SEC 8-K filings with transcript text
May 3, 2019
8-K 1 tv520613_8k.htm
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 3, 2019
(Exact name of registrant as specified in its charter)
Illinois
(State or other jurisdiction of incorporation)
000-23115 36-2848943
(Commission File Number) (IRS Employer Identification No.)
22160 N. Pepper Road Lake Barrington, Illinois 60010
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (847) 382-1000
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (l7 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-1 2)
¨ Pre-commencement communications pursuant to Rule l4d-2(b) under the Exchange Act (17 CFR 240. l 4d-2 (b))
¨ Pre-commencement communications pursuant to Rule 13c-4(c) under the Exchange Act (17 CFR 240. l 3c-4 (c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging Growth Company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 2.02Results of Operations and Financial Condition.
On May 3, 2019, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and twelve month periods ended December 31, 2018. A copy of the Press Release is furnished as Exhibit 99.1 to this report, and is incorporated herein by reference. The information in Exhibit 99.1 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01Financial Statements and Exhibits.
(d)Exhibits.
99.1Press Release issued by CTI Industries Corporation dated May 3, 2019, captioned: “CTI Industries Announces 2018 Fourth Quarter and Year End Financial Results.”
Pursuant to the requirements of the Securities Exchange Act of 1934, CTI Industries Corporation has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized, in the Village of Lake Barrington, Illinois, May 3, 2019.
By: /s/ Jeffrey S. Hyland
Jeffrey S. Hyland, Chief Executive Officer and President
Nov 13, 2018
8-K 1 ctib20181112_8k.htm
ctib20181112_8k.htm
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 13, 2018
(Exact name of registrant as specified in its charter)
Illinois
(State or other jurisdiction of incorporation)
000-23115
36-2848943
(Commission File Number)
(IRS Employer Identification No.)
22160 N. Pepper Road, Lake Barrington, Illinois
60010
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code: (847) 382-1000
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (l7 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-1 2)
☐
Pre-commencement communications pursuant to Rule l4d-2(b) under the Exchange Act (17 CFR 240. l 4d-2 (b))
☐
Pre-commencement communications pursuant to Rule 13c-4(c) under the Exchange Act (17 CFR 240. l 3c-4 (c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02
Results of Operations and Financial Condition.
On November 13, 2018, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and nine month periods ended September 30, 2018. A copy of the Press Release is furnished as Exhibit 99.1 to this report, and is incorporated herein by reference. The information in Exhibit 99.1 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits:
Exhibit No.
Exhibit
99.1 Press Release issued by CTI Industries Corporation dated November 13, 2018, captioned: “CTI Industries Announces 2018 Third Quarter Financial Results.”
Pursuant to the requirements of the Securities Exchange Act of 1934, CTI Industries Corporation has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized, in the Village of Lake Barrington, Illinois, November 13, 2018.
By:
/s/ Stephen M. Merrick
Stephen M. Merrick, Chief Executive Officer
Exhibit Number
Description
99.1
Press Release issued by CTI Industries Corporation dated November 13, 2018, captioned: “CTI Industries Announces 2018 Third Quarter Financial Results.”
May 14, 2018
8-K 1 ctib20180514_8k.htm
ctib20180514_8k.htm
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 14, 2018
(Exact name of registrant as specified in its charter)
Illinois
(State or other jurisdiction of incorporation)
000-23115
36-2848943
(Commission File Number)
(IRS Employer Identification No.)
22160 N. Pepper Road, Lake Barrington, Illinois
60010
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code: (847) 382-1000
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (l7 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-1 2)
☐
Pre-commencement communications pursuant to Rule l4d-2(b) under the Exchange Act (17 CFR 240. l 4d-2 (b))
☐
Pre-commencement communications pursuant to Rule 13c-4(c) under the Exchange Act (17 CFR 240. l 3c-4 (c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02
Results of Operations and Financial Condition.
On May 14, 2018, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three month period ended March 31, 2018. A copy of the Press Release is furnished as Exhibit 99.1 to this report, and is incorporated herein by reference. The information in Exhibit 99.1 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits:
Exhibit No.
Exhibit
99.1 Press Release issued by CTI Industries Corporation dated May 14, 2018, captioned: “CTI Industries Announces 2018 First Quarter Financial Results.”
Pursuant to the requirements of the Securities Exchange Act of 1934, CTI Industries Corporation has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized, in the Village of Lake Barrington, Illinois, May 14, 2018.
By:
/s/ Stephen M. Merrick
Stephen M. Merrick, Chief Executive Officer
Exhibit Number
Description
99.1
Press Release issued by CTI Industries Corporation dated May 14, 2018, captioned: “CTI Industries Announces 2018 First Quarter Financial Results.”
