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AI Earnings Predictions for Carrier Global Corporation (CARR)

Machine learning predictions based on historical earnings data and price patterns

Latest Prediction

BUY

1-Day Prediction

+2.08%

$64.47

98% positive prob.

5-Day Prediction

+2.90%

$64.99

98% positive prob.

20-Day Prediction

+3.96%

$65.66

93% positive prob.

Price at prediction: $63.16 Confidence: 95.9% Model AUC: 1.0000 Quarter: Q2 2026

Historical Earnings Predictions

Quarter Signal 1D Return 5D Return 20D Return Confidence Actual 5D
Q2 2026 BUY +2.08% +2.90% +3.96% 95.9% Pending
Q1 2026 BUY +2.27% +3.25% +4.90% 100.0% +0.07%
Q4 2025 BUY +2.38% +3.29% +6.30% 100.0% +2.84%

Earnings Transcripts

SEC 8-K filings with transcript text

View All
2026
Q2

Q2 2026 Earnings

8-K BUY

Jul 28, 2026 · 96% conf.

AI Prediction BUY

1D

+2.08%

$64.47

Act: -5.13%

5D

+2.90%

$64.99

20D

+3.96%

$65.66

Price: $63.16 Prob +5D: 98% AUC: 1.000
0001783180-26-000030

EX-99

2 a99-q22026earningsexhibit.htm

EX-99

Document

Exhibit 99

Carrier Reports Second Quarter 2026 Results

Increases Full-year Outlook for Sales, Adj. Op. Profit and Adj. EPS

•Total company orders1 up ~40%; Commercial HVAC1 up ~65%; data centers up >300%

•Net sales up 4%; organic sales up 3%

•GAAP EPS of $0.60 and adjusted EPS of $0.86

•Net cash flows from operating activities of $927 million and free cash flow of $810 million

•Returned ~$640 million to shareholders through dividends and repurchases

•Raises full year outlook to ~$23B sales, ~$3.5B adj. op. profit and ~$2.90 adj. EPS

◦Includes ~($0.05) adj. EPS impact from NORESCO exit and new U.S. factory costs

PALM BEACH GARDENS, Fla., July 28, 2026 – Carrier Global Corporation (NYSE: CARR), global leader in intelligent climate and energy solutions, today reported better than expected financial results for the second quarter of 2026.

“We ended the first half with a stronger than expected second quarter, including better sales, adjusted EPS and free cash flow,” said Chairman & CEO David Gitlin. “Organic sales returned to growth earlier than expected, up 3%, driven by strong performance in our CSA segment. Improving Residential and Light Commercial markets in CSA and CSE are encouraging. Orders were very strong globally in the second quarter supported by continued data center demand. Given record backlog levels and our year-to-date performance, we are raising our full-year outlook and now expect sales of about $23 billion and adjusted EPS of ~$2.90."

1 Excludes NORESCO (exit announced) and Riello (exit completed on July 1, 2026)

1

Second Quarter 2026 Results

Total Company

(Unaudited)

Three Months Ended June 30

(In millions)20262025Change

Net sales$6,351 $6,113 4 %

Organic sales3 %

Operating profit$825 $903 (9)%

Operating margin13.0 %14.8 %(180) bps

Adjusted operating profit $1,095 $1,166 (6)%

Adjusted operating margin17.2 %19.1 %(190) bps

Diluted earnings per share:

Continuing operations$0.60 $0.70 (14)%

Continuing operations - Adjusted$0.86 $0.92 (7)%

Carrier’s second-quarter sales of $6.4 billion increased 4% compared to the prior year. Organic sales increased 3% and foreign currency translation was a tailwind of 1%.

GAAP operating profit of $825 million in the quarter declined 9% from last year, driven primarily by the Climate Solutions Americas (CSA) and Climate Solutions Asia Pacific, Middle East and Africa segments (CSAME). Adjusted operating margin of 17.2% was down 190 basis points from last year, predominantly due to favorable volume and productivity more than offset by the impact of increased input costs and unfavorable business mix.

