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as of 11-13-2026 9:56am EST

$0.84
+$0.07
+8.70%
Stocks Health Care Biotechnology: Pharmaceutical Preparations Nasdaq

Dominari Holdings Inc is a holding company that, through its various subsidiaries, is engaged in wealth management, investment banking, sales and trading, asset management, and insurance. In addition to capital investment, Dominari provides management support to the executive teams of its subsidiaries, helping them to operate efficiently and reduce costs under a streamlined infrastructure. The Company operates in two reportable business segments: Dominari Financial and Legacy AIkido, with the majority of revenue from Dominari Financial.

Founded: 1967 Country:
United States
United States
Employees: N/A City: NEW YORK
Market Cap: 53.1M IPO Year: 2010
Target Price: N/A AVG Volume (30 days): 159.5K
Analyst Decision: N/A Number of Analysts: N/A
Dividend Yield:
121.20%
Dividend Payout Frequency: semi-annual
EPS: -2.97 EPS Growth: 34.03
52 Week Low/High: $0.70 - $5.10 Next Earning Date: 11-10-2026
Revenue: $123,104,000 Revenue Growth: 578.41%
Revenue Growth (this year): N/A Revenue Growth (next year): N/A
P/E Ratio: -0.26 Index: N/A
Free Cash Flow: 22.3M FCF Growth: N/A

Stock Insider Trading Activity of Dominari Holdings Inc. (DOMH)

DOMH Sep 11, 2026

Avg Cost/Share

$2.16

Shares

50,000

Total Value

$108,135.00

Owned After

4,600,873

SEC Form 4

Buy
DOMH Sep 11, 2026

Avg Cost/Share

$2.16

Shares

50,000

Total Value

$108,135.00

Owned After

4,311,828

SEC Form 4

DOMH Sep 10, 2026

Avg Cost/Share

$2.02

Shares

50,000

Total Value

$101,055.00

Owned After

4,600,873

SEC Form 4

Buy
DOMH Sep 10, 2026

Avg Cost/Share

$2.02

Shares

50,000

Total Value

$101,055.00

Owned After

4,311,828

SEC Form 4

Earnings Transcripts

SEC 8-K filings with transcript text

View All
2026
Q3

Q3 2026 Earnings

8-K

Nov 10, 2026

0001213900-26-117788

EX-99.1

2 ea031157901ex99-1.htm

PRESS RELEASE, DATED NOVEMBER 10, 2026

Exhibit 99.1

Dominari Reports Q3 2026 Results

Net loss to common stockholders narrowed sequentially in Q3 2026 to $1.9 million as compared to $5.4 million for Q2 2026

NEW YORK, November 10, 2026/PRNewswire/ -- Dominari Holdings Inc. (Nasdaq: DOMH) (“Dominari” or the “Company”), today announced highlights of its financial results for the quarter ended September 30, 2026, which were filed with the Securities and Exchange Commission (“SEC”) in the Company’s quarterly SEC Form 10Q.

The Company stated that: “In the nine months ended September 30, 2026, while our revenues declined from the comparable period in 2025, we reduced our loss from operations to $40.6 million in the period from a $48.2 million loss from operations in the comparable period in 2025. This was driven by holding our gross margins steady at lower levels of revenue while decreasing our operating expenses by 65% in the third quarter compared to the third quarter of 2025, as well as an over 25% reduction in operating costs as compared to the nine months in the prior year. During the quarter, the annualized run-rate for recurring revenue from our management services increased to $3.5 million per year or by approximately $2.7 million as compared to that same line item on September 30, 2025”. The Company further stated that: “We continued to focus on shareholder liquidity as we initiated a stock repurchase program with a target of buying back $5.0 million of the Company’s shares. As of the date of this release, we have repurchased over 1.9 million shares for approximately $3.4 million.”

Quarter and Year to Date Highlights

●Net loss to common shareholders sequentially decreased in the quarter by 65% to $1.9 million, from $5.4 million in Q2 2026.

●The Company’s operating loss decreased in the year-to-date period by 16% or $7.6 million to $40.6 million, from $48.2 million in the nine months ended September 30, 2025.

●Dominari Financial business segment remained profitable, reporting third quarter segment net income of $1.8 million and year-to-date segment net income of $12.7 million.