Mar 29, 2018
8-K 1 ctib20180329_8k.htm
ctib20180329_8k.htm
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 29, 2018
(Exact name of registrant as specified in its charter)
Illinois
(State or other jurisdiction of incorporation)
000-23115
36-2848943
(Commission File Number)
(IRS Employer Identification No.)
22160 N. Pepper Road, Lake Barrington, Illinois
60010
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code: (847) 382-1000
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (l7 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-1 2)
☐
Pre-commencement communications pursuant to Rule l4d-2(b) under the Exchange Act (17 CFR 240. l 4d-2 (b))
☐
Pre-commencement communications pursuant to Rule 13c-4(c) under the Exchange Act (17 CFR 240. l 3c-4 (c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02
Results of Operations and Financial Condition.
On March 29, 2018, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and twelve month periods ended December 31, 2017. A copy of the Press Release is furnished as Exhibit 99.1 to this report, and is incorporated herein by reference. The information in Exhibit 99.1 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1933 or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01
Financial Statements and Exhibits.
(d) Exhibits:
Exhibit No.
Exhibit
99.1 Press Release issued by CTI Industries Corporation dated March 29, 2018, captioned: “CTI Industries Corporation Reports Results for Full Year and Fourth Quarter 2017.”
Pursuant to the requirements of the Securities Exchange Act of 1934, CTI Industries Corporation has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized, in the Village of Lake Barrington, Illinois, March 29, 2018.
By:
/s/ Stephen M. Merrick
Stephen M. Merrick, Chief Executive Officer
Exhibit Number
Description
99.1
Press Release issued by CTI Industries Corporation dated March 29, 2018, captioned: “CTI Industries Corporation Reports Results for Full Year and Fourth Quarter 2017.”
Nov 13, 2017
8-K 1 tv479270_8k.htm
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 13, 2017
(Exact name of registrant as specified in its charter)
Illinois
(State or other jurisdiction of incorporation)
000-23115
36-2848943
(Commission File Number)
(IRS Employer Identification No.)
22160 N. Pepper Road Lake Barrington, Illinois
60010
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code: (847) 382-1000
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨Written communications pursuant to Rule 425 under the Securities Act (l7 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-1 2)
¨Pre-commencement communications pursuant to Rule l4d-2(b) under the Exchange Act (17 CFR 240. l 4d-2 (b))
¨Pre-commencement communications pursuant to Rule 13c-4(c) under the Exchange Act (17 CFR 240. l 3c-4 (c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 2.02Results of Operations and Financial Condition
On November 13, 2017, CTI Industries Corporation issued a press release announcing its financial results for the fiscal quarter ended September 30, 2017. A copy of the press release is furnished as Exhibit 99.1 to this report.
In accordance with General instruction B.2 of Form 8-K, the information in the Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended ( the “Exchange Act”), or otherwise subject to the liability of that section, and it shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange act, except as shall be expressly set forth by specific reference in such filing.
Item No. 9.01 – Financial Statements and Exhibits
(d) Exhibits:
Exhibit No. Exhibit
99.1* Press Release issued by CTI Industries Corporation dated November 13, 2017, captioned: “CTI Industries Corporation Reports Third Quarter and Nine Months Results.”
*Filed herewith
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: November 13, 2017 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
Exhibit Number
Description
99.1
Press Release dated November 13, 2017, captioned: “CTI Industries Corporation Reports Third Quarter and Nine Months Results.”
May 15, 2017
8-K 1 v467065_8k.htm 8-K
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 15, 2017
CTI
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction (Commission
Employer
of incorporation) File Number) Identification No.)
22160 North Pepper Road, Lake Barrington, IL 60010
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (847) 382-1000
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
1
Item No. 2.02 – Results of Operations and Financial Condition
On May 15, 2017, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three month period ended March 31, 2017. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c)Exhibits:
Exhibit No.Exhibit
99.1*Press Release dated May 15, 2017, captioned: “CTI Industries Corporation Reports First Quarter 2017 Results.”
*Filed herewith
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: May 15, 2017 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
3
Exhibit Number
Description
99.1
Press Release dated May 15, 2017, captioned: “CTI Industries Corporation Reports First Quarter 2017 Results.”
4
Mar 28, 2017
8-K 1 v462846_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 28, 2017
CTI
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
22160 North Pepper Road, Lake Barrington, IL 60010
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (847) 382-1000
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On March 28, 2017, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and twelve month periods ended December 31, 2016. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c)Exhibits:
Exhibit No.Exhibit
99.1*Press Release dated March 28, 2017, captioned: “CTI Industries Corporation Reports Results for Full Year and Fourth Quarter 2016.”
*Filed herewith
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: March 28, 2017 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
3
Exhibit Number
Description
99.1
Press Release dated March 28, 2017, captioned: “CTI Industries Corporation Reports Results for Full Year and Fourth Quarter 2016.”
