SEC 8-K filings with transcript text
May 6, 2011
8-K 1 a11-11800_18k.htm 8-K
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 6, 2011
(Exact name of registrant as specified in its charter)
Delaware
000-29661
52-1782500
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
52-2, Building, BDA International Enterprise Avenue,
No. 2 Jingyuan North Street
Daxing District, Beijing, P.R. China
Post code: 100176
(Address of principal executive offices) (Zip code)
+86(10)8520-5588
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition.
On May 6, 2011, UTStarcom, Inc. (the “Company”) is giving a presentation at the conference call to discuss first quarter 2011 financial results. The Company’s presentation will include a slide show in the form attached hereto as Exhibit 99.1 and incorporated herein by reference.
The information in this Item 2.02, including the exhibit hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. In addition, the information in this report shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporating language in such filing, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
The following exhibit is furnished pursuant to Item 2.02:
Exhibit No.
Description
99.1
First Quarter 2011 Earnings Call Presentation
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 6, 2011
By:
/s/ Jack Lu
Name:
Jack Lu
Title:
Chief Executive Officer and President
3
Exhibit List
Exhibit No.
Description
99.1
First Quarter 2011 Earnings Call Presentation dated May 6, 2011
4
May 6, 2011
8-K 1 a11-11800_28k.htm 8-K
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 6, 2011
(Exact name of registrant as specified in its charter)
Delaware
000-29661
52-1782500
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
52-2, Building, BDA International Enterprise Avenue,
No. 2 Jingyuan North Street
Daxing District, Beijing, P.R. China
Post code: 100176
(Address of principal executive offices) (Zip code)
+86(10)8520-5588
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition.
On May 6, 2011, UTStarcom, Inc. issued a press release entitled “UTStarcom Releases Financial Results for First Quarter 2011.” A copy of the press release is furnished as Exhibit 99.1 to this report.
The information in this Item 2.02, including the exhibit hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. In addition, the information in this report shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporating language in such filing, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
The following exhibit is furnished pursuant to Item 2.02:
Exhibit No.
Description
99.1
Press Release dated May 6, 2011
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 6, 2011
By:
/s/ Jack Lu
Name:
Jack Lu
Title:
Chief Executive Officer and President
3
Exhibit List
Exhibit No.
Description
99.1
Press Release dated May 6, 2011
4
Mar 11, 2011
8-K 1 a11-7721_28k.htm 8-K
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 11, 2011
(Exact name of registrant as specified in its charter)
Delaware
000-29661
52-1782500
(State or other jurisdiction of
(Commission File Number)
(I.R.S. Employer Identification No.)
incorporation)
20F, Tower E1, The Towers, Oriental Plaza,
No.1 East Chang An Avenue
Dong Cheng District, Beijing, P.R. China
Post code: 100738
(Address of principal executive offices) (Zip code)
+86(10)8520-5588
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition.
On March 11, 2011, UTStarcom, Inc. (the “Company”) is giving a presentation at the conference call to discuss fourth quarter and full year 2010 financial results. The Company’s presentation will include a slide show in the form attached hereto as Exhibit 99.1 and incorporated herein by reference.
The information in this Item 2.02, including the exhibit hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. In addition, the information in this report shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporating language in such filing, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
The following exhibit is furnished pursuant to Item 2.02:
Exhibit No.
Description
99.1
Full Year and Fourth Quarter 2010 Earnings Call Presentation
2
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: March 11, 2011
By:
/s/ Jack Lu
Name:
Jack Lu
Title:
Chief Executive Officer and President
3
Exhibit List
Exhibit No.
Description
99.1
Press Release dated March 11, 2011
4
This page provides UTStarcom Holdings Corp. (UTSI) earnings call transcripts from SEC 8-K filings along with AI-powered predictions for post-earnings price movements. Our machine learning models analyze historical earnings data, pre-earnings price patterns, volume changes, and volatility to predict 1-day, 5-day, and 20-day returns after each earnings release.
Earnings transcripts are sourced directly from SEC EDGAR filings. Predictions are generated using gradient boosting models trained on UTSI's historical earnings reactions. All predicted returns are shown as percentages, and predicted prices are calculated from the closing price at the time of prediction. Past performance does not guarantee future results.