SEC 8-K filings with transcript text
Mar 28, 2025
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2025-03-28 2025-03-28
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Washington, D.C. 20549
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 28, 2025
Dominari Holdings Inc.
(Exact name of registrant as specified in its charter)
Delaware
001-41845
52-0849320
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
725 5th Avenue, 22nd Floor
New York, NY 10022
(212) 393-4540
(Address, including Zip Code and Telephone Number, including
Area Code, of Principal Executive Offices)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.0001 par value
The Nasdaq Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition.
On March 28, 2025, Dominari Holdings Inc. (the “Company”), a Delaware corporation, issued a press release announcing its preliminary revenue results for the year ended December 31, 2024 and recent business highlights of the Company. A copy of the press release is furnished hereto as Exhibit 99.1.
The information provided in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. Such information shall not be deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing, except as otherwise expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit
Description
99.1
Press Release, dated March 28, 2025
104
Cover Page Interactive Data File (formatted as Inline XBRL)
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: March 28, 2025
By:
/s/ Anthony Hayes
Name: Anthony Hayes
Title: Chief Executive Officer
2
Nov 15, 2012
8-K 1 document.htm
Form 8-K Filing
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 15, 2012
Spherix Incorporated (Exact name of registrant as specified in its charter)
Delaware
000-05576
52-0849320
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
301-897-2540 Registrant's telephone number, including area code
Not Applicable (Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 - Financial Information. Item 2.02. Results of Operations and Financial Condition.
On November 15, 2012, the Registrant issued a press release regarding its financial results for the quarter ended September 30, 2012. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 - Financial Statements and Exhibits. Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated November 15, 2012.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated (Registrant)
By:
/s/ ROBERT L. CLAYTON Robert L. Clayton Chief Financial Officer
/s/ CLAIRE L. KRUGER Claire L. Kruger Chief Executive Officer
Date: November 15, 2012
Aug 13, 2012
8-K 1 document.htm
Form 8-K Filing
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) August 13, 2012
Spherix Incorporated (Exact name of registrant as specified in its charter)
Delaware
000-05576
52-0849320
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
301-897-2540 Registrant's telephone number, including area code
Not Applicable (Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 - Financial Information. Item 2.02. Results of Operations and Financial Condition.
On August 13, 2012, the Registrant issued a press release regarding its financial results for the quarter ended June 30, 2012. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 - Financial Statements and Exhibits. Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated August 13, 2012.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated (Registrant)
By:
/s/ ROBERT L. CLAYTON Robert L. Clayton Chief Financial Officer
/s/ CLAIRE L. KRUGER Claire L. Kruger Chief Executive Officer
Date: August 13, 2012
This page provides Dominari Holdings Inc. (DOMH) earnings call transcripts from SEC 8-K filings along with AI-powered predictions for post-earnings price movements. Our machine learning models analyze historical earnings data, pre-earnings price patterns, volume changes, and volatility to predict 1-day, 5-day, and 20-day returns after each earnings release.
Earnings transcripts are sourced directly from SEC EDGAR filings. Predictions are generated using gradient boosting models trained on DOMH's historical earnings reactions. All predicted returns are shown as percentages, and predicted prices are calculated from the closing price at the time of prediction. Past performance does not guarantee future results.