4
Nov 14, 2016
8-K 1 v452930_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 14, 2016
CTI
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
22160 North Pepper Road, Lake Barrington, IL 60010
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (847) 382-1000
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On November 14, 2016, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and nine month period ended September 30, 2016. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c) Exhibits:
Exhibit No. Exhibit
99.1* Press Release dated November 14, 2016, captioned: “CTI Industries Corporation Reports Third Quarter and Nine Months Results And Fourth Quarter Prospects.”
*Filed herewith
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: November 14, 2016 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
3
Exhibit Number
Description
99.1
Press Release dated November 14, 2016, captioned: “CTI Industries Corporation Reports Third Quarter and Nine Months Results And Fourth Quarter Prospects.”
4
Aug 22, 2016
8-K 1 v447467_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 22, 2016
CTI
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
22160 North Pepper Road, Lake Barrington, IL 60010
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (847) 382-1000
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
1
Item No. 2.02 – Results of Operations and Financial Condition
On August 22, 2016, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and six month period ended June 30, 2016. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c)Exhibits:
Exhibit No.Exhibit
99.1*Press Release dated August 22, 2016, captioned: “CTI Industries Corporation Reports Results of Operations For the Second Quarter 2016.”
*Filed herewith
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: August 22, 2016 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
3
Exhibit Number
Description
99.1
Press Release dated August 22, 2016, captioned: “CTI Industries Corporation Reports Results of Operations For the Second Quarter 2016.”
4
May 12, 2016
8-K 1 v439626_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 11, 2016
CTI
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)
22160 North Pepper Road, Lake Barrington, IL 60010
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code
(847) 382-1000
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On May 11, 2016, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three month period ended March 31, 2016. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c)Exhibits:
Exhibit No.Exhibit
99.1*Press Release dated May 11, 2016, captioned: “CTI Industries Corporation Reports First Quarter 2016 Results.”
*Filed herewith
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: May 11, 2016 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
Exhibit Number
Description
99.1
Press Release dated May 11, 2016, captioned: “CTI Industries Corporation Reports First Quarter 2016 Results.”
Mar 23, 2016
8-K 1 v435054_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 23, 2016
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
22160 North Pepper Road, Lake Barrington, IL 60010
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code (847) 382-1000
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On March 23, 2016, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and twelve month periods ended December 31, 2015. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c)Exhibits:
Exhibit No. Exhibit
99.1* Press Release dated March 23, 2016, captioned: “CTI Industries Corporation Reports Results for Full Year and Fourth Quarter 2015.”
*Filed herewith
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: March 23, 2016 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
3
Exhibit Number
Description
99.1
Press Release dated March 23, 2016, captioned: “CTI Industries Corporation Reports Results for Full Year and Fourth Quarter 2015.”
4
Nov 12, 2015
8-K 1 v424380_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 11, 2015
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)
22160 North Pepper Road, Lake Barrington, IL 60010
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code (847) 382-1000
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On November 11, 2015, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and nine month period ended September 30, 2015. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c)Exhibits:
Exhibit No.Exhibit
99.1*Press Release dated November 11, 2015, captioned: “CTI Industries Corporation Reports Year to Date Profit Up Four Times over 2014.”
*Filed herewith
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: November 11, 2015 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
3
Exhibit Number
Description
99.1
Press Release dated November 11, 2015, captioned: “CTI Industries Corporation Reports Year to Date Profit Up Four Times over 2014.”
4
Aug 12, 2015
8-K 1 v417997_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 12, 2015
CTI
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction (Commission
Employer
of incorporation) File Number) Identification No.)
22160 North Pepper Road, Lake Barrington, IL 60010
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (847) 382-1000
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On August 12, 2015, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and six month period ended June 30, 2015. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c)Exhibits:
Exhibit No.
Exhibit
99.1*
Press Release dated August 12, 2015, captioned: “CTI Industries Corporation Reports Substantial Increases in Earnings, Margins and EBITDA for the Second Quarter 2015.”
*Filed herewith
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: August 12, 2015 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
3
Exhibit Number
Description
99.1
Press Release dated August 12, 2015, captioned: “CTI Industries Corporation Reports Substantial Increases in Earnings, Margins and EBITDA for the Second Quarter 2015.”
4
May 13, 2015
8-K 1 v410212_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 11, 2015
CTI
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
22160 North Pepper Road, Lake Barrington, IL
60010
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code_____(847) 382-1000_____________
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On May 11, 2015, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three month period ended March 31, 2015. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c) Exhibits:
Exhibit No. Exhibit
99.1*Press Release dated May 11, 2015, captioned: “CTI Industries Corporation Reports Significant Increase in Earnings, Margins and EBITDA for the First Quarter 2015.”
