SEC 8-K filings with transcript text
May 4, 2022
ela_8k.htm0000701719false00007017192022-05-042022-05-04iso4217:USDxbrli:sharesiso4217:USDxbrli:shares
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 4, 2022(May 3, 2022)
(Exact name of Registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or other jurisdiction of incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification No.)
Irving, Texas 75038 (Address of principal executive offices) (Zip Code)
Registrant’s Telephone Number, including area code: (972) 587-4049
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Title of each class
Trading Symbol
Name of exchange on which registered
Common Stock, $0.01 par value
ELA
NYSE American
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition
On May 3, 2022, Envela Corporation (the “Registrant”) issued a press release disclosing its financial results for the quarter ended March 31, 2022 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated May 3, 2022.
2
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ BRET A. PEDERSEN
Bret A. Pedersen
Chief Financial Officer
(Principal Accounting Officer)
Date: May 4, 2022
3
May 23, 2019
8-K 1 form8-k.htm
Washington,
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 23, 2019 (May 20, 2019)
(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
Employer
Identification No.)
13022 Preston Road Dallas, Texas 75240 (Address of Principal Executive Offices) (Zip Code)
(972) 587-4049 (Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On May 20, 2019, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing its financial results for the quarter ended March 31, 2019 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit Number
Description of Exhibit
99.1
Press Release, dated May 20, 2019.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: May 23, 2019 By:
/s/
John R. Loftus
Chief Executive Officer
(Principal Executive Officer)
Exhibit Number
Description of Exhibit
99.1
Press Release, dated May 20, 2019
Apr 17, 2019
8-K 1 form8-k.htm
Washington,
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 17, 2019 (April 12, 2019)
(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
13022 Preston Road Dallas, Texas 75240 (Address of Principal Executive Offices) (Zip Code)
(972) 587-4049 (Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On April 12, 2019, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing its financial results for the year ended December 31, 2018 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit Number
Description of Exhibit
99.1
Press Release, dated April 12, 2019.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: April 17, 2019 By:
/s/
John R. Loftus
Chief Executive Officer
(Principal Executive Officer)
Exhibit Number
Description of Exhibit
99.1
Press Release, dated April 12, 2019
Nov 21, 2018
8-K 1 form8-k.htm
Washington,
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 21, 2018 (November 19, 2018)
(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
Employer
Identification No.)
13022 Preston Road Dallas, Texas 75240 (Address of Principal Executive Offices) (Zip Code)
(972) 587-4049 (Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On November 19, 2018, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing its financial results for the quarter ended September 30, 2018 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit Number
Description of Exhibit
99.1
Press Release, dated November 19, 2018.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: November 21, 2018 By:
/s/
John R. Loftus
Chief Executive Officer
(Principal Executive Officer)
Exhibit Number
Description of Exhibit
99.1
Press Release, dated November 19, 2018
Aug 15, 2018
8-K 1 form8-k.htm
Washington,
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 15, 2018 (August 13, 2018)
(Exact name of registrant as specified in its charter)
Nevada 1-11048 88-0097334
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
13022 Preston Road
Dallas, Texas 75240
(Address of Principal Executive Offices) (Zip Code)
(972) 587-4049 (Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On August 13, 2018, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing its financial results for the quarter ended June 30, 2018 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated August 13, 2018.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: August 15, 2018 By: /s/
John R. Loftus
Chief Executive Officer
(Principal Executive Officer)
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated August 13, 2018
May 14, 2018
8-K 1 form8-k.htm
Washington,
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 14, 2018 (May 11, 2018)
(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
13022 Preston Road
Dallas, Texas 75240
(Address of Principal Executive Offices) (Zip Code)
(972) 587-4049
(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On May 11, 2018, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing its financial results for the quarter ended March 31, 2018 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated May 11, 2018.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: May 14, 2018 By: /s/
John R. Loftus
Chief Executive Officer
(Principal Executive Officer)
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated May 11, 2018
Mar 22, 2018
8-K 1 tv489135_8k.htm 8-K
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 21, 2018 (March 19, 2018)
(Exact name of Registrant as specified in its charter)
Nevada
(State or other jurisdiction of
incorporation or organization)
1-11048
(Commission
File Number)
88-0097334
(I.R.S. Employer
Identification No.)
