Machine learning predictions based on historical earnings data and price patterns
1-Day Prediction
-0.20%
$1.49
0% positive prob.
5-Day Prediction
-7.56%
$1.38
0% positive prob.
20-Day Prediction
+0.05%
$1.49
0% positive prob.
SEC 8-K filings with transcript text
Dec 11, 2025 · 100% conf.
1D
-0.20%
$1.49
5D
-7.56%
$1.38
20D
+0.05%
$1.49
false 0001713863
0001713863
2025-12-11 2025-12-11
0001713863
RFL:ClassBCommonStockParValue0.01PerShareMember
2025-12-11 2025-12-11
0001713863
RFL:WarrantToPurchaseClassBCommonStockMember
2025-12-11 2025-12-11
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 11, 2025
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Warrant to Purchase Class B common stock
NYSE American
Item 2.02. Results of Operations and Financial Condition.
On December 11, 2025, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended October 31, 2025. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated December 11, 2025, reporting the results of operations for the fiscal quarter ended October 31, 2025.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ David Polinsky
Name: David Polinsky
Title: Chief Financial Officer
Dated: December 11, 2025
2
Exhibit Number
Document
99.1
Press Release, dated December 11, 2025, reporting the results of operations for the fiscal quarter ended October 31, 2025.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Oct 29, 2025 · 100% conf.
1D
-0.20%
$1.49
5D
-7.56%
$1.38
20D
+0.05%
$1.49
false 0001713863
0001713863
2025-10-29 2025-10-29
0001713863
RFL:ClassBCommonStockParValue0.01PerShareMember
2025-10-29 2025-10-29
0001713863
RFL:WarrantToPurchaseClassBCommonStockMember
2025-10-29 2025-10-29
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 29, 2025
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Warrant to Purchase Class B common stock
NYSE American
Item 2.02. Results of Operations and Financial Condition.
On October 29, 2025, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter and fiscal year ended July 31, 2025. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated October 29, 2025, reporting the results of operations for the fiscal quarter and fiscal year ended July 31, 2025.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ David Polinsky
Name: David Polinsky
Title: Chief Financial Officer
Dated: October 29, 2025
2
Exhibit
Number
Document
99.1
Press Release, dated October 29, 2025, reporting the results of operations for the fiscal quarter and fiscal year ended July 31, 2025.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Jun 11, 2025
false 0001713863
0001713863
2025-06-11 2025-06-11
0001713863
RFL:ClassBCommonStockParValue0.01PerShareMember
2025-06-11 2025-06-11
0001713863
RFL:WarrantToPurchaseClassBCommonStockMember
2025-06-11 2025-06-11
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 11, 2025
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Warrant to Purchase Class B common stock
NYSE American
Item 2.02. Results of Operations and Financial Condition.
On June 11, 2025, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended April 30, 2025. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference. The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated June 11, 2025, reporting the results of operations for the fiscal quarter ended April 30, 2025.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By:
/s/ David Polinsky
Name: David Polinsky
Title: Chief Financial Officer
Dated: June 11, 2025
2
Exhibit
Number
Document
99.1
Press Release, dated June 11, 2025, reporting the results of operations for the fiscal quarter ended April 30, 2025.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Mar 14, 2025
false 0001713863
0001713863
2025-03-13 2025-03-13
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 13, 2025
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On March 13, 2025, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended January 31, 2025. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference. The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”).
