SEC 8-K filings with transcript text
Mar 20, 2023
false0000748592NASDAQ00007485922023-03-202023-03-20
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 20, 2023
Eterna Therapeutics Inc.
(Exact Name of Registrant as Specified in its Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
1035 Cambridge Street, Suite 18A
Cambridge, MA
02141
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (212) 582-1199
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading symbol
Name of each exchange on which registered
Common Stock, par value $0.005 per share
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934:
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02
Results of Operations and Financial Condition.
On March 20, 2023, Eterna Therapeutics Inc., a Delaware corporation, issued a press release announcing its financial results for the three and twelve months ended December 31, 2022. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and incorporated by reference in this Item 2.02.
Item 7.01
Regulation FD Disclosure.
The information contained in Item 2.02 of this Current Report on Form 8-K is incorporated by reference into this Item 7.01.
The information contained in this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (“Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act except to the extent expressly stated in such filing.
Item 9.01
Financial Statements and Exhibits.
Exhibit
Number
Description
99.1
Press release of Eterna Therapeutics Inc. dated March 20, 2023.
104
Cover Page Interactive Data File (embedded within the XBRL document)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
Eterna Therapeutics Inc.
Dated: March 20, 2023
By:
/s/ Andrew Jackson
Chief Financial Officer
Apr 15, 2022
false000074859200007485922022-04-152022-04-15
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 15, 2022
Brooklyn ImmunoTherapeutics, Inc.
(Exact Name of Registrant as Specified in its Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
10355 Science Center Drive, Suite 150
San Diego, California
92121
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (212) 582-1199
140 58th Street, Building A, Suite 2100, Brooklyn, New York 11220
(Former name or address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading symbol
Name of each exchange on which registered
Common Stock, par value $0.005 per share
BTX
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934:
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02
Results of Operations and Financial Condition.
On April 15, 2022, Brooklyn ImmunoTherapeutics, Inc. (“we,” “us,” “our” or the “Company”) issued a press release announcing its financial results for the three-month period and fiscal year ended December 31, 2021. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and incorporated by reference in this Item 2.02.
Item 7.01
Regulation FD Disclosure.
The information contained in Item 2.02 of this Current Report on Form 8-K is incorporated by reference in this Item 7.01.
The information contained in this Current Report on Form 8-K, including in Exhibit 99.1 attached hereto, is “furnished” and not “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. Such information shall not be incorporated by reference in another filing under the Exchange Act or the Securities Act of 1933, as amended, except to the extent such other filing specifically incorporates such information by reference.
Item 9.01
Financial Statements and Exhibits.
Exhibit
Number
Description
99.1
Press release of Brooklyn ImmunoTherapeutics, Inc. dated April 15, 2022 announcing the Company’s financial results for the three months and year ended December 21, 2021.
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
Brooklyn ImmunoTherapeutics, Inc.
Dated: April 15, 2022
By:
/s/ Howard J. Federoff
Howard J. Federoff
Chief Executive Officer and President
Aug 17, 2021
false0000748592NYSEAMERNYSEAMER00007485922021-08-162021-08-16
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 16, 2021
(Exact Name of Registrant as Specified in its Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
140 58th Street, Building A, Suite 2100
Brooklyn, New York
11220
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s telephone number, including area code: (212) 582-1199
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading symbol
Name of each exchange on which registered
Common Stock, par value $0.005 per share
BTX
NYSE American
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934:
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02
Results of Operations and Financial Condition.
On August 16, 2021, we issued a press release announcing financial results for the second quarter of 2021. The full text of the press release is furnished as Exhibit 99.1 hereto and is incorporated herein by reference.
The information contained in this Item 2.02, including Exhibit 99.1 furnished hereto, is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, or the Securities Exchange Act of 1934, except as expressly set forth by specific reference in such filing.
Item 9.01
Financial Statements and Exhibits.
Exhibit
Number
Exhibit Description
99.1
Press release of Brooklyn ImmunoTherapeutics, Inc. dated August 16, 2021.
104
Cover Page Interactive Data File (embedded within the XBRL document)
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
Dated: August 17, 2021
By:
/s/ Howard J. Federoff
Howard J. Federoff
Chief Executive Officer and President
Nov 13, 2020
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): November 13, 2020
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
Employer
Identification No.)
6965 EL Camino Real, Suite 105 – Box 517,
Carlsbad, California
92009
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
NTN
American
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On November 13, 2020, we issued a press release announcing our financial results for the three and nine months ended September 30, 2020. The press release is furnished as Exhibit 99.1.