13022 Preston Rd
Dallas, Texas 75240
(Address of principal executive offices) (Zip Code)
Registrant’s Telephone Number, including area code: (972) 587-4049
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2)
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to section 13(a) of the Exchange Act. ¨
Item 2.02 Results of Operations and Financial Condition
On March 19, 2018, DGSE Companies, Inc. (the “Company”) issued a press release disclosing its financial results for the year ended December 31, 2017 (the “Press Release”). The full text of the Press Release is furnished as Exhibit-99.1 to this current Report on Form 8-K.
The information in this Form 8-K (including Exhibit 99.1) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such a filing.
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On March 19, 2018, the Board of Directors of the Company elected Allison DeStefano, age 34, as a member of the Board of Directors of the Company to be effective immediately. Allison is the sales director for Echo Environmental, a data security and de-manufacturer/refurbishment processor of electronics in the aftermarket supply chain. She is responsible for management of client services, firm marketing and communications, investment analysis, structuring and execution, and internal operations of the company. Ms. DeStefano started her career as a sales consultant and spent years as a senior sales executive with prior working relationships and with the National Pawnbrokers Association Board and numerous members thereof. She studied art at the State University of New York and is a native of Buffalo, NY.
There is no arrangement or understanding pursuant to which Ms. DeStefano was selected as a director of the Company and there are no family relationships between Ms. DeStefano and the other directors or executive officers of the Company. Since the beginning of the Company’s last fiscal year, Ms. DeStefano has not had any transactions, and there are no currently proposed transactions in which Ms. DeStefano was or is to be a participant in amounts greater than $120,000 and in which any related person had or will have a direct or indirect material interest.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated March 19, 2018.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Company)
Date: March 21, 2018 By: /s/ JOHN R. LOFTUS
John R. Loftus
Chief Executive Officer
(Principal Executive Officer)
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated March 19, 2018
Nov 9, 2017
8-K 1 tv479132_8k.htm
Washington, D.C. 20549
8-K
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 9, 2017 (November 7, 2017)
(Exact name of registrant as specified in its charter)
Nevada 1-11048 88-0097334
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
13022 Preston Road
Dallas, Texas 75240
(Address of Principal Executive Offices) (Zip Code)
(972) 587-4049
(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 2.02 Results of Operations and Financial Condition
On November 7, 2017, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing its financial results for the quarter ended September 30, 2017 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit
Number Description of Exhibit
99.1 Press Release, dated November 7, 2017.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: November 9, 2017 By: /s/ JOHN R. LOFTUS
John R. Loftus
Chief Executive Officer
(Principal Executive Officer)
Exhibit
Number Description of Exhibit
99.1 Press Release, dated November 7, 2017
Aug 14, 2017
8-K 1 v473259_8k.htm
Washington, D.C. 20549
8-K
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 14, 2017 (August 11, 2017)
(Exact name of registrant as specified in its charter)
Nevada 1-11048 88-0097334
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
13022 Preston Road
Dallas, Texas 75240
(Address of Principal Executive Offices) (Zip Code)
(972) 587-4049
(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition
On August 11, 2017, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing its financial results for the quarter ended June 30, 2017 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit
Number Description of Exhibit
99.1 Press Release, dated August 11, 2017.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: August 14, 2017 By: /s/ JOHN R. LOFTUS
John R. Loftus
Chief Executive Officer
(Principal Executive Officer)
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated August 11, 2017
Jul 7, 2017
8-K 1 v470506_8k.htm
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 7, 2017 (June 30, 2017)
(Exact name of Registrant as specified in its charter)
Nevada 1-11048 88-0097334
(State or other jurisdiction of (Commission (I.R.S. Employer
incorporation or organization) File Number) Identification No.)
13022 Preston Rd
Dallas, Texas 75240
(Address of principal executive offices) (Zip Code)
Registrant’s Telephone Number, including area code: (972) 587-4049
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02.Results of Operations and Financial Condition.
On July 5, 2017, DGSE Companies, Inc. (the “Registrant”) issued a press release anticipating continued positive earnings in the second quarter of 2017. The press release is attached hereto as Exhibit 99.1.
On July 6, 2017, the Registrant issued a press release announcing the Letter of Intent for accretive acquisition of pawn businesses. The press release is attached hereto as Exhibit 99.2.
Item 5.02.Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Effective June 30, 2017, Bill LeRoy resigned as a director of DGSE Companies, Inc. (“DGSE”). Mr. LeRoy’s resignation from the Board of Directors of DGSE did not result from any disagreement with DGSE.
Item 7.01.Regulation FD Disclosure.