This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated March 13, 2025, reporting the results of operations for the fiscal quarter ended January 31, 2025.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ William Conkling
Name: William Conkling
Title: Chief Executive Officer
Dated: March 13, 2025
2
Exhibit Number
Document
99.1
Press Release, dated March 13, 2025, reporting the results of operations for the fiscal quarter ended January 31, 2025.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Dec 11, 2024
false 0001713863
0001713863
2024-12-11 2024-12-11
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 11, 2024
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On December 11, 2024, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended October 31, 2024. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated December 11, 2024, reporting the results of operations for the fiscal quarter ended October 31, 2024.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By:
/s/ William Conkling
Name: William Conkling
Title: Chief Executive Officer
Dated: December 11, 2024
2
Exhibit
Number
Document
99.1
Press Release, dated December 11, 2024, reporting the results of operations for the fiscal quarter ended October 31, 2024.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Nov 7, 2024
false 0001713863
0001713863
2024-11-06 2024-11-06
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington,
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 6, 2024
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On November 6, 2024, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter and fiscal year ended July 31, 2024. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated November 6, 2024, reporting the results of operations for the fiscal quarter and fiscal year ended July 31, 2024.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ William Conkling
Name: William Conkling
Title: Chief Executive Officer
Dated: November 6, 2024
2
Exhibit
Number
Document
99.1
Press Release, dated November 6, 2024, reporting the results of operations for the fiscal quarter and fiscal year ended July 31, 2024.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Jun 14, 2024
false 0001713863
0001713863
2024-06-14 2024-06-14
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington,
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 14, 2024
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On June 14, 2024, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended April 30, 2024. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated June 14, 2024, reporting the results of operations for the fiscal quarter ended April 30, 2024.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ William Conkling
Name: William Conkling
Title: Chief Executive Officer
Dated: June 14, 2024
2
Exhibit
Number
Document
99.1
Press Release, dated June 14, 2024, reporting the results of operations for the fiscal quarter ended April 30, 2024.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Mar 14, 2024
false 0001713863
0001713863
2024-03-13 2024-03-13
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington,
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 13, 2024
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On March 13, 2024, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended January 31, 2024. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated March 13, 2024, reporting the results of operations for the fiscal quarter ended January 31, 2024.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ William Conkling
Name: William Conkling
Title: Chief Executive Officer
Dated: March 13, 2024
2
Exhibit Number
Document
99.1
Press Release, dated March 13, 2024, reporting the results of operations for the fiscal quarter ended January 31, 2024.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Dec 14, 2023
false 0001713863
0001713863
2023-12-14 2023-12-14
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 14, 2023
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on
which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On December 14, 2023, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended October 31, 2023. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated December 14, 2023, reporting the results of operations for the fiscal quarter ended October 31, 2023.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By:
/s/ William Conkling
Name: William Conkling
Title: Chief Executive Officer
Dated: December 14, 2023
2
Exhibit
Number
Document
99.1
Press Release, dated December 14, 2023, reporting the results of operations for the fiscal quarter ended October 31, 2023.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Oct 30, 2023
0001713863 false
0001713863
2023-10-30 2023-10-30
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 30, 2023
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on
which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On October 30, 2023, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter and fiscal year ended July 31, 2023. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d)Exhibits.
Exhibit No.
Document
99.1
Press Release, dated October 30, 2023, reporting the results of operations for the fiscal quarter and fiscal year ended July 31, 2023.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ William Conkling
Name: William Conkling
Title: Chief Executive Officer
Dated: October 30, 2023
2
Exhibit No.
Document
99.1
Press Release, dated October 30, 2023, reporting the results of operations for the fiscal quarter and fiscal year ended July 31, 2023.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Jun 13, 2023
0001713863 false
0001713863
2023-06-13 2023-06-13
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington,
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 13, 2023
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on
which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On June 13, 2023, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended April 30, 2023. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated June 13, 2023, reporting the results of operations for the fiscal quarter ended April 30, 2023.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By:
/s/ William Conkling
Name: William Conkling
Title: Chief Executive Officer
Dated: June 13, 2023
2
Exhibit Number
Document
99.1
Press Release, dated June 13, 2023, reporting the results of operations for the fiscal quarter ended April 30, 2023.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Mar 14, 2023
0001713863 false
0001713863
2023-03-14 2023-03-14
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington,
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 14, 2023
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on
which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On March 14, 2023, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended January 31, 2023. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d)Exhibits.
Exhibit No.