Net earnings from continuing operations were $501 million and adjusted net earnings from continuing operations were $721 million. GAAP EPS from continuing operations was $0.60 and adjusted EPS was $0.86, down 14% and 7% year-over-year, respectively. The declines were primarily driven by lower operating profit and a higher effective tax rate, partially offset by the benefit of a lower share count.

2

Climate Solutions Americas (CSA)

(Unaudited)

Three Months Ended June 30

(In millions)20262025Change

Net sales$3,372 $3,252 4 %

Organic sales4 %

Segment operating profit $823 $879 (6)%

Segment operating margin24.4 %27.0 %(260) bps

CSA segment sales grew 4%. Organic sales were up 4% driven by Residential and Light Commercial (RLC), up 9% and 10% respectively, partially offset by Commercial1, down 8% due to the timing of customer deliveries.

Segment operating margin decreased 260 basis points as revenue growth mainly related to price which was more than offset by unfavorable mix and input costs.

Climate Solutions Europe (CSE)

(Unaudited)

Three Months Ended June 30

(In millions)20262025Change

Net sales$1,324 $1,253 6 %

Organic sales3 %

Segment operating profit $95 $99 (4)%

Segment operating margin7.2 %7.9 %(70) bps

CSE segment sales increased 6%. Organic sales were up 3% with RLC up high-single digits and Commercial down mid-single digits.

Segment operating margin decreased 70 basis points driven by volume growth and favorable price / cost more than offset by unfavorable mix and selling investments.

1 Excludes NORESCO

3

Climate Solutions Asia Pacific, Middle East & Africa (CSAME)

(Unaudited)

Three Months Ended June 30

(In millions)20262025Change

Net sales$917 $882 4 %

Organic sales4 %

Segment operating profit $108 $135 (20)%

Segment operating margin11.8 %15.3 %(350) bps

CSAME segment sales increased 4%. Organic sales were up 4% driven by double-digit growth in India, the Middle East, Southeast Asia and Australia partially offset by continued pressure in RLC in China.

Segment operating margin decreased 350 basis points driven by volume growth and productivity more than offset by unfavorable mix and lower JV income due to the impacts from the Middle East conflict.

Climate Solutions Transportation (CST)

(Unaudited)

Three Months Ended June 30

(In millions)20262025

2026
Q1

Q1 2026 Earnings

8-K BUY

Apr 30, 2026 · 100% conf.

AI Prediction BUY

1D

+2.27%

$68.70

Act: +0.63%

5D

+3.25%

$69.35

Act: +0.07%

20D

+4.90%

$70.46

Act: -4.48%

Price: $67.17 Prob +5D: 100% AUC: 1.000
0001783180-26-000023

EX-99

2 a99-q12026earningsexhibit.htm

EX-99

Document

Exhibit 99

Carrier Reports First Quarter 2026 Results

•Data center orders up over 500%; backlog fully covers expected 2026 data center sales

•Total company orders1 up 11%; Commercial HVAC1 up 35%

•Net sales up 2%; organic sales down 1%

•GAAP EPS of $0.28 and adjusted EPS of $0.57

•Net cash flows from operating activities of $79 million and free cash flow of ($15) million

•Returned ~$500 million to shareholders through dividends and repurchases

•Reaffirms full year outlook

PALM BEACH GARDENS, Fla., April 30, 2026 – Carrier Global Corporation (NYSE:CARR), global leader in intelligent climate and energy solutions, today reported financial results for the first quarter of 2026.

“We started the year with better than expected sales performance across the portfolio,” said Chairman & CEO David Gitlin. “Orders in our global Commercial HVAC1 business increased 35%, helped by data centers which were up over 500% in the quarter. The strong double-digit sequential increase in Commercial HVAC backlog gives us the confidence to drive our sixth consecutive year of double-digit growth in this business. CSA Light commercial and CSE Residential both delivered growth, while CSA Residential came in better than expected. I am pleased with the team's performance in the first quarter, and we are reaffirming our full-year outlook.”

