2025
Feb 9, 2026
2 ea027509201ex99-1_phenixfin.htm
Exhibit 99.1
PhenixFIN Corporation Announces First Quarter 2026 Financial Results
New York, NY, February 9, 2026 -- PhenixFIN Corporation (NASDAQ: PFX, PFXNZ) (the “Company”), a publicly traded business development company, today announced its financial results for the first fiscal quarter of 2026.
Highlights
●First quarter total investment income of $6.7 million; net investment income of $2.1 million
●Net asset value (NAV) of $155.8 million, or $77.92 per share as of December 31, 2025
●Weighted average yield was 12.52% on debt and other income producing investments
David Lorber, Chief Executive Officer of the Company, stated:
“During the quarter, we generated solid investment income, supported by a 12.52% weighted average yield on income producing investments. While mark-to-market declines in certain equity positions weighed on results, these reflected company-specific softness despite a generally favorable economic backdrop. With our portfolio focused on U.S. companies, and with policy makers signaling support for domestic growth and a more supportive rate environment, we expect U.S. fundamentals to improve throughout 2026.”
Selected First Quarter 2026 Financial Results for the Quarter Ended December 31, 2025:
Total investment income was $6.7 million of which $6.5 million was attributable to portfolio interest and dividend income and $0.2 million was attributable to fee and other income.
Total net expenses were $4.5 million and total net investment income was $2.1 million.
The Company recorded a net realized gain of $0.7 million and net unrealized loss of $7.2 million.
Portfolio and Investment Activities for the Quarter Ended December 31, 2025:
The fair value of the Company’s investment portfolio totaled $295.6 million and consisted of 33 portfolio companies.
The Company had 1 portfolio company investment on non-accrual status with a fair market value of $0.0 million.
Liquidity and Capital Resources
At December 31, 2025, the Company had $3.4 million in cash and cash equivalents, $57.5 million in aggregate principal amount of its 5.25% unsecured notes due 2028 and $90.0 million outstanding under the Credit Facility.
PhenixFIN Corporation is a non-diversified, internally managed closed-end management investment company incorporated in Delaware that has elected to be regulated as a business development company under the Investment Company Act of 1940, as amended. We completed our initial public offering and commenced operations on January 20, 2011. The Company has elected, and intends to qualify annually, to be treated, for U.S. federal income tax purposes, as a regulated investment company under Subchapter M of the Internal Revenue Code of 1986, as amended. Effective January 1, 2021, the Company operates under an internalized management structure.
Safe Harbor Statement and Other Disclosures
This press release contains “forward-looking” statements. Such forward-looking statements reflect current views with respect to future events and financial performance, and the Company may make related oral forward-looking statements on or following the date hereof. These forward-looking statements are subject to the inherent uncertainties in predicting future results and conditions. Certain factors could cause actual results and conditions to differ materially from those projected in these forward-looking statements, including among other things, PhenixFIN’s ability to deliver value to shareholders, increase investment activity, increase net investment income, implement its investment strategy and achieve its investment objective, source and capitalize on investment opportunities, grow its net asset value and perform well in the prevailing market environment, the ability of our portfolio companies to perform well and generate income and other factors that are enumerated in the Company’s periodic filings with the Securities and Exchange Commission. PhenixFIN Corporation disclaims and does not undertake any obligation to update or revise any forward-looking statement in this press release.
Past performance is not a guarantee of future results. The press release contains unaudited financial results. For ease of review, we have excluded the word “approximately” when rounding the results. This press release is for informational purposes only and is not an offer to purchase or a solicitation of an offer to sell shares of PhenixFIN Corporation’s common stock. There can be no assurance that PhenixFIN Corporation will achieve its investment objective.
For PhenixFIN investor relations, please call 212-859-0390. For media inquiries, please contact info@phenixfc.com.
2
Consolidated Statements of Assets and Liabilities
December 31, 2025 (Unaudited) September 30, 2025
Assets:
Investments at fair value
Non-controlled, non-affiliated investments (amortized cost of $138,028,011 a
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