Document
99.1
Press Release, dated March 14, 2023, reporting the results of operations for the fiscal quarter ended January 31, 2023.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By:
/s/ William Conkling
Name: William Conkling
Title: Chief Executive Officer
Dated: March 14, 2023
2
Exhibit
Number
Document
99.1
Press Release, dated March 14, 2023, reporting the results of operations for the fiscal quarter ended January 31, 2023.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Dec 13, 2022
0001713863 false
0001713863
2022-12-13 2022-12-13
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington,
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 13, 2022
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on
which registered
Class B common stock, par value $0.01 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On December 13, 2022, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended October 31, 2022. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated December 13, 2022, reporting the results of operations for the fiscal quarter ended October 31, 2022.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ William Conkling
Name: William Conkling
Title: Chief Executive Officer
Dated: December 13, 2022
2
Exhibit Number
Document
99.1
Press Release, dated December 13, 2022, reporting the results of operations for the fiscal quarter ended October 31, 2022.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Oct 31, 2022
0001713863 false
0001713863
2022-10-31 2022-10-31
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 31, 2022
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Class B common stock, par value $0.1 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On October 31, 2022, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter and fiscal year ended July 31, 2022. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated October 31, 2022, reporting the results of operations for the fiscal quarter and fiscal year ended July 31, 2022.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ William Conkling
Name: William Conkling
Title: Chief Executive Officer
Dated: October 31, 2022
2
Exhibit
Number
Document
99.1
Press Release, dated October 31, 2022, reporting the results of operations for the fiscal quarter and fiscal year ended July 31, 2022.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Jun 14, 2022
0001713863 false --07-31
0001713863
2022-06-13 2022-06-13
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 13, 2022
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on
which registered
Class B common stock, par value $0.1 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On June 14, 2022, Rafael Holdings, Inc. (the “Company”) distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended April 30, 2022. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Company is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(e) On June 13, 2022, the Company entered into an employment agreement with Howard S. Jonas (who serves as the Chairman of the Board and Executive Chairman of the Company) (the “Employment Agreement”), which provides, among other things: (i) a term of five years (subject to extension unless either party elects not to renew); (ii) an annual base salary of $260,000, of which $250,000 is payable through the issuance of restricted shares of the Company’s Class B common stock (“Class B Stock”) with the value of the shares based upon the volume weighted closing price of the Class B Stock on the NYSE on the thirty days ending with the NYSE trading day immediately preceding the issuance to be issued within thirty days of the date of the Employment Agreement (the “Start Date”) and each annual anniversary, and such shares vesting, contingent on Mr. Jonas’ remaining in continuous service to the Company, in substantially equal amounts on the three, six, nine and twelve month anniversaries of the Start Date or annual anniversary; (iii) a grant of restricted shares of Class B stock with a value of $600,000, issuable within 30 days with the value of the shares based upon the volume weighted closing price of the Class B Stock on the NYSE on the thirty days ending with the NYSE trading day immediately preceding the issuance and such shares, and vesting, contingent on Mr. Jonas’ remaining in continuous service to the Company, in substantially equal amounts on the first and second annual anniversaries of the Start Date; (iv) Mr. Jonas’ eligibility to receive bonuses and participate in equity grants made to
Mar 17, 2022
0001713863 false
0001713863
2022-03-17 2022-03-17
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 17, 2022
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on
which registered
Class B common stock, par value $0.1 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On March 17, 2022, the Registrant distributed over a wire service and posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended January 31, 2022. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Registrant is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated March 17, 2022, reporting the results of operations for the fiscal quarter ended January 31, 2022.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ William Conkling
Name: William Conkling
Title: Chief Executive Officer
Dated: March 17, 2022
2
Exhibit
Number
Document
99.1
Press Release, dated March 17, 2022, reporting the results of operations for the fiscal quarter ended January 31, 2022.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Dec 15, 2021
0001713863 false
0001713863
2021-12-15 2021-12-15
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 15, 2021
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on
which registered
Class B common stock, par value $0.1 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On December 15, 2021, the Registrant posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended October 31, 2021. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Registrant is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated December 15, 2021, reporting the results of operations for the fiscal quarter ended October 31, 2021.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By:
/s/ Ameet Mallik
Name: Ameet Mallik
Title: Chief Executive Officer
Dated: December 15, 2021
2
Exhibit
Number.