1 Excludes NORESCO

1

First Quarter 2026 Results

Total Company

(Unaudited)

Three Months Ended March 31

(In millions)20262025Change

Net sales$5,341 $5,218 2 %

Organic sales(1)%

Operating profit$259 $629 (59)%

Operating margin4.8 %12.1 %(730) bps

Adjusted operating profit $594 $848 (30)%

Adjusted operating margin11.1 %16.3 %(520) bps

Diluted earnings per share:

Continuing operations$0.28 $0.47 (40)%

Continuing operations - Adjusted$0.57 $0.65 (12)%

Carrier’s first-quarter sales of $5.3 billion increased 2% compared to the prior year. Organic sales declined 1%, more than offset by a 3% tailwind from foreign currency translation.

GAAP operating profit of $259 million in the quarter declined 59% from last year, driven by the CSA, CSE and CSAME segments. Adjusted operating profit of $594 million was down 30% from last year, predominantly due to lower sales in our CSA Residential business and continued headwinds in China Residential and Light Commercial (RLC).

Net earnings from continuing operations were $239 million and adjusted net earnings from continuing operations were $482 million. GAAP EPS from continuing operations was $0.28 and adjusted EPS was $0.57, down 40% and 12% year-over-year, respectively. The declines were primarily driven by lower operating profit, partially offset by a lower tax rate and benefits of a lower share count.

2

Climate Solutions Americas (CSA)

(Unaudited)

Three Months Ended March 31

(In millions)20262025Change

Net sales$2,501 $2,572 (3)%

Organic sales(3)%

Segment operating profit $373 $570 (35)%

Segment operating margin14.9 %22.2 %(730) bps

CSA segment sales declined 3%. Organic sales were down 3% driven by Residential, down about 12%, partially offset by strength in Light commercial and Commercial1, up 9% and 1% respectively.

Segment operating margin decreased 730 basis points largely reflecting lower Residential sales and associated factory under-absorption.

Climate Solutions Europe (CSE)

(Unaudited)

Three Months Ended March 31

(In millions)20262025Change

Net sales$1,293 $1,169 11 %

Organic sales— %

Segment operating profit $89 $105 (15)%

Segment operating margin6.9 %9.0 %(210) bps

CSE segment sales increased 11%. Organic sales were flat with RLC up low-single digits and Commercial down mid-single digits.

Segment operating margin decreased 210 basis points driven by lower Commercial volume and higher promotions partially offset by RLC volume growth and strong productivity.

1 Excludes NORESCO

3

Climate Solutions Asia Pacific, Middle East & Africa (CSAME)

(Unaudited)

Three Months Ended March 31

(In millions)20262025Change

Net sales$834 $826 1 %

Organic sales(1)%

Segment operating profit $81 $121 (33)%

Segment operating margin9.7 %14.6 %(490) bps

CSAME segment sales increased 1%. Organic sales were down 1% mainly driven by RLC in China, partially offset by strong Commercial growth outside of China, particularly in India and Australia.

Segment operating margin decreased 490 basis points as expected, driven mainly by China RLC.

Climate Solutions Transportation (CST)

(Unaudited)

Three Months Ended March 31

(In millions)20262025Change

Net sales$713 $651 10 %

Organic sales5 %

Segment operating profit $101 $97 4 %

Segment operating margin14.2 %14.9 %(70) bps

CST sales increased 10% driven by strong growth in Container. Organic sales increased 5% with 38% growth in Container, partially offset by a decline in Global Truck and Trailer, down high-single digits.

Segment operating margin declined 70 basis points, due to unfavorable mix.

4

Cash Flow

(Unaudited)

Three

2025
Q4

Q4 2025 Earnings

8-K BUY

Feb 5, 2026 · 100% conf.

AI Prediction BUY

1D

+2.38%

$64.60

Act: +1.30%

5D

+3.29%

$65.18

Act: +2.84%

20D

+6.30%

$67.08

Act: -7.76%

Price: $63.10 Prob +5D: 100% AUC: 1.000
0001783180-26-000005

carr-20260205FALSE000178318000017831802026-02-052026-02-050001783180us-gaap:CommonStockMember2026-02-052026-02-050001783180carr:A4.125NotesDue2028Member2026-02-052026-02-050001783180carr:A4.500NotesDue2032Member2026-02-052026-02-050001783180carr:A3.625NotesDue2037Member2026-02-052026-02-05

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2026

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code)

(Registrant’s telephone number, including area code)

(561)365-2000

N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange 4.125% Notes due 2028CARR28New York Stock Exchange 4.500% Notes due 2032CARR32New York Stock Exchange 3.625% Notes due 2037CARR37New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information Item 2.02. Results of Operations and Financial Condition. On February 5, 2026, Carrier Global Corporation (the “Company”) issued a press release announcing its fourth quarter 2025 results. The press release issued February 5, 2026 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. Section 9—Financial Statements and Exhibits Item 9.01. Financial Statements and Exhibits. (d) Exhibits.

