Machine learning predictions based on historical earnings data and price patterns
1-Day Prediction
-2.24%
$356.21
0% positive prob.
5-Day Prediction
-1.20%
$359.99
0% positive prob.
20-Day Prediction
-3.53%
$351.52
0% positive prob.
SEC 8-K filings with transcript text
Feb 6, 2026 · 100% conf.
1D
-2.24%
$356.21
Act: +2.27%
5D
-1.20%
$359.99
Act: -11.44%
20D
-3.53%
$351.52
pipr-202602060001230245false00012302452026-02-062026-02-060001230245dei:FormerAddressMember2026-02-062026-02-06
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
February 6, 2026 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware001-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
350 North 5th Street, Suite 1000 Minneapolis,Minnesota55401 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On February 6, 2026, Piper Sandler Companies (the "Company") reported its financial results for its fourth fiscal quarter and fiscal year ended December 31, 2025. See the Company's press release dated February 6, 2026, which is furnished as Exhibit 99 hereto.
Item 8.01. Other Events.
On February 6, 2026, the Company announced that its board of directors has approved a four-for-one forward stock split of the Company's common stock, to be effected through the filing of an amendment to the Company's Amended and Restated Certificate of Incorporation that will proportionately increase the number of authorized shares of common stock. The amendment is expected to take effect at 4:30 p.m. Eastern Time on March 23, 2026. At that time, every share of the Company's common stock will automatically become four shares of common stock. The Company's common stock will begin trading on the split-adjusted basis at the start of trading on March 24, 2026.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated February 6, 2026
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:February 6, 2026By/s/ Katherine P. Clune NameKatherine P. Clune ItsChief Financial Officer
Oct 31, 2025
pipr-202510310001230245false00012302452025-10-312025-10-310001230245dei:FormerAddressMember2025-10-312025-10-31
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
October 31, 2025 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware001-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
350 North 5th Street, Suite 1000 Minneapolis,Minnesota55401 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On October 31, 2025, Piper Sandler Companies (the "Company") reported its financial results for its third fiscal quarter ended September 30, 2025. See the Company's press release dated October 31, 2025, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated October 31, 2025
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:October 31, 2025By/s/ Katherine P. Clune NameKatherine P. Clune ItsChief Financial Officer
Aug 1, 2025
pipr-202508010001230245false00012302452025-08-012025-08-010001230245dei:FormerAddressMember2025-08-012025-08-01
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
August 1, 2025 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware001-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
350 North 5th Street, Suite 1000 Minneapolis,Minnesota55401 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On August 1, 2025, Piper Sandler Companies (the "Company") reported its financial results for its second fiscal quarter ended June 30, 2025. See the Company's press release dated August 1, 2025, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated August 1, 2025
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:August 1, 2025By/s/ Katherine P. Clune NameKatherine P. Clune ItsChief Financial Officer
May 2, 2025
pipr-202505020001230245false00012302452025-05-022025-05-02
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
May 2, 2025 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware001-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On May 2, 2025, Piper Sandler Companies (the "Company") reported its financial results for its first fiscal quarter ended March 31, 2025. See the Company's press release dated May 2, 2025, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated May 2, 2025
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:May 2, 2025By/s/ Katherine P. Clune NameKatherine P. Clune ItsChief Financial Officer
Jan 31, 2025
pipr-202501310001230245false00012302452025-01-312025-01-31
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
January 31, 2025 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware001-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On January 31, 2025, Piper Sandler Companies (the "Company") reported its financial results for its fourth fiscal quarter and fiscal year ended December 31, 2024. See the Company's press release dated January 31, 2025, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated January 31, 2025
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:January 31, 2025By/s/ Katherine P. Clune NameKatherine P. Clune ItsChief Financial Officer
Oct 25, 2024
pipr-202410250001230245false00012302452024-10-252024-10-25
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
October 25, 2024 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware001-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On October 25, 2024, Piper Sandler Companies (the "Company") reported its financial results for its third fiscal quarter ended September 30, 2024. See the Company's press release dated October 25, 2024, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated October 25, 2024
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:October 25, 2024By/s/ Katherine P. Clune NameKatherine P. Clune ItsChief Financial Officer
Aug 2, 2024
pipr-202408020001230245false00012302452024-08-022024-08-02
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
August 2, 2024 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware001-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On August 2, 2024, Piper Sandler Companies (the "Company") reported its financial results for its second fiscal quarter ended June 30, 2024. See the Company's press release dated August 2, 2024, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated August 2, 2024
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:August 2, 2024By/s/ Katherine P. Clune NameKatherine P. Clune ItsChief Financial Officer
Apr 26, 2024
pipr-202404260001230245false00012302452024-04-262024-04-26
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
April 26, 2024 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On April 26, 2024, Piper Sandler Companies (the "Company") reported its financial results for its first fiscal quarter ended March 31, 2024. See the Company's press release dated April 26, 2024, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated April 26, 2024
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:April 26, 2024By/s/ Katherine P. Clune NameKatherine P. Clune ItsChief Financial Officer
Feb 2, 2024
pipr-202402020001230245false00012302452024-02-022024-02-02
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
February 2, 2024 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On February 2, 2024, Piper Sandler Companies (the "Company") reported its financial results for its fourth fiscal quarter and fiscal year ended December 31, 2023. See the Company's press release dated February 2, 2024, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated February 2, 2024
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:February 2, 2024By/s/ Katherine P. Clune NameKatherine P. Clune ItsChief Financial Officer
Oct 27, 2023
pipr-202310270001230245false00012302452023-10-272023-10-27
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
