as of 05-08-2026 3:33pm EST
Dominari Holdings Inc through its various subsidiaries, is currently engaged in wealth management, investment banking, securities sales and trading and asset management. The company operates in two reportable business segments: Dominari Financial and Legacy AIkido. The Dominari Financial reportable business segment represents the Company's broker-dealer business, which is composed of mostly underwriting and transactional service activities. The Legacy AIkido reportable business segment includes Aikido Labs, which manages the investments holdings of the legacy entity. It generates the majority of its revenue from the Dominari Financial segment.
Upcoming Earnings Alert:
Get ready for potential market movements as Dominari Holdings Inc. (DOMH) prepares to release earnings report on 12 May 2026.
| Founded: | 1967 | Country: | United States |
| Employees: | N/A | City: | NEW YORK |
| Market Cap: | 47.2M | IPO Year: | 2010 |
| Target Price: | N/A | AVG Volume (30 days): | 85.7K |
| Analyst Decision: | N/A | Number of Analysts: | N/A |
| Dividend Yield: | Dividend Payout Frequency: | semi-annual | |
| EPS: | -1.57 | EPS Growth: | 34.03 |
| 52 Week Low/High: | $2.69 - $8.40 | Next Earning Date: | 05-12-2026 |
| Revenue: | $123,104,000 | Revenue Growth: | 578.41% |
| Revenue Growth (this year): | N/A | Revenue Growth (next year): | N/A |
| P/E Ratio: | -2.11 | Index: | N/A |
| Free Cash Flow: | 22.3M | FCF Growth: | N/A |
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SEC 8-K filings with transcript text
Mar 28, 2025
false 0000012239
0000012239
2025-03-28 2025-03-28
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 28, 2025
Dominari Holdings Inc.
(Exact name of registrant as specified in its charter)
Delaware
001-41845
52-0849320
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
725 5th Avenue, 22nd Floor
New York, NY 10022
(212) 393-4540
(Address, including Zip Code and Telephone Number, including
Area Code, of Principal Executive Offices)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.0001 par value
The Nasdaq Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition.
On March 28, 2025, Dominari Holdings Inc. (the “Company”), a Delaware corporation, issued a press release announcing its preliminary revenue results for the year ended December 31, 2024 and recent business highlights of the Company. A copy of the press release is furnished hereto as Exhibit 99.1.
The information provided in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. Such information shall not be deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing, except as otherwise expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit
Description
99.1
Press Release, dated March 28, 2025
104
Cover Page Interactive Data File (formatted as Inline XBRL)
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: March 28, 2025
By:
/s/ Anthony Hayes
Name: Anthony Hayes
Title: Chief Executive Officer
2
Nov 15, 2012
8-K 1 document.htm
Form 8-K Filing
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 15, 2012
Spherix Incorporated (Exact name of registrant as specified in its charter)
Delaware
000-05576
52-0849320
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
301-897-2540 Registrant's telephone number, including area code
Not Applicable (Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 - Financial Information. Item 2.02. Results of Operations and Financial Condition.
On November 15, 2012, the Registrant issued a press release regarding its financial results for the quarter ended September 30, 2012. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 - Financial Statements and Exhibits. Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated November 15, 2012.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated (Registrant)
By:
/s/ ROBERT L. CLAYTON Robert L. Clayton Chief Financial Officer
/s/ CLAIRE L. KRUGER Claire L. Kruger Chief Executive Officer
Date: November 15, 2012
Aug 13, 2012
8-K 1 document.htm
Form 8-K Filing
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) August 13, 2012
Spherix Incorporated (Exact name of registrant as specified in its charter)
Delaware
000-05576
52-0849320
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
301-897-2540 Registrant's telephone number, including area code
Not Applicable (Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 - Financial Information. Item 2.02. Results of Operations and Financial Condition.