Exhibit Number Exhibit Description

99 Press release, dated February 5, 2026, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: February 5, 2026 By:

/S/ PATRICK GORIS

Patrick Goris

Executive Vice President, Chief Financial & Strategy Officer

2025
Q3

Q3 2025 Earnings

8-K

Oct 28, 2025

0001783180-25-000063

carr-20251028FALSE000178318000017831802025-10-282025-10-280001783180us-gaap:CommonStockMember2025-10-282025-10-280001783180carr:A4.125NotesDue2028Member2025-10-282025-10-280001783180carr:A4.500NotesDue2032Member2025-10-282025-10-280001783180carr:A3.626NotesDue2037Member2025-10-282025-10-28

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2025

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code)

(561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange 4.125% Notes due 2028CARR28New York Stock Exchange 4.500% Notes due 2032CARR32New York Stock Exchange 3.625% Notes due 2037CARR37New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On October 28, 2025, Carrier Global Corporation (the “Company”) issued a press release announcing its third quarter 2025 results.

The press release issued October 28, 2025, is furnished herewith as Exhibit No. 99.1 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 7—Regulation FD

Item 7.01. Regulation FD Disclosure.

On October 28, 2025, the Company issued a press release announcing that, effective as of October 28, 2025, the Company’s Board of Directors approved a $5 billion increase to the Company’s existing stock repurchase authorization, which increased the amount available under the current stock repurchase authorization to approximately $5.8 billion as of such date. Share repurchases may take place from time to time at the Company’s discretion in the open market or through one or more other public or private transactions, subject to, among other things, market conditions, share price, compliance with securities laws and regulatory requirements and other factors. The stock repurchase authorization has no time limit and may be modified, suspended or discontinued at any time.

The press release issued October 28, 2025 is furnished herewith as Exhibit No. 99.2 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits. Exhibit Number Exhibit Description

99.1Press release, dated October 28, 2025, issued by Carrier Global Corporation (Earnings).

99.2Press release, dated October 28, 2025, issued by Carrier Global Corporation (Share repurchase authorization).

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the req

2025
Q2

Q2 2025 Earnings

8-K

Jul 29, 2025

0001783180-25-000047

carr-20250729FALSE000178318000017831802025-07-292025-07-290001783180us-gaap:CommonStockMember2025-07-292025-07-290001783180carr:A4.125NotesDue2028Member2025-07-292025-07-290001783180carr:A4.500NotesDue2032Member2025-07-292025-07-29

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code)

(561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange 4.125% Notes due 2028CARR28New York Stock Exchange 4.500% Notes due 2032CARR32New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On July 29, 2025, Carrier Global Corporation (the “Company”) issued a press release announcing its second quarter 2025 results.

The press release issued July 29, 2025 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99Press release, dated July 29, 2025, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: July 29, 2025 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2025
Q1

Q1 2025 Earnings

8-K

May 1, 2025

0001783180-25-000028

carr-20250501FALSE000178318000017831802025-05-012025-05-010001783180us-gaap:CommonStockMember2025-05-012025-05-010001783180carr:A4.125NotesDue2028Member2025-05-012025-05-010001783180carr:A4.500NotesDue2032Member2025-05-012025-05-01

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code)

(561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange 4.125% Notes due 2028CARR28New York Stock Exchange 4.500% Notes due 2032CARR32New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On May 1, 2025, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its first quarter 2025 results. A copy of the press release is attached hereto as Exhibit 99.1.

Section 7—Regulation FD

Item 7.01. Regulation FD Disclosure.