On June 30, 2017, DGSE Companies, Inc. (“DGSE”) entered into a non-binding letter of intent to acquire the equity interests in National Pawn, Inc. and its 15 pawn-related affiliates (collectively, “National”). The letter of intent is non-binding and is subject to numerous conditions, including negotiation and execution of a definitive agreement and the approval of DGSE’s Board of Directors. No assurance can be made that DGSE will be able to negotiate a mutually satisfactory definitive agreement or that such other conditions will be met.
If a definitive agreement is reached, this acquisition would be expected to close in the 3rd quarter of 2017. If consummated, DGSE expects the acquisition to bring promising revenue and earnings accretion to shareholders going forward.
National has a 27-store footprint, including stores in Arizona, North Carolina, Oklahoma and Texas. National is based in Austin, Texas. It was founded in 1993 by its current CEO, Courtland (Corky) L. Logue, Jr. (“Logue”). Logue has a long history in founding and operating pawnshops, including EZPAWN and EZCORP (NASDAQ: EZPW).
Elemetal Recycling Acquisition Update.
As announced on April 19, 2017, DGSE has also entered into a non-binding Letter of Intent to acquire certain tangible personal-property assets of Elemetal Recycling, LLC. This transaction is progressing, with DGSE working to complete requisite due diligence, financing and a definitive agreement.
Profits and Retail-Operations Update.
expects to post a profit in the second quarter of 2017 and shows continued operational improvement, although there is still much to be done to build the business. DGSE anticipates getting smarter with each customer interaction, educating its sales staff on customers’ preferred products and service.
Item 9.01.Financial Statements and Exhibits.
(d) Exhibits.
The following exhibits are furnished as part of this report:
Exhibit
Number Description of Exhibit
99.1 Press Release, dated July 5, 2017.
99.2 Press Release, dated July 6, 2017.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
By: /s/ John R. Loftus
John R.
May 18, 2017
8-K 1 v467412_8k.htm
Washington, D.C. 20549
8-K
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 18, 2017 (May 15, 2017)
(Exact name of registrant as specified in its charter)
Nevada 1-11048 88-0097334
(State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No.)
13022 Preston Road Dallas, Texas 75240 (Address of Principal Executive Offices) (Zip Code)
(972) 587-4049 (Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On May 15, 2017, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing its financial results for the quarter ended March 31, 2017 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit
Number Description of Exhibit
99.1 Press Release, dated May 15, 2017.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: May 18, 2016 By: /s/ JOHN R. LOFTUS
John R. Loftus
Chief Executive Officer
(Principal Executive Officer)
Exhibit
Number Description of Exhibit
99.1 Press Release, dated May 18, 2017
Nov 14, 2016
8-K 1 a51460143.htm
AND EXCHANGE COMMISSIONWashington,
Date of Report (Date of earliest event reported):November 14, 2016 (November 14, 2016)
DGSE COMPANIES, INC.(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or OtherJurisdiction ofIncorporation)
(CommissionFile Number)
(IRS EmployerIdentification No.)
15850 Dallas Parkway, Suite 140Dallas, Texas 75248(Address of Principal Executive Offices) (Zip Code)
(972) 587-4049(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On November 14, 2016, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing its financial results for the fiscal quarter ended September 30, 2016 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 7.01 Regulation FD Disclosure
The Registrant will hold a telephone conference regarding the Press Release on November 14, 2016 at 3:30 p.m. Central Time (4:30 p.m. Eastern Time) to discuss the Registrant’s financial results for the quarter ended September 30, 2016. To participate in the teleconference, please dial +877-407-9039 for U.S. callers and +201-689-8470 for international callers and reference the “DGSE conference call” when prompted. A replay will be available after completion of the call through November 21, 2016. To access the replay, please dial +844-512-2921 (U.S. callers) or +412-317-6671 (international callers) and reference passcode 13649985. The webcast and archived replay can also be accessed on the internet at http://public.viavid.com/index.php?id=121965.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated November 14, 2016.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: November 14, 2016
By:
/s/ MATTHEW M. PEAKES
Matthew M. Peakes
Chief Executive Officer
(Principal Executive Officer)
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated November 14, 2016
Aug 15, 2016
8-K 1 a51401855.htm
AND EXCHANGE COMMISSIONWashington,
Date of Report (Date of earliest event reported):August 15, 2016 (August 15, 2016)
DGSE COMPANIES, INC.(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or OtherJurisdiction ofIncorporation)
(CommissionFile Number)
(IRS EmployerIdentification No.)