●Third quarter and year-to-date operating expenses decreased by $34.6 million and $37.2 million, respectively, as compared to the comparable periods in 2025.

●Raised approximately $3.3 million in the quarter with the Company’s warrant inducement program announced in August of 2026.

Third Quarter Results

Third quarter revenue was $16.4 million, approximately 69% lower as compared with $52.4 million in the third quarter of 2025. This decrease was primarily driven by lower underwriting revenue of $25.7 million in the quarter due to fewer deal closings, lower carried interest of $3.7 million, lower commission revenue of $4.3 million, and $3.0 million of lower principal transactions compared to the third quarter of 2025. The Company’s annual recurring revenue (ARR) increased to $3.6 million from $0.8 million at the end of Q2, 2025, reflecting an increase of 341%.

Operating costs and expenses decreased by $34.6 million, or 65%, to $18.3 million. Compensation and benefits decreased by $35.3 million, primarily reflecting a lower commission expense of approximately $30.0 million, partially offset by higher professional and other expenses of $1.4 million. As a result, of the lower revenues being offset by the reduced operating expenses, the operating loss increased in the third quarter of 2026 by $1.5 million to $1.9 million from $0.4 million in the prior-year period.

Net loss attributable to common stockholders was $1.9 million, or a loss of $0.08 per share, compared with net income attributable to common stockholders of $125.2 million, or earnings of $7.27 per share, in the third quarter of 2025. The year-over-year decrease was primarily driven by the Company’s approximately $126.5 million of other income in Q3 2025 vs $0.3 million loss in 2026 which was primarily driven by the valuation increase from the investment in American Bitcoin Corp. (“ABTC).

Year-to-Date

Operating Progress

For the nine months ending September 30, 2026, total revenue decreased by $29.7 million, or 30%, to $69.0 million compared to the nine months ending September 30, 2025. The primary driver of the reduced revenue was related to carried interest which was $11.5 million lower than the comparable period in 2025 reflecting the Company’s carried interest from a single deal in 2025 that totaled $19.0 million of the $19.2 million in 2025 revenue. Underwriting revenue decreased by $10.6 million, or 18%, to $48.0 million, reflecting increased volatility in the capital markets resulting in lower deal flow. Additionally, principal trading was $5.8 million lower in the 2026 year to date period as well.

The first nine months of 2026 operating costs and expenses declined by $37.2 million, or 25%, to $109.6 million, and the operating loss narrowed by $7.5 million, or 16%, to $40.6 million from $48.2 million in the comparable period

2025
Q4

Q4 2025 Earnings

8-K

Mar 31, 2026

0001213900-26-036958

EX-99.1

2 ea028398901ex99-1.htm

PRESS RELEASE, DATED MARCH 31, 2026

Exhibit 99.1

Dominari 2025 Revenue Surges 487% in 2025, Balance Sheet Strengthens Significantly

Underwriting revenues increased nearly six-fold

and liquidity and working capital more than double in 2025

New York City/PRNewswire/March 31, 2026, Dominari Holdings Inc. (Nasdaq: DOMH) (“Dominari” or the “Company”), today announced highlights of its financial results for the year ended December 31, 2025, which were filed with the Securities and Exchange Commission (“SEC”) in the Company’s annual SEC Form 10K.

“In 2025, we achieved remarkable year over year revenue growth of nearly five times the revenue we had in 2024, reflecting strong underwriting activity, added sources of revenue, robust client engagement and disciplined operational execution,” said Anthony Hayes, Chief Executive Officer of Dominari. Mr. Hayes further noted that “when excluding non-cash-based expenses, we saw a year over year proforma bottom line improvement of nearly $46 million as compared to 2024 using the same metrics.” Mr. Hayes continued, “The explosive growth and expansion of our business reflect the continued efforts and leadership of Dominari’s President, Mr. Kyle Wool, and his team of professionals. The Company’s financial metrics have improved across the board as we focus on delivering value to our shareholders every day. We look to build upon our success in 2026, and we are excited about the opportunities ahead. Under Mr. Wool's leadership, we expect continued growth with our business model that emphasizes prudent management while also being flexible and a trusted partner to continue to provide exceptional customer service to our clients.”

2025 Highlights

●Revenue of $123.1 million, up over 487% from the prior year revenue of $21.0 million.

oUnderwriting revenues totaled $79.0 million in 2025 as compared to $11.4 million in 2024, representing a 596% increase year over year.

oCarried interest totaled $22.7 million or approximately 18% of 2025 total revenue as compared to no such revenue in 2024.