On May 1, 2025, the Company announced details of its revised reportable segments and a change in the measure used to evaluate segment profitability. Beginning with the quarter ended March 31, 2025, the Company revised its reportable segments to align with how the Chief Operating Decision Maker manages the Company’s business, including resource allocation and performance assessment. The Company’s revised reportable segments consist of the following: (i) Climate Solutions Americas, (ii) Climate Solutions Europe, (iii) Climate Solutions Asia Pacific Middle East & Africa, and (iv) Climate Solutions Transportation.

In addition, the Company has changed the measure used to evaluate segment profitability from Operating profit to Segment operating profit. Segment operating profit represents operating profit (a U.S. GAAP measure) adjusted to exclude restructuring costs, amortization of acquired intangible assets and other significant items of a nonoperational nature.

In order to assist investors, the Company has included in Exhibit 99.2 to this report certain unaudited historical information to provide investors with supplemental financial information that is presented on a basis consistent with the Company’s revised segment structure and segment profitability measure. These changes only affect segment results and do not revise or restate the Company’s previously reported financial information or the Company’s previously reported non-GAAP adjustments on a consolidated basis.

The information furnished under Items 2.02 and 7.01 of this Current Report on Form 8-K, including the exhibits attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99.1Press release, dated May 1, 2025, issued by Carrier Global Corporation.

99.2Historical Financial Information for Revised Segment Reporting.

104 Cover Page Interactive Data File - the cover page XBRL tag

2024
Q4

Q4 2024 Earnings

8-K

Feb 11, 2025

0001783180-25-000006

carr-20250211FALSE000178318000017831802025-02-112025-02-110001783180us-gaap:CommonStockMember2025-02-112025-02-110001783180carr:A4.125NotesDue2028Member2025-02-112025-02-110001783180carr:A4.500NotesDue2032Member2025-02-112025-02-11

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2025

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code)

(Registrant’s telephone number, including area code)

(561)365-2000

N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange 4.125% Notes due 2028CARR28New York Stock Exchange 4.500% Notes due 2032CARR32New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information Item 2.02. Results of Operations and Financial Condition. On February 11, 2025, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its fourth quarter 2024 results. The press release issued February 11, 2025 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. Section 9—Financial Statements and Exhibits Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99 Press release, dated February 11, 2025, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: February 11, 2025 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2024
Q3

Q3 2024 Earnings

8-K

Oct 24, 2024

0001783180-24-000084

carr-20241024FALSE000178318000017831802024-10-242024-10-240001783180us-gaap:CommonStockMember2024-10-242024-10-240001783180carr:A4.375NotesDue2025Member2024-10-242024-10-240001783180carr:A4.125NotesDue2028Member2024-10-242024-10-240001783180carr:A4.500NotesDue2032Member2024-10-242024-10-24

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2024

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code)

(561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange 4.375% Notes due 2025CARR25New York Stock Exchange 4.125% Notes due 2028CARR28New York Stock Exchange 4.500% Notes due 2032CARR32New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On October 24, 2024, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its third quarter 2024 results, including preliminary net cash flow and free cash flow results.

The press release issued October 24, 2024 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 7—Regulation FD

Item 7.01. Regulation FD Disclosure.

On October 24, 2024, Carrier issued a press release announcing that on October 21, 2024, the Company’s Board of Directors approved a $3 billion increase to the Company’s existing stock repurchase authorization, which increased the amount available under the current stock repurchase authorization to approximately $4.7 billion. Share repurchases may take place from time to time at the Company’s discretion in the open market or through one or more other public or private transactions, subject to, among other things, market conditions, share price, compliance with securities laws and regulatory requirements and other factors. The stock repurchase authorization has no time limit and may be modified, suspended or discontinued at any time.

The press release issued October 24, 2024 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99Press release, dated October 24, 2024, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report

2024
Q2

Q2 2024 Earnings

8-K

Jul 25, 2024

0001783180-24-000075

carr-20240725FALSE000178318000017831802024-07-252024-07-250001783180us-gaap:CommonStockMember2024-07-252024-07-250001783180carr:A4.375NotesDue2025Member2024-07-252024-07-250001783180carr:A4.125NotesDue2028Member2024-07-252024-07-250001783180carr:A4.500NotesDue2032Member2024-07-252024-07-25

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code)

(561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange 4.375% Notes due 2025CARR25New York Stock Exchange 4.125% Notes due 2028CARR28New York Stock Exchange 4.500% Notes due 2032CARR32New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On July 25, 2024, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its second quarter 2024 results.