Document
99.1
Press Release, dated December 15, 2021, reporting the results of operations for the fiscal quarter ended October 31, 2021.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Oct 18, 2021
0001713863 false
0001713863
2021-10-18 2021-10-18
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
Washington, D.C. 20549
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 18, 2021
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on
which registered
Class B common stock, par value $0.1 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On October 18, 2021, the Registrant posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter and fiscal year ended July 31, 2021. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Registrant is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated October 18, 2021, reporting the results of operations for the fiscal quarter and fiscal year ended July 31, 2021.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ Ameet Mallik
Name: Ameet Mallik
Title: Chief Executive Officer
Dated: October 18, 2021
2
Exhibit Number
Document
99.1
Press Release, dated October 18, 2021, reporting the results of operations for the fiscal quarter and fiscal year ended July 31, 2021.
104
Cover Page Interactive Data File, formatted in Inline XBRL document.
3
Jun 14, 2021
8-K 1 ea142693-8k_rafaelhold.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 14, 2021
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on
which registered
Class B common stock, par value $0.1 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On June 14, 2021, the Registrant posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended April 30, 2021. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
The Registrant is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(d) On June 14, 2021, the Nominating Committee of the Board of Directors (“Board”) of Rafael Holdings, Inc. (the “Company”) elected Ameet Mallik, the Company’s Chief Executive Officer, Shannon Klinger and Mark McCamish to the Company’s Board until the 2022 Annual Meeting, or until his or her successor is duly elected and qualified or until his or her earlier resignation or removal.
A copy of the June 14, 2021 press release relating to the above events is attached hereto as Exhibit 99.2 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated June 14, 2021, reporting the results of operations for the fiscal quarter ended April 30, 2021.
99.2
Press Release, dated June 14, 2021.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By:
/s/ David Polinsky
Name: David Polinsky
Title: Chief Financial Officer
Dated: June 14, 2021
2
Exhibit Number
Document
99.1
Press Release, dated June 14, 2021, reporting the results of operations for the fiscal quarter ended April 30, 2021.
99.2
Press Release, dated June 14, 2021.
3
Mar 17, 2021
8-K 1 ea137914-8k_rafaelholdings.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 17, 2021
(Exact name of registrant as specified in its charter)
Delaware
1-38411
82-2296593
(State or other jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
520 Broad Street
Newark, New Jersey
07102
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
Title of each class
Trading Symbol
Name of each exchange on
which registered
Class B common stock, par value $0.1 per share
RFL
New York Stock Exchange
Item 2.02. Results of Operations and Financial Condition.
On March 17, 2021, the Registrant posted an earnings release to the investors page of its website (www.rafaelholdings.com) announcing its results of operations for the fiscal quarter ended January 31, 2021. A copy of the earnings release concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference. The Registrant is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 2.02 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC unless otherwise expressly stated in such filing. In addition, this Report and the press release contain statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the press release.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Document
99.1
Press Release, dated March 17, 2021, reporting the results of operations for the fiscal quarter ended January 31, 2021.
1
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
By:
/s/ David Polinsky
Name: David Polinsky
Title: Chief Financial Officer
Dated: March 17, 2021
2
Exhibit Number
Document
99.1
Press Release, dated March 17, 2021, reporting the results of operations for the fiscal quarter ended January 31, 2021.
3
This page provides Rafael Holdings Inc. Class B (RFL) earnings call transcripts from SEC 8-K filings along with AI-powered predictions for post-earnings price movements. Our machine learning models analyze historical earnings data, pre-earnings price patterns, volume changes, and volatility to predict 1-day, 5-day, and 20-day returns after each earnings release.
Earnings transcripts are sourced directly from SEC EDGAR filings. Predictions are generated using gradient boosting models trained on RFL's historical earnings reactions. All predicted returns are shown as percentages, and predicted prices are calculated from the closing price at the time of prediction. Past performance does not guarantee future results.