The information set forth under this Item 2.02 and in Exhibit 99.1 is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934 and is not to be incorporated by reference into any filing of the registrant under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof, regardless of any general incorporation language in any such filing, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1
Press Release of NTN Buzztime, Inc. dated November 13, 2020 (financial results for the three and nine months ended September 30, 2020).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN
Date: November 13, 2020 By: /s/ Sandra Gurrola
Sandra Gurrola
Sr. Vice President of Finance
Aug 7, 2020
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): August 7, 2020
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction of
Incorporation)
(Commission
File Number)
Employer
Identification No.)
6965 EL Camino Real, Suite 105-Box 517,
Carlsbad, California
92009
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
NTN
American
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On August 7, 2020, we issued a press release announcing our financial results for the three and six months ended June 30, 2020. The press release is furnished as Exhibit 99.1.
The information set forth under this Item 2.02 and in Exhibit 99.1 is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934 and is not to be incorporated by reference into any filing of the registrant under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof, regardless of any general incorporation language in any such filing, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1
Press Release of NTN Buzztime, Inc. dated August 7, 2020 (financial results for the three and six months ended June 30, 2020).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: August 7, 2020 By: /s/ Sandra Gurrola
Sandra Gurrola
Sr. Vice President of Finance
May 19, 2020
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): May 19, 2020
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
Employer
Identification No.)
1800 Aston Ave., Suite 100
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
NTN
NYSE American
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On May 19, 2020, we issued a press release announcing our financial results for the three months ended March 31, 2020. The press release is furnished as Exhibit 99.1.
The information set forth under this Item 2.02 and in Exhibit 99.1 is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934 and is not to be incorporated by reference into any filing of the registrant under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof, regardless of any general incorporation language in any such filing, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1 Press Release of NTN Buzztime, Inc. dated May 19, 2020 (financial results for the three months ended March 31, 2020).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN
Date: May 19, 2020 By: /s/ Sandra Gurrola
Sandra Gurrola
Sr. Vice President of Finance
Mar 17, 2020
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): March 12, 2020
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
Employer
Identification No.)
1800 Aston Ave., Suite 100
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
NTN
NYSE American
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01 Entry into a Material Definitive Agreement.
In September 2018, NTN Buzztime, Inc. (“we,” “us,” or “our”) entered into loan and security agreement with Avidbank (the “Original LSA”) under which we borrowed a $4,000,000 term loan. On March 12, 2020, we entered into an amendment to the Original LSA (as amended, the “LSA”). In connection with entering into the amendment, we made a $433,000 payment on our term loan, which includes the $83,333 monthly principal payment plus accrued interest for March 2020 and a $350,000 principal prepayment, thereby reducing the outstanding principal balance of our term loan to $2.0 million. Under the terms of the amendment, the minimum earnings before interest, taxes, depreciation and amortization, or EBITDA, covenant in the Original LSA was replaced with a monthly minimum asset coverage ratio covenant, which we refer to as the ACR covenant, and the minimum liquidity covenant in the Original LSA was amended to provide that the aggregate amount of unrestricted cash we have in deposit accounts or securities accounts maintained with Avidbank must be at all times not less than the principal balance outstanding under our term loan. Under the ACR covenant, the ratio of (i) our unrestricted cash at Avidbank as of the last day of a calendar month plus 75% of our outstanding accounts receivable accounts that are within 90 days of invoice date to (ii) the outstanding principal balance of our term loan on such day must be no less than 1.25 to 1.00. The amendment also changed the maturity date of our term loan from September 28, 2022 to December 31, 2020, and commencing on April 30, 2020, we must make principal plus accrued interest payments on the last day of each month, such that all amounts owed under the LSA will be repaid by December 31, 2020. The principal payment we must make each month will be $125,000 for each of April, May and June, $300,000 for each of July, August, September, October and November, and $125,000 for December.
The foregoing summary of the material terms of the amendment does not purport to be complete and is qualified in its entirety by reference to the amendment, a copy of which is attached as an exhibit to this report and is incorporated herein by reference.
Item 2.02. Results of Operation and Financial Condition.
On March 17, 2020, we issued a press release announcing our financial results for the three and twelve months ended December 31, 2019. The press release is furnished as Exhibit 99.1.
The information set forth under this Item 2.02 and in Exhibit 99.1 is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934 and is not to be incorporated by reference into any filing of the registrant under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof, regardless of any general incorporation language in any such filing, except as shall be expressly set forth by specific reference in such a filing.