15850 Dallas Parkway, Suite 140Dallas, Texas 75248(Address of Principal Executive Offices) (Zip Code)
(972) 587-4049(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
⃞
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
⃞
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On August 15, 2016, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing its financial results for the fiscal quarter ended June 30, 2016 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 7.01 Regulation FD Disclosure
The Registrant will hold a telephone conference regarding the Press Release on August 15, 2016 at 3:30 p.m. Central Time (4:30 p.m. Eastern Time) to discuss the Registrant’s financial results for the quarter ended June 30, 2016. To participate in the teleconference, please dial +877-407-9039 for U.S. callers and +201-689-8470 for international callers and reference the “DGSE conference call” when prompted. A replay will be available after completion of the call through August 22, 2016. To access the replay, please dial +877-870-5176 (U.S. callers) or +858-384-5517 (international callers) and reference passcode 13642867. The webcast and archived replay can also be accessed on the internet at http://public.viavid.com/index.php?id=120698.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated August 15, 2016.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: August 15, 2016
By:
/s/ MATTHEW M. PEAKES
Matthew M. Peakes
Chief Executive Officer
(Principal Executive Officer)
ExhibitNumber Description of Exhibit
99.1 Press Release, dated August 15, 2016.
May 16, 2016
8-K 1 a51343227.htm
AND EXCHANGE COMMISSIONWashington,
Date of Report (Date of earliest event reported):May 16, 2016 (May 16, 2016)
DGSE COMPANIES, INC.(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or OtherJurisdiction ofIncorporation)
(CommissionFile Number)
(IRS EmployerIdentification No.)
15850 Dallas Parkway, Suite 140Dallas, Texas 75248(Address of Principal Executive Offices) (Zip Code)
(972) 587-4049(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
⃞
Written communications pursuant to Rule 425 under the Securities Act
⃞
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
⃞
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On May 16, 2016, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing its financial results for the quarter ended March 31, 2016 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 7.01 Regulation FD Disclosure
The Registrant will hold a telephone conference regarding the Press Release on May 16, 2016 at 3:30 p.m. Central Time (4:30 p.m. Eastern Time) to discuss the Registrant’s financial results for the quarter ended March 31, 2016. To participate in the teleconference, please dial +877-407-9039 for U.S. callers and +201-689-8470 for international callers and reference the “DGSE conference call” when prompted. A replay will be available after completion of the call through May 23, 2016. To access the replay, please dial +877-870-5176 (U.S. callers) or +858-384-5517 (international callers) and reference passcode 13637136. The webcast and archived replay can also be accessed on the internet at http://public.viavid.com/index.php?id=119574.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated May 16, 2016.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: May 16, 2016
By:
/s/ MATTHEW M. PEAKES
Matthew M. Peakes
Chief Executive Officer
(Principal Executive Officer)
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated May 16, 2016
Mar 30, 2016
8-K 1 a51309733.htm
AND EXCHANGE COMMISSIONWashington,
EXCHANGE ACT OF 1934Date of Report (Date of earliest event reported):March 30, 2016 (March
COMPANIES, INC.(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or OtherJurisdiction ofIncorporation)
(CommissionFile Number)
(IRS EmployerIdentification No.)
15850 Dallas Parkway, Suite 140Dallas, Texas 75248(Address of Principal Executive Offices) (Zip Code)
(972) 587-4049(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
⃞
Written communications pursuant to Rule 425 under the Securities Act
⃞
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
⃞
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On March 30, 2016, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing its financial results for the quarter and year ended December 31, 2015 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 7.01 Regulation FD Disclosure
The Registrant will hold a telephone conference regarding the Press Release on March 30, 2016 at 3:30 p.m. Central Time (4:30 p.m. Eastern Time) to discuss the Registrant’s financial results for the quarter and year ended December 31, 2015. To participate in the teleconference, please dial +877-407-9039 for U.S. callers and +201-689-8470 for international callers and reference the “DGSE conference call” when prompted. A replay will be available after completion of the call through April 6, 2016. To access the replay, please dial +877-870-5176 (U.S. callers) or +858-384-5517 (international callers) and reference passcode 13633817. The webcast and archived replay can also be accessed on the internet at http://public.viavid.com/index.php?id=118843.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is furnished as part of this report:
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated March 30, 2016.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: March 30, 2016
By:
/s/ MATTHEW M. PEAKES
Matthew M. Peakes
Chief Executive Officer
(Principal Executive Officer)
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated March 30, 2016
Nov 12, 2015
8-K 1 a51223445.htm
AND EXCHANGE COMMISSIONWashington,
Date of Report (Date of earliest event reported):November 12, 2015 (November 12, 2015)
DGSE COMPANIES, INC.(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or OtherJurisdiction ofIncorporation)
(CommissionFile Number)
(IRS EmployerIdentification No.)