The press release issued July 25, 2024 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99Press release, dated July 25, 2024, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: July 25, 2024 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2024
Q1

Q1 2024 Earnings

8-K

Apr 25, 2024

0001783180-24-000042

carr-20240425FALSE000178318000017831802024-04-252024-04-250001783180us-gaap:CommonStockMember2024-04-252024-04-250001783180carr:A4.375NotesDue2025Member2024-04-252024-04-250001783180carr:A4.125NotesDue2028Member2024-04-252024-04-250001783180carr:A4.500NotesDue2032Member2024-04-252024-04-25

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code)

(561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange 4.375% Notes due 2025CARR25New York Stock Exchange 4.125% Notes due 2028CARR28New York Stock Exchange 4.500% Notes due 2032CARR32New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On April 25, 2024, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its first quarter 2024 results.

The press release issued April 25, 2024 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99Press release, dated April 25, 2024, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: April 25, 2024 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2023
Q4

Q4 2023 Earnings

8-K

Feb 6, 2024

0001783180-24-000007

carr-20240206FALSE000178318000017831802024-02-062024-02-06

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code)

(Registrant’s telephone number, including area code)

(561)365-2000

N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information Item 2.02. Results of Operations and Financial Condition. On February 6, 2024, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its fourth quarter 2023 results. The press release issued February 6, 2024 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. Section 9—Financial Statements and Exhibits Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99 Press release, dated February 6, 2024, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: February 6, 2024 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2023
Q3

Q3 2023 Earnings

8-K

Oct 26, 2023

0001783180-23-000063

carr-20231026FALSE000178318000017831802023-10-262023-10-26

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code)

(561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On October 26, 2023, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its third quarter 2023 results.

The press release issued October 26, 2023 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99Press release, dated October 26, 2023, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: October 26, 2023 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2023
Q2

Q2 2023 Earnings

8-K

Jul 27, 2023

0001783180-23-000053

carr-20230727FALSE000178318000017831802023-07-272023-07-27

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code) (561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On July 27, 2023, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its second quarter 2023 results.

The press release issued July 27, 2023 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99Press release, dated July 27, 2023, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: July 27, 2023 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2023
Q1

Q1 2023 Earnings

8-K

Apr 25, 2023

0001783180-23-000036

carr-20230425FALSE000178318000017831802023-04-252023-04-25

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2023

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code) (561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On April 25, 2023, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its first quarter 2023 results.

The press release issued April 25, 2023 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 7—Regulation FD

Item 7.01. Regulation FD Disclosure.

Carrier will host a conference call on April 26, 2023 at 7:30 a.m. Eastern Time to discuss its first quarter 2023 results and the acquisition of the climate solutions business of Viessmann Group GmbH & Co. KG, which was separately announced today. In light of this call, Carrier is cancelling its previously scheduled earnings conference call on Thursday, April 27, 2023.

The information included under this Item 7.01, “Regulation FD Disclosure” of this Current Report on Form 8-K is being furnished. As such, such information shall not be deemed filed for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99Press release, dated April 25, 2023, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: April 25, 2023 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2022
Q4

Q4 2022 Earnings

8-K

Feb 7, 2023

0001783180-23-000010

carr-20230207FALSE000178318000017831802023-02-072023-02-07

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2023

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code)

(Registrant’s telephone number, including area code)

(561)365-2000

N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information Item 2.02. Results of Operations and Financial Condition. On February 7, 2023, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its fourth quarter 2022 results. The press release issued February 7, 2023 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. Section 9—Financial Statements and Exhibits Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99 Press release, dated February 7, 2023, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: February 7, 2023 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2022
Q3

Q3 2022 Earnings

8-K

Oct 27, 2022

0001783180-22-000054

carr-20221027FALSE000178318000017831802022-10-272022-10-27

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2022

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code) (561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On October 27, 2022, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its third quarter 2022 results.