Item 2.03. Creat
Oct 30, 2019
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): October 30, 2019
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction of Incorporation)
(Commission
File Number)
Employer
Identification No.)
1800 Aston Ave., Suite 100
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
NTN
American
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On October 30, 2019, we issued a press release announcing our financial results for the three and nine months ended September 30, 2019. The press release is furnished as Exhibit 99.1.
The information set forth under this Item 2.02 and in Exhibit 99.1 is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934 and is not to be incorporated by reference into any filing of the registrant under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof, regardless of any general incorporation language in any such filing, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1Press Release of NTN Buzztime, Inc. dated October 30, 2019 (financial results for the three and nine months ended September 30, 2019).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN
Date: October 30, 2019 By: /s/ Sandra Gurrola
Sandra Gurrola
Senior Vice President of Finance
Aug 9, 2019
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): August 9, 2019
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction of
Incorporation)
(Commission
File Number)
Employer
Identification No.)
1800 Aston Ave., Suite 100
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
NTN
American
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On August 9, 2019, we issued a press release announcing our financial results for the three and six months ended June 30, 2019. The press release is furnished as Exhibit 99.1.
The information set forth under this Item 2.02 and in Exhibit 99.1 is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934 and is not to be incorporated by reference into any filing of the registrant under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof, regardless of any general incorporation language in any such filing, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1 Press Release of NTN Buzztime, Inc. dated August 9, 2019 (financial results for the three and six months ended June 30, 2019).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN
Date: August 9, 2019 By: /s/ Allen Wolff
Allen Wolff
Chief Financial Officer
May 13, 2019
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): May 13, 2019
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction
(Commission
Employer
of Incorporation)
File Number)
Identification No.)
1800 Aston Ave., Suite 100
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
NTN
American
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On May 13, 2019, we issued a press release announcing our financial results for the three months ended March 31, 2019. The press release is furnished as Exhibit 99.1.
The information set forth under this Item 2.02 and in Exhibit 99.1 is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934 and is not to be incorporated by reference into any filing of the registrant under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof, regardless of any general incorporation language in any such filing, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1Press Release of NTN Buzztime, Inc. dated May 13, 2019 (financial results for the three months ended March 31, 2019).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN
Date: May 13, 2019 By: /s/ Allen Wolff
Allen Wolff
Chief Financial Officer
Mar 20, 2019
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): March 19, 2019
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
Employer
Identification No.)
1800 Aston Ave., Suite 100
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On March 20, 2019, we issued a press release announcing our financial results for the three and twelve months ended December 31, 2018. The press release is furnished as Exhibit 99.1.
The information set forth under this Item 2.02 and in Exhibit 99.1 is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934 and is not to be incorporated by reference into any filing of the registrant under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof, regardless of any general incorporation language in any such filing, except as shall be expressly set forth by specific reference in such a filing.
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On March 19, 2019, the Nominating and Corporate Governance/Compensation Committee (the “Committee”) of our Board of Directors adopted the NTN Buzztime, Inc. Executive Incentive Plan for Eligible Employees of NTN Buzztime, Inc. Fiscal Year 2019 (the “2019 Plan”). The 2019 Plan provides for performance-based, at-risk compensation.
The 2019 Plan period is from January 1, 2019 to December 31, 2019. The Committee will administer and interpret the 2019 Plan. The 2019 Plan participants include those individuals with the title of Chief Executive Officer, Chief Financial Officer, and VP of Finance (as Chief Accounting Officer), and any individual who we hire, promote or transfer to an executive level position, as determined by the Committee, during 2019. Individuals who are eligible to participate in the 2019 Plan must be employed by us on or before October 1, 2019, on active, full-time, paid status, and must not be a participant in any of our other incentive compensation programs. Any individual who becomes eligible to participate in the 2019 Plan after January 1, 2019 (either through new hire, promotion or transfer) will be eligible to earn incentive compensation under the 2019 Plan on a prorated basis.
The 2019 Plan participants will be eligible to earn incentive compensation based on the level of achievement of the following performance measures:
● targeted earnings before interest, tax, depreciation and amortization (EBITDA), as approved by the Committee (weighted up to 10%);
● targeted revenue, as approved by the Committee (weighted up to 15%); and
● certain strategic milestones, as evaluated and approved by the Committee (weighted up to 75%).