*Filed herewith
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: May 13, 2015
By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
Exhibit Number
Description
99.1
Press Release dated May 11, 2015, captioned: “CTI Industries Corporation Reports Significant Increase in Earnings, Margins and EBITDA for the First Quarter 2015.”
Mar 26, 2015
8-K 1 v405616_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 26, 2015
CTI
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
22160 North Pepper Road, Lake Barrington, IL
60010
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code_____(847) 382-1000_____________
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On March 26, 2015, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and twelve month periods ended December 31, 2014. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c) Exhibits:
Exhibit No. Exhibit
99.1*Press Release dated March 26, 2015, captioned: “CTI Industries Corporation Reports Results for Full Year and Fourth Quarter 2014.”
*Filed herewith
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: March 26, 2015 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
Exhibit Number
Description
99.1
Press Release dated March 26, 2015, captioned: “CTI Industries Corporation Reports Results for Full Year and Fourth Quarter 2014.”
Nov 13, 2014
8-K 1 v394279_8k.htm 8-K
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 13, 2014
CTI
(Exact name of registrant as specified in its charter)
Illinois
0-23115
36-2848943
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
22160 North Pepper Road, Lake Barrington, IL
60010
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code (847) 382-1000
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On November 13, 2014, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and nine month periods ended September 30, 2014. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c)Exhibits:
Exhibit No.
Exhibit
99.1*
Press Release dated November 13, 2014, captioned: “CTI Industries Corporation Reports Return to Profit in Third Quarter and for Nine Months.”
*Filed herewith
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: November 13, 2014 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
3
Aug 13, 2014
8-K 1 v386632_8k.htm 8-K
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 13, 2014
CTI
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
22160 North Pepper Road, Lake Barrington, IL 60010
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (847) 382-1000
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On August 13, 2014, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and six month periods ended June 30, 2014. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c) Exhibits:
Exhibit No.Exhibit
99.1*Press Release dated August 13, 2014, captioned: “CTI Industries Corporation Second Quarter 2014 Financial Results.”
*Filed herewith
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
TI Industries Corporation
(Registrant)
By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
Date: August 13, 2014
3
May 13, 2014
8-K 1 v378418_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 13, 2014
CTI
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
22160 North Pepper Road, Lake Barrington, IL 60010
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (847) 382-1000
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On May 13, 2014, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three month period ended March 31, 2014. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c) Exhibits:
Exhibit No. Exhibit
99.1* Press Release dated May 13, 2014, captioned: “CTI Industries Corporation Reports First Quarter 2014 Financial Results.”
*Filed herewith
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: May 13, 2014 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
3
Mar 25, 2014
8-K 1 v372612_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 25, 2014
CTI
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
22160 North Pepper Road, Lake Barrington, IL 60010
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (847) 382-1000
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On March 25, 2014, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and twelve month periods ended December 31, 2013. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c) Exhibits:
Exhibit No. Exhibit
99.1* Press Release dated March 25, 2014, captioned: “CTI Industries Corporation Reports Results for Full Year and Fourth Quarter 2013.”
*Filed herewith
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: March 25, 2014 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
3
Aug 12, 2013
8-K 1 v352659_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 12, 2013
CTI
(Exact name of registrant as specified in its charter)
Illinois 0-23115 36-2848943
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
22160 North Pepper Road, Lake Barrington, IL 60010
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code_____(847) 382-1000_____________
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item No. 2.02 – Results of Operations and Financial Condition
On August 12, 2013, CTI Industries Corporation issued a press release reporting earnings and other financial results for its three and six month periods ended June 30, 2013. A copy of the Press Release is attached as Exhibit 99.1.
The information disclosed under this Item 2.02 (including Exhibit 99.1) shall not be deemed “filed” for the purposes of Section 18, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.
Item No. 9.01 – Financial Statements and Exhibits
(c)Exhibits:
Exhibit No.
Exhibit
99.1*
Press Release dated August 12, 2013, captioned: “CTI Industries Corporation Second Quarter 2013 Financial Results. Vacuum Sealer Product Line Sales Soar 84%”
*Filed herewith
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTI Industries Corporation
(Registrant)
Date: August 12, 2013 By: /s/ Stephen M. Merrick
Stephen M. Merrick, President
This page provides Yunhong Green CTI Ltd. (YHGJ) earnings call transcripts from SEC 8-K filings along with AI-powered predictions for post-earnings price movements. Our machine learning models analyze historical earnings data, pre-earnings price patterns, volume changes, and volatility to predict 1-day, 5-day, and 20-day returns after each earnings release.
Earnings transcripts are sourced directly from SEC EDGAR filings. Predictions are generated using gradient boosting models trained on YHGJ's historical earnings reactions. All predicted returns are shown as percentages, and predicted prices are calculated from the closing price at the time of prediction. Past performance does not guarantee future results.