●Loss from operations of $55.7 million, an increase of $47.0 million compared to a loss of $8.7 million in 2024, reflecting the increased expenses related to $55.0 million of non-cash stock-based compensation recorded in 2025.

●Other income of $42.6 million, an increase of $48.6 million compared to a loss of $6.0 million in 2024. This increase was primarily driven by the increase in the market value of the Company’s strategic investment in American Bitcoin Corp., which began trading on the Nasdaq exchange on September 3, 2025 under the ticker symbol “ABTC.” The Company sold its ABTC shares in January 2026 for $32.4 million in cash.

●Net loss to common stockholders of $22.4 million, an increase of $7.7 million compared to a net loss of $14.7 million in 2024. This increased net loss to common stockholders is as a result of a $53.4 million increase in non-cash stock-based compensation costs as well as $7.3 million of tax expense recognized in 2025.

oExcluding the non-cash stock-based compensation, the non-GAAP adjusted net income (loss) to common stockholders was $32.6 million as compared to a net loss of $13.1 million for 2024, or a $45.6 million increase year over year.

●The Company declared $22.2 million of dividends during the year including a $10.0 million dividend announced in December for shareholders of record on January 6, 2026. This represents the first time in the Company’s history paying dividends, reflecting the continued commitment to drive shareholder value.

●The Company’s liquid assets (defined as: “cash, marketable securities, securities owned and receivable from clearing brokers”) totaled $94.3 million at the end of 2025, representing an increase of $67.2 million from year-end 2024 or a 248% increase, total assets increased $65.8 million or 140% to $112.9 million, and total stockholders’ equity increased by $29.5 million to $69.4 million compared to $39.9 million, or a 74% increase year over year.

DOMINARI HOLDINGS INC.

Condensed Consolidated Balance Sheets

($ in thousands except share and per share amounts)

December 31, December 31,

2025 2024

ASSETS

Cash and cash equivalents $34,005 $4,079

Marketable securities 46,516 4,157

Securities owned 9,756 1,616

Receivable from clearing brokers 3,995 17,279

Long-term equity investments

11,744 12,282

Loans to employees 1,767 2,150

Right-of-use assets

2,721 2,944

Notes receivable — 902

Prepaid expenses and other assets 2,403 1,716

Total assets $112,907 $47,125

LIABILITIES AND STOCKHOLDERS’ EQUITY

Accounts payable and accrued expenses $611 $919

Accrued compensation and commissions 17,754 2,057

Accrued dividends payable 10,335 —

Contract liabilities 4,504 1,100

Lease liability 2,841 3,039

Income taxes payable 7,318 —

Other liabilities 173 157

Total liabilities 43,536 7,272

Stockholders’ equity

Preferred stock, $.0001 par value, 50,000,000 authorized

Convertible Preferred Series

2024
Q4

Q4 2024 Earnings

8-K

Mar 28, 2025

0001013762-25-003612

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0000012239

2025-03-28 2025-03-28

iso4217:USD

xbrli:shares

iso4217:USD

xbrli:shares

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or Section 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 28, 2025

Dominari Holdings Inc.

(Exact name of registrant as specified in its charter)

Delaware

001-41845

52-0849320

(State or other jurisdiction

of incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

725 5th Avenue, 22nd Floor

New York, NY 10022

(212) 393-4540

(Address, including Zip Code and Telephone Number, including

Area Code, of Principal Executive Offices)

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, $0.0001 par value

DOMH

The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On March 28, 2025, Dominari Holdings Inc. (the “Company”), a Delaware corporation, issued a press release announcing its preliminary revenue results for the year ended December 31, 2024 and recent business highlights of the Company. A copy of the press release is furnished hereto as Exhibit 99.1.

The information provided in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. Such information shall not be deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing, except as otherwise expressly set forth by specific reference in such filing.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

Exhibit

Description

99.1

Press Release, dated March 28, 2025

104

Cover Page Interactive Data File (formatted as Inline XBRL)

1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: March 28, 2025

DOMINARI HOLDINGS INC.

By:

/s/ Anthony Hayes

Name: Anthony Hayes

Title: Chief Executive Officer

2

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