15850 Dallas Parkway, Suite 140Dallas, Texas 75248(Address of Principal Executive Offices) (Zip Code)
(972) 587-4049(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
⃞
Written communications pursuant to Rule 425 under the Securities Act
⃞
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
⃞
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On November 12, 2015, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing their financial results for the fiscal quarter ended September 30, 2015 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 7.01 Regulation FD Disclosure
The Registrant will hold a telephone conference regarding the Press Release on November 12, 2015 at 3:30 p.m. Central Time (4:30 p.m. Eastern Time) to discuss the Registrant’s financial results for the fiscal quarter ended September 30, 2015. To participate in the teleconference, please dial +877-407-9039 for U.S. callers and +201-689-8470 for international callers and reference the “DGSE conference call” when prompted. A replay will be available after completion of the call through November 19, 2015. To access the replay, please dial +877-870-5176 (U.S. callers) or +858-384-5517 (international callers) and reference passcode 13624412. The webcast and archived replay can also be accessed on the Company’s website at http://public.viavid.com/index.php?id=117145.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is filed as part of this report:
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated November 12, 2015.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: November 12, 2015
By:
/s/ MATTHEW M. PEAKES
Matthew M. Peakes
Chief Executive Officer
(Principal Executive Officer)
ExhibitNumber Description of Exhibit
99.1 Press Release, dated November 12, 2015
Aug 13, 2015
8-K 1 a51162729.htm
AND EXCHANGE COMMISSIONWashington,
Date of Report (Date of earliest event reported):August 13, 2015 (August 13, 2015)
DGSE COMPANIES, INC.(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or OtherJurisdiction ofIncorporation)
(CommissionFile Number)
(IRS EmployerIdentification No.)
15850 Dallas Parkway, Suite 140Dallas, Texas 75248(Address of Principal Executive Offices) (Zip Code)
(972) 587-4049(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
⃞
Written communications pursuant to Rule 425 under the Securities Act
⃞
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
⃞
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On August 13, 2015, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing their financial results for the fiscal quarter ended June 30, 2015 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 7.01 Regulation FD Disclosure
The Registrant will hold a telephone conference regarding the Press Release on August 13, 2015 at 3:30 p.m. Central Time (4:30 p.m. Eastern Time) to discuss the Registrant’s financial results for the fiscal quarter ended June 30, 2015. To participate in the teleconference, please dial +877-407-9039 for U.S. callers and +201-689-8470 for international callers and reference the “DGSE conference call” when prompted. A replay will be available after completion of the call through August 20, 2015. To access the replay, please dial +877-870-5176 (U.S. callers) or +858-384-5517 (international callers) and reference passcode 13617039. The webcast and archived replay can also be accessed on the Company’s website at http://public.viavid.com/index.php?id=115881.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is filed as part of this report:
ExhibitNumber Description of Exhibit
99.1 Press Release, dated August 13, 2015.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date: August 13, 2015
By:
/s/ JAMES D. CLEM
James D. Clem
Chief Executive Officer
(Principal Executive Officer)
ExhibitNumber Description of Exhibit
99.1 Press Release, dated August 13, 2015
May 13, 2015
8-K 1 a51101977.htm
AND EXCHANGE COMMISSIONWashington,
EXCHANGE ACT OF 1934Date of Report (Date of earliest event reported): May 13, 2015 (May
COMPANIES, INC.(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or Other
Jurisdiction of
Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
15850 Dallas Parkway, Suite 140Dallas, Texas 75248(Address of Principal Executive Offices) (Zip Code)(972) 587-4049(Registrant’s telephone number, including area code)(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On May 13, 2015, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing their financial results for the fiscal quarter ended March 31, 2015 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 7.01 Regulation FD Disclosure
The Registrant will hold a telephone conference regarding the Press Release on May 13, 2015 at 3:30 p.m. Central Time (4:30 p.m. Eastern Time) to discuss the Registrant’s financial results for the fiscal quarter ended March 31, 2015. To participate in the teleconference, please dial +877-407-9039 for U.S. callers and +201-689-8470 for international callers and reference the “DGSE conference call” when prompted. A replay will be available after completion of the call through May 20, 2015. To access the replay, please dial +877-870-5176 (U.S. callers) or +858-384-5517 (international callers) and reference passcode 13609625. The webcast and archived replay can also be accessed on the Company’s website at http://public.viavid.com/index.php?id=114605.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is filed as part of this report:
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated May 13, 2015.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date:
May 13, 2015
By:
/s/ JAMES D. CLEM
James D. Clem
Chief Executive Officer
(Principal Executive Officer)
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated May 13, 2015
Mar 26, 2015
8-K 1 a51066781.htm
AND EXCHANGE COMMISSIONWashington,
TO SECTION 13 OR 15(d) OF THESECURITIES EXCHANGE ACT OF 1934Date of Report (Date of earliest event reported): March 26, 2015 (March
COMPANIES, INC.(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or Other
Jurisdiction of
Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
15850 Dallas Parkway, Suite 140Dallas, Texas 75248(Address of principal executive offices) (Zip Code)(972) 587-4049(Registrant’s telephone number, including area code)(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On March 26, 2015, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing their financial results for the quarter and year ended December 31, 2014 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 7.01 Regulation FD Disclosure
The Registrant will hold a telephone conference regarding the Press Release on March 26, 2015 at 3:30 p.m. Central Time (4:30 p.m. Eastern Time) to discuss the Registrant’s financial results for the quarter and year ended December 31, 2014. To participate in the teleconference, please dial +877-407-9039 for U.S. callers and +201-689-8470 for international callers and reference the “DGSE conference call” when prompted. A replay will be available after completion of the call through April 2, 2015. To access the replay, please dial +877-870-5176 (U.S. callers) or +858-384-5517 (international callers) and reference passcode 13604535. The webcast and archived replay can also be accessed on the internet at http://public.viavid.com/index.php?id=113643.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is filed as part of this report:
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated March 26, 2015.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date:
March 26, 2015
By:
/s/ JAMES D. CLEM
James D. Clem
Chief Executive Officer
(Principal Executive Officer)
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated March 26, 2015
Nov 13, 2014
8-K 1 a50983161.htm
AND EXCHANGE COMMISSIONWashington,
EXCHANGE ACT OF 1934Date of Report (Date of earliest event reported): November 13, 2014 (November
COMPANIES, INC.(Exact name of registrant as specified in its charter)
Nevada
1-11048
88-0097334
(State or Other
Jurisdiction of
Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
15850 Dallas Parkway, Suite 140Dallas, Texas 75248(Address of Principal Executive Offices) (Zip Code)(972) 587-4049(Registrant’s telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition
On November 13, 2014, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing their financial results for the fiscal quarter ended September 30, 2014 (the “Press Release”). The Press Release is attached hereto as Exhibit 99.1.
Item 7.01 Regulation FD Disclosure
The Registrant will hold a telephone conference regarding the Press Release on November 13, 2014 at 3:30 p.m. Central Time (4:30 p.m. Eastern Time) to discuss the Registrant’s financial results for the fiscal quarter ended September 30, 2014. To participate in the teleconference, please dial +877-407-9039 for U.S. callers and +201-689-8470 for international callers and reference the “DGSE conference call” when prompted. A replay will be available after completion of the call through November 20, 2014. To access the replay, please dial +877-870-5176 (U.S. callers) or +858-384-5517 (international callers) and reference passcode 13594851. The webcast and archived replay can also be accessed on the Company’s website at http://public.viavid.com/index.php?id=111814.Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
The following exhibit is filed as part of this report:
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated November 13, 2014.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant)
Date:
November 13, 2014
By:
/s/ JAMES D. CLEM
James D. Clem
Chief Executive Officer
(Principal Executive Officer)
Exhibit
Number
Description of Exhibit
99.1
Press Release, dated November 13, 2014
This page provides Envela Corporation (ELA) earnings call transcripts from SEC 8-K filings along with AI-powered predictions for post-earnings price movements. Our machine learning models analyze historical earnings data, pre-earnings price patterns, volume changes, and volatility to predict 1-day, 5-day, and 20-day returns after each earnings release.
Earnings transcripts are sourced directly from SEC EDGAR filings. Predictions are generated using gradient boosting models trained on ELA's historical earnings reactions. All predicted returns are shown as percentages, and predicted prices are calculated from the closing price at the time of prediction. Past performance does not guarantee future results.