Each 2019 Plan participant will have a target payout amount, based on a percentage of his or her annual base salary (excluding benefits) as of December 31, 2019, that is assigned according to such participant’s position and job level. The target payout amounts for current 2019 Plan participants are: Chief Executive Officer—75%; Chief Financial Officer and Executive Vice President—50%; and VP of Finance (as Chief Accounting Officer)—10%.
The Committee will determine the achievement level of the performance measures and the actual incentive payout amount awarded to a participant. If the performance measures a
Nov 7, 2018
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): November 7, 2018
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
Employer
Identification No.)
2231 Rutherford Rd, Suite 200
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On November 7, 2018, we issued a press release announcing our financial results for the three and nine months ended September 30, 2018. The press release is furnished as Exhibit 99.1.
The information set forth under this Item 2.02 and in Exhibit 99.1 is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934 and is not to be incorporated by reference into any filing of the registrant under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof, regardless of any general incorporation language in any such filing, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1 Press Release of NTN Buzztime, Inc. dated November 7, 2018 (financial results for the three and nine months ended September 30, 2018).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN
Date: November 7, 2018 By: /s/ Allen Wolff
Allen Wolff
Chief Financial Officer
Aug 2, 2018
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): August 2, 2018
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
Employer
Identification No.)
2231 Rutherford Rd, Suite 200
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On August 2, 2018, we issued a press release announcing our financial results for the three and six months ended June 30, 2018. The press release is furnished as Exhibit 99.1.
The information set forth under this Item 2.02 and in Exhibit 99.1 is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934 and is not to be incorporated by reference into any filing of the registrant under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof, regardless of any general incorporation language in any such filing, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1 Press Release of NTN Buzztime, Inc. dated August 2, 2018 (financial results for the three and six months ended June 30, 2018).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN
Date: August 2, 2018 By: /s/ Allen Wolff
Allen Wolff
Chief Financial Officer
May 9, 2018
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): May 9, 2018
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction
(Commission
Employer
of Incorporation)
File Number)
Identification No.)
2231 Rutherford Rd, Suite 200
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On May 9, 2018, we issued a press release announcing our financial results for the three months ended March 31, 2018. The press release is furnished as Exhibit 99.1.
The information set forth under this Item 2.02 and in Exhibit 99.1 is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934 and is not to be incorporated by reference into any filing of the registrant under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date hereof, regardless of any general incorporation language in any such filing, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d)
Exhibits
99.1
Press Release of NTN Buzztime, Inc. dated May 9, 2018 (financial results for the three months ended March 31, 2018).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN
Date: May 9, 2018 By: /s/ Allen Wolff
Allen Wolff
Chief Financial Officer
Mar 6, 2018
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): March 6, 2018
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
Employer
Identification No.)
2231 Rutherford Rd, Suite 200
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On March 6, 2018, we issued a press release announcing our financial results for the three and twelve months ended December 31, 2017. The press release is filed as Exhibit 99.1 and is hereby incorporated by reference in its entirety. The information in this Form 8-K and the exhibit attached hereto is being furnished (not filed) under Item 2.02 of Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(d)
Exhibits
99.1
Press Release of NTN Buzztime, Inc. dated March 6, 2018 (financial results for the three and twelve months ended December 31, 2017).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN
Date: March 6, 2018 By: /s/ Allen Wolff
Allen Wolff
Chief Financial Officer
Exhibit No.
Document
99.1
Press Release of NTN Buzztime, Inc. dated March 6, 2018 (financial results for the three and twelve months ended December 31, 2017).
Nov 7, 2017
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): November 7, 2017
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
Employer
Identification No.)
2231 Rutherford Rd, Suite 200
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On November 7, 2017, we issued a press release announcing our financial results for the three and nine months ended September 30, 2017. The press release is filed as Exhibit 99.1 and is hereby incorporated by reference in its entirety. The information in this Form 8-K and the exhibit attached hereto is being furnished (not filed) under Item 2.02 of Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1 Press Release of NTN Buzztime, Inc. dated November 7, 2017 (financial results for the three and nine months ended September 30, 2017).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN
Date: November 7, 2017 By: /s/ Allen Wolff
Allen Wolff
Chief Financial Officer
Exhibit No.
Document
99.1
Press Release of NTN Buzztime, Inc. dated November 7, 2017 (financial results for the three and nine months ended September 30, 2017).
Aug 2, 2017
8-K 1 form8k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): August 2, 2017
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction
of Incorporation)
(Commission File Number)
Employer
Identification No.)