On August 13, 2012, the Registrant issued a press release regarding its financial results for the quarter ended June 30, 2012. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 - Financial Statements and Exhibits. Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated August 13, 2012.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated (Registrant)
By:
/s/ ROBERT L. CLAYTON Robert L. Clayton Chief Financial Officer
/s/ CLAIRE L. KRUGER Claire L. Kruger Chief Executive Officer
Date: August 13, 2012
May 15, 2012
8-K 1 a12-12256_18k.htm 8-K
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 15, 2012
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code 301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 — Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On May 15, 2012, the Registrant issued a press release regarding its financial results for the quarter ended March 31, 2012. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
2
Section 9 — Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 — Press Release dated May 15, 2012.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Date: May 15, 2012
3
Mar 28, 2012
8-K 1 v307535_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) March 28, 2012
(Exact name of registrant as specified in its charter)
Delaware 0-5576 52-0849320
(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD 20817
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code 301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On March 28, 2012, the Registrant issued a press release regarding its financial results for the year ended December 31, 2011. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 – Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated March 28, 2012.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Date: March 28, 2012
Nov 14, 2011
8-K 1 v240287_8k.htm
Unassociated Document
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
November 11, 2011
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code
301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information.
Item 2.02.
Results of Operations and Financial Condition.
On November 11, 2011, the Registrant issued a press release regarding its financial results for the quarter ended September 30, 2011. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 – Financial Statements and Exhibits.
Item 9.01.
Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated November 11, 2011.
- 2 -
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Date: November 11, 2011
- 3 -
Aug 12, 2011
8-K 1 v231943_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
August 12, 2011
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code
301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On August 12, 2011, the Registrant issued a press release regarding its financial results for the quarter ended June 30, 2011. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 – Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated August 12, 2011.
- 2 -
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Date: August 12, 2011
- 3 -
May 13, 2011
8-K 1 v222629_8k.htm
Unassociated Document
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
May 13, 2011
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code
301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On May 13, 2011, the Registrant issued a press release regarding its financial results for the quarter ended March 31, 2011. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
-1-
Section 9 – Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated May 13, 2011.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Date: May 13, 2011
-2-
Mar 30, 2011
8-K 1 v216707_8k.htm
Unassociated Document
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
March 30, 2011
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code
301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
-1-
Section 2 – Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On March 30, 2011, the Registrant issued a press release regarding its financial results for the year ended December 31, 2010. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 – Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated March 30, 2011.
-2-
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Date: March 30, 2011
-3-
Nov 15, 2010
8-K 1 v202625_8k.htm
Washington,
8-K
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
November 15, 2010
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction
of incorporation)
(Commission
File Number)
Employer
Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code
301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information.
Item 2.02.
Results of Operations and Financial Condition.
On November 15, 2010, the Registrant issued a press release regarding its financial results for the quarter ended September 30, 2010. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 – Financial Statements and Exhibits.
Item 9.01.
Financial Statements and Exhibits.
Exhibit 99.1 –
Press Release dated November 15, 2010.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Date: November 15, 2010
May 24, 2010
8-K 1 v186238_8k.htm
Washington,
8-K
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
May 21, 2010
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction
of incorporation)
(Commission
File Number)
Employer
Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code
301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On May 21, 2010, the Registrant issued a press release regarding its financial results for the quarter ended March 31, 2010. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 – Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated May 21, 2010.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Date: May 21, 2010
Apr 1, 2010
8-K 1 v179787_8k.htm
Washington,
8-K
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
April 1, 2010
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction
of incorporation)
(Commission
File Number)
Employer
Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code
301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On April 1, 2010, the Registrant issued a press release regarding its financial results for the year ended December 31, 2009. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
-1-
Section 9 – Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated April 1, 2010.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Date: April 1, 2010
-2-
Nov 17, 2009
8-K 1 v166735_8k.htm
Washington,
8-K
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
November 16, 2009
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction
of incorporation)
(Commission
File Number)
Employer
Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code
301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On November 16, 2009, the Registrant issued a press release regarding its financial results for the quarter ended September 30, 2009. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 – Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated November 16, 2009.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Date: November 16, 2009
Aug 17, 2009
8-K 1 a09-18541_28k.htm 8-K
Washington,
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) August 17, 2009
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code 301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On August 17, 2009, the Registrant issued a press release regarding its financial results for the quarter ended June 30, 2009. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 – Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit 99.1 – Press Release dated August 17, 2009.