The press release issued October 27, 2022 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 7—Regulation FD

Item 7.01. Regulation FD Disclosure.

On October 27, 2022, Carrier issued a press release announcing that on October 25, 2022, the Company’s Board of Directors approved a $2 billion increase to the Company’s existing stock repurchase authorization, which increased the amount available under the current stock repurchase authorization to approximately $2.3 billion. Share repurchases may take place from time to time at the Company’s discretion in the open market or through one or more other public or private transactions, subject to, among other things, market conditions, share price, compliance with securities laws and regulatory requirements and other factors. The stock repurchase authorization has no time limit and may be modified, suspended or discontinued at any time.

The press release issued October 27, 2022 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99Press release, dated October 27, 2022, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: October 27, 2022 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2022
Q2

Q2 2022 Earnings

8-K

Jul 28, 2022

0001783180-22-000045

carr-20220728FALSE000178318000017831802022-07-282022-07-28

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code) (561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On July 28, 2022, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its second quarter 2022 results.

The press release issued July 28, 2022 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99Press release, dated July 28, 2022, issued by Carrier Global Corporation

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: July 28, 2022 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2022
Q1

Q1 2022 Earnings

8-K

Apr 28, 2022

0001783180-22-000032

carr-20220428April 28, 2022FALSE000178318000017831802022-04-282022-04-28

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code) (561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On April 28, 2022, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its first quarter 2022 results.

The press release issued April 28, 2022 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99Press release, dated March 31, 2022, issued by Carrier Global Corporation

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: April 28, 2022 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2021
Q4

Q4 2021 Earnings

8-K

Feb 8, 2022

0001783180-22-000008

carr-20220208FALSE000178318000017831802022-02-082022-02-08

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2022

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code)

(561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information Item 2.02. Results of Operations and Financial Condition. On February 8, 2022, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its fourth quarter 2021 results. The press release issued February 8, 2022 is furnished herewith as Exhibit No. 99 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. Section 9—Financial Statements and Exhibits Item 9.01. Financial Statements and Exhibits. (d) Exhibits.

Exhibit Number Exhibit Description

99 Press release, dated February 8, 2022, issued by Carrier Global Corporation.

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: February 8, 2022 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

2021
Q3

Q3 2021 Earnings

8-K

Oct 28, 2021

0001783180-21-000062

carr-20211028October 28, 2021FALSE000178318000017831802021-10-282021-10-28

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021

CARRIER GLOBAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware 001-39220 83-4051582

(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

13995 Pasteur Boulevard

Palm Beach Gardens Florida 33418

(Address of principal executive offices, including zip code) (561)365-2000

(Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: Title of each classTrading Symbol(s)Name of each exchange on which registered Common Stock ($0.01 par value)CARRNew York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Section 2—Financial Information

Item 2.02. Results of Operations and Financial Condition.

On October 28, 2021, Carrier Global Corporation (“Carrier” or the “Company”) issued a press release announcing its third quarter 2021 results.

The press release issued October 28, 2021 is furnished herewith as Exhibit No. 99.1 to this Report, and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Section 9—Financial Statements and Exhibits

Item 9. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description

99Press release, dated October 28, 2021, issued by Carrier Global Corporation

104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARRIER GLOBAL CORPORATION

(Registrant)

Date: October 28, 2021 By:

/S/ PATRICK GORIS

Patrick Goris

Senior Vice President and Chief Financial Officer

About Carrier Global Corporation (CARR) Earnings

This page provides Carrier Global Corporation (CARR) earnings call transcripts from SEC 8-K filings along with AI-powered predictions for post-earnings price movements. Our machine learning models analyze historical earnings data, pre-earnings price patterns, volume changes, and volatility to predict 1-day, 5-day, and 20-day returns after each earnings release.

Earnings transcripts are sourced directly from SEC EDGAR filings. Predictions are generated using gradient boosting models trained on CARR's historical earnings reactions. All predicted returns are shown as percentages, and predicted prices are calculated from the closing price at the time of prediction. Past performance does not guarantee future results.

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