2231 Rutherford Rd, Suite 200
Carlsbad, California 92008
(Address of Principal Executive Offices) (Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On August 2, 2017, we issued a press release announcing our financial results for the three and six months ended June 30, 2017. The press release is filed as Exhibit 99.1 and is hereby incorporated by reference in its entirety. The information in this Form 8-K and the exhibit attached hereto is being furnished (not filed) under Item 2.02 of Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1
Press Release of NTN Buzztime, Inc. dated August 2, 2017 (financial results for the three and six months ended June 30, 2017).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN
Date: August 2, 2017 By: /s/ Allen Wolff
Allen Wolff
Chief Financial Officer
Exhibit No.
Document
99.1
Press Release of NTN Buzztime, Inc. dated August 2, 2017 (financial results for the three and six months ended June 30, 2017).
May 3, 2017
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): May 3, 2017
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction of Incorporation)
(Commission
File Number)
Employer Identification No.)
2231 Rutherford Rd, Suite 200
92008
Carlsbad, California
(Zip Code)
(Address of Principal Executive Offices)
(760) 438-7400
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On May 3, 2017, we issued a press release announcing our financial results for the three months ended March 31, 2017. The press release is filed as Exhibit 99.1 and is hereby incorporated by reference in its entirety. The information in this Form 8-K and the exhibit attached hereto is being furnished (not filed) under Item 2.02 of Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1Press Release of NTN Buzztime, Inc. dated May 3, 2017 (financial results for the three months ended March 31, 2017).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
NTN
Date: May 3, 2017 By: /s/ Allen Wolff
Allen Wolff
Chief Financial Officer
Exhibit No.
Document
99.1
Press Release of NTN Buzztime, Inc. dated May 3, 2017 (financial results for the three months ended March 31, 2017).
Mar 6, 2017
8-K 1 form8-k.htm
8-K
PURSUANT TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): March 6, 2017
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction of
Incorporation)
(Commission File Number)
(I.R.S. Employer
Identification No.)
2231 Rutherford Rd, Suite 200
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On March 6, 2017, we issued a press release announcing our financial results for the three and twelve months ended December 31, 2016. The press release is filed as Exhibit 99.1 and is hereby incorporated by reference in its entirety. The information in this Form 8-K and the exhibit attached hereto is being furnished (not filed) under Item 2.02 of Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1 PressRelease of NTN Buzztime, Inc. dated March 6, 2017 (financial results for the three and twelve months ended December 31, 2016).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: March 6, 2017 By: /s/ Allen Wolff
Allen Wolff
Chief Financial Officer
Exhibit No.
Document
99.1
Press Release of NTN Buzztime, Inc. dated March 6, 2017 (financial results for the three and twelve months ended December 31, 2016).
Nov 8, 2016
8-K 1 form8-k.htm
8-K
TO SECTION 13 OR 15(d) OF THE
Date of report (Date of earliest event reported): November 8, 2016
NTN
(Exact name of Registrant as Specified in Charter)
Delaware
001-11460
31-1103425
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
Employer
Identification No.)
2231 Rutherford Rd, Suite 200
Carlsbad, California
92008
(Address of Principal Executive Offices)
(Zip Code)
(760) 438-7400
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operation and Financial Condition.
On November 8, 2016, NTN Buzztime, Inc. issued a press release announcing its financial results for the three and nine months ended September 30, 2016. The press release is filed as Exhibit 99.1 and is hereby incorporated by reference in its entirety. The information in this Form 8-K and the exhibit attached hereto is being furnished (not filed) under Item 2.02 of Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1Press Release of NTN Buzztime, Inc. dated November 8, 2016 (financial results for the three and nine months ended September 30, 2016).
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 8, 2016 By: /s/ Allen Wolff
Allen Wolff
Chief Financial Officer
Exhibit No.
Document
99.1
Press Release of NTN Buzztime, Inc. dated November 8, 2016 (financial results for the three and nine months ended September 30, 2016).
This page provides Eterna Therapeutics Inc. (ERNA) earnings call transcripts from SEC 8-K filings along with AI-powered predictions for post-earnings price movements. Our machine learning models analyze historical earnings data, pre-earnings price patterns, volume changes, and volatility to predict 1-day, 5-day, and 20-day returns after each earnings release.
Earnings transcripts are sourced directly from SEC EDGAR filings. Predictions are generated using gradient boosting models trained on ERNA's historical earnings reactions. All predicted returns are shown as percentages, and predicted prices are calculated from the closing price at the time of prediction. Past performance does not guarantee future results.