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Date: August 17, 2009
3
May 15, 2009
8-K 1 v149568_8k.htm
Unassociated Document
Washington,
8-K
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
May 14, 2009
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction
of incorporation)
(Commission
File Number)
Employer
Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code
301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On May 14, 2009, the Registrant issued a press release regarding its financial results for the quarter ended March 31, 2009. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 – Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated May 14, 2009.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
Date: May 14, 2009
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
By:
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Mar 30, 2009
8-K 1 v144565_8k.htm
Unassociated Document
Washington,
8-K
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
March 30, 2009
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction
of incorporation)
(Commission
File Number)
Employer
Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code
301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information.
Item 2.02.
Results of Operations and Financial Condition.
On March 30, 2009, the Registrant issued a press release regarding its financial results for the year ended December 31, 2008. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 – Financial Statements and Exhibits.
Item 9.01.
Financial Statements and Exhibits.
Exhibit 99.1 –
Press Release dated March 30, 2009.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
/s/ Claire L. Kruger
Claire L. Kruger
Chief Executive Officer
Date: March 30, 2009
Nov 13, 2008
8-K 1 v132032_8k.txt
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 13, 2008
(Exact name of registrant as specified in its charter)
Delaware 0-5576 52-0849320
(State or other (Commission (I.R.S. Employer jurisdiction File Number) Identification No.) of incorporation)
6430 Rockledge Drive, Suite 503, Bethesda, MD 20817
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code 301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
|_| Written communications pursuant to Rule 425 under the Securities Act (17
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 - Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On November 13, 2008, the Registrant issued a press release regarding its financial results for the quarter ended September 30, 2008. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 - Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 - Press Release dated November 13, 2008.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated (Registrant)
By:
/s/ Claire L. Kruger
Claire L. Kruger CEO and COO
/s/ Robert L. Clayton
Robert L. Clayton CFO and Treasurer
Date: November 13, 2008
Aug 14, 2008
8-K 1 v123615_8k.txt
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) August 14, 2008
(Exact name of registrant as specified in its charter)
Delaware 0-5576 52-0849320
(State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.)
6430 Rockledge Drive, Suite 503, Bethesda, MD 20817
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code 301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
|_| Written communications pursuant to Rule 425 under the Securities Act (17
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 - Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On August 14, 2008, the Registrant issued a press release regarding its financial results for the quarter ended June 30, 2008. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 - Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 - Press Release dated August 14, 2008.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated (Registrant)
By:
/s/ Claire L. Kruger
Claire L. Kruger CEO and COO
/s/ Robert L. Clayton
Robert L. Clayton CFO and Treasurer
Date: August 14, 2008
May 14, 2008
8-K 1 v114251_8k.htm
Washington,
8-K
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 14, 2008
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction
(Commission File Number)
Employer Identification No.)
of incorporation)
6430 Rockledge Drive, Westmoreland Bldg. #503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code 301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 - Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On May 14, 2008, the Registrant issued a press release regarding its financial results for the quarter ended March 31, 2008. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
Section 9 - Financial Statements and Exhibits.
Item 9.01. Financial Statements and Exhibits.
Exhibit 99.1 - Press Release dated May 14, 2008.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Claire L. Kruger
Claire L. Kruger
CEO and COO
/s/ Robert L. Clayton
Robert L. Clayton
CFO and Treasurer
Date: May 14, 2008
Apr 4, 2008
8-K 1 a08-10044_18k.htm 8-K
Washington,
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) April 3, 2008
(Exact name of registrant as specified in its charter)
Delaware
0-5576
52-0849320
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
6430 Rockledge Drive, Westmoreland Bldg. #503, Bethesda, MD
20817
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code 301-897-2540
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information.
Item 2.02. Results of Operations and Financial Condition.
On April 3, 2008, the Registrant issued a press release regarding its financial results for the year ended December 31, 2007. A copy of the press release is attached hereto as Exhibit 99.1.
The information provided in this Current Report on Form 8-K is being provided pursuant to Item 2.02 of Form 8-K. The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.
2
Section 9 – Financial Statements and Exhibits.
Item 9.01.
Financial Statements and Exhibits.
Exhibit 99.1 – Press Release dated April 3, 2008.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Spherix Incorporated
(Registrant)
By:
/s/ Robert L. Clayton
Robert L. Clayton
Chief Financial Officer
Date: April 3, 2008
3
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