October 27, 2023 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On October 27, 2023, Piper Sandler Companies (the "Company") reported its financial results for its third fiscal quarter ended September 30, 2023. See the Company's press release dated October 27, 2023, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated October 27, 2023
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:October 27, 2023By/s/ Timothy L. Carter NameTimothy L. Carter ItsChief Financial Officer
Jul 28, 2023
pipr-202307280001230245false00012302452023-07-282023-07-28
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
July 28, 2023 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On July 28, 2023, Piper Sandler Companies (the "Company") reported its financial results for its second fiscal quarter ended June 30, 2023. See the Company's press release dated July 28, 2023, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated July 28, 2023
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:July 28, 2023By/s/ Timothy L. Carter NameTimothy L. Carter ItsChief Financial Officer
May 2, 2023
pipr-202305020001230245false00012302452023-05-022023-05-02
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
May 2, 2023 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On May 2, 2023, Piper Sandler Companies (the "Company") reported its financial results for its first fiscal quarter ended March 31, 2023. See the Company's press release dated May 2, 2023, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated May 2, 2023
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:May 2, 2023By/s/ Timothy L. Carter NameTimothy L. Carter ItsChief Financial Officer
Feb 3, 2023
pipr-202302030001230245false00012302452023-02-032023-02-03
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
February 3, 2023 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On February 3, 2023, Piper Sandler Companies (the "Company") reported its financial results for its fourth fiscal quarter and fiscal year ended December 31, 2022. See the Company's press release dated February 3, 2023, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated February 3, 2023
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:February 3, 2023By/s/ Timothy L. Carter NameTimothy L. Carter ItsChief Financial Officer
Oct 28, 2022
pipr-202210280001230245false00012302452022-10-282022-10-28
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
October 28, 2022 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On October 28, 2022, Piper Sandler Companies (the "Company") reported its financial results for its third fiscal quarter ended September 30, 2022. See the Company's press release dated October 28, 2022, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated October 28, 2022
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:October 28, 2022By/s/ Timothy L. Carter NameTimothy L. Carter ItsChief Financial Officer
Jul 29, 2022
pipr-202207290001230245false00012302452022-07-292022-07-29
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
July 29, 2022 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On July 29, 2022, Piper Sandler Companies (the "Company") reported its financial results for its second fiscal quarter ended June 30, 2022. See the Company's press release dated July 29, 2022, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated July 29, 2022
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:July 29, 2022By/s/ Timothy L. Carter NameTimothy L. Carter ItsChief Financial Officer
Apr 29, 2022
pipr-202204290001230245false00012302452022-04-292022-04-29
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
April 29, 2022 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On April 29, 2022, Piper Sandler Companies (the "Company") reported its financial results for its first fiscal quarter ended March 31, 2022. See the Company's press release dated April 29, 2022, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated April 29, 2022
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:April 29, 2022By/s/ Timothy L. Carter NameTimothy L. Carter ItsChief Financial Officer
Feb 10, 2022
pipr-202202100001230245false00012302452022-02-102022-02-10
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
February 10, 2022 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On February 10, 2022, Piper Sandler Companies (the "Company") reported its financial results for its fourth fiscal quarter and fiscal year ended December 31, 2021. See the Company's press release dated February 10, 2022, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated February 10, 2022
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:February 10, 2022By/s/ Timothy L. Carter NameTimothy L. Carter ItsChief Financial Officer
Oct 29, 2021
pipr-202110290001230245false00012302452021-10-292021-10-29
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
October 29, 2021 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On October 29, 2021, Piper Sandler Companies (the "Company") reported its financial results for its third fiscal quarter ended September 30, 2021. See the Company's press release dated October 29, 2021, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated October 29, 2021
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:October 29, 2021By/s/ Timothy L. Carter NameTimothy L. Carter ItsChief Financial Officer
Jul 30, 2021
pipr-202107300001230245false00012302452021-07-302021-07-30
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
July 30, 2021 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2): ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On July 30, 2021, Piper Sandler Companies (the "Company") reported its financial results for its second fiscal quarter ended June 30, 2021. See the Company's press release dated July 30, 2021, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated July 30, 2021
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:July 30, 2021By/s/ Timothy L. Carter NameTimothy L. Carter ItsChief Financial Officer
Apr 30, 2021
pipr-202104300001230245false00012302452021-04-302021-04-30
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
April 30, 2021 Date of report (Date of earliest event reported)
(Exact Name of Registrant as Specified in its Charter)
Delaware1-31720 30-0168701 (State of Incorporation)(Commission File Number) (IRS Employer Identification No.)
800 Nicollet Mall, Suite 900 Minneapolis,Minnesota55402 (Address of Principal Executive Offices) (Zip Code)
(612)303-6000 (Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: Title of Each ClassTrading SymbolName of Each Exchange On Which Registered Common Stock, par value $0.01 per sharePIPRThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
On April 30, 2021, Piper Sandler Companies (the "Company") reported its financial results for its first fiscal quarter ended March 31, 2021. See the Company's press release dated April 30, 2021, which is furnished as Exhibit 99 hereto.
Item 9.01. Financial Statements and Exhibits.
(d)Exhibit
99 Press Release dated April 30, 2021
104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date:April 30, 2021By/s/ Timothy L. Carter NameTimothy L. Carter ItsChief Financial Officer
This page provides Piper Sandler Companies (PIPR) earnings call transcripts from SEC 8-K filings along with AI-powered predictions for post-earnings price movements. Our machine learning models analyze historical earnings data, pre-earnings price patterns, volume changes, and volatility to predict 1-day, 5-day, and 20-day returns after each earnings release.
Earnings transcripts are sourced directly from SEC EDGAR filings. Predictions are generated using gradient boosting models trained on PIPR's historical earnings reactions. All predicted returns are shown as percentages, and predicted prices are calculated from the closing price at the time of prediction. Past performance